SUBPART A—Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges (§249.1 to §249.26)
- 249.1—Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
- 249.10—Form 1-N for notice registration as a national securities exchange.
- 249.11—Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.
- 249.25—Form 25, for notification of removal from listing and/or registration.
- 249.26—Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter).