PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
- 249.0-1—Availability of forms.
- SUBPART A—Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges (§249.1 to §249.26)
- SUBPART B—Forms for Reports To Be Filed by Officers, Directors, and Security Holders (§249.103 to §249.105)
- SUBPART C—Forms for Applications for Registration of Securities on National Securities Exchanges and Similar Matters (§249.208 to §249.250)
- SUBPART D—Forms for Annual and Other Reports of Issuers Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 (§249.306 to §249.447)
- SUBPART E—Forms for Statements Made in Connection With Exempt Tender Offers (§249.480 to §249.510)
- SUBPART G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, and Dealers (§249.617 to §249.638)
- SUBPART H—Forms For Reports as to Stabilization (§249.709 to §249.709)
- SUBPART I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations (§249.8
- SUBPART K—Form for Registration of, and Reporting by Securities Information Processors (§249.1001 to §249.1001)
- SUBPART L—Forms for Registration of Municipal Securities Dealers (§249.1100 to §249.1110)
- SUBPART M—Forms for Reporting and Inquiry With Respect to Missing, Lost, Stolen, or Counterfeit Securities (§249.1200 to §249.1200)
- SUBPART N—Forms for Registration of Municipal Advisors (§249.1300T to §249.1300T)
- SUBPART O—Forms for Securitizers of Asset-Backed Securities (§249.1400 to §249.1400)