SUBPART L—Forms for Registration of Municipal Securities Dealers (§249.1100 to §249.1110) - Title 17 - Commodity and Securities Exchanges CFR - USA Laws Searching

CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 > SUBPART L—Forms for Registration of Municipal Securities Dealers (§249.1100 to §249.1110)

SUBPART L—Forms for Registration of Municipal Securities Dealers (§249.1100 to §249.1110)

249.1100—Form MSD, application for registration as a municipal securities dealer pursuant to rule 15Ba2-1 under the Securities Exchange Act of 1934 or amendment to such application.
249.1110—Form MSDW, notice of withdrawal from registration as a municipal securities dealer pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1).