Supreme Court of the State of Washington
Opinion Information Sheet
Docket Number: |
83682-5 |
Title of Case: |
State v. Kosewicz |
File Date: |
06/07/2012 |
Oral Argument Date: |
02/08/2011 |
SOURCE OF APPEAL
----------------
Appeal from
Spokane County Superior Court
|
| 07-1-00689-4 |
| Honorable Michael P Price |
JUSTICES
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Barbara A. Madsen | Signed Majority | |
Charles W. Johnson | Signed Dissent in part | |
Tom Chambers | Dissent in part Author | |
Susan Owens | Signed Majority | |
Mary E. Fairhurst | Majority Author | |
James M. Johnson | Signed Majority | |
Debra L. Stephens | Signed Dissent in part | |
Charles K. Wiggins | Signed Dissent in part | |
Steven C. González | Did Not Participate | |
Gerry L. Alexander, Justice Pro Tem. | Signed Majority | |
COUNSEL OF RECORD
-----------------
Counsel for Petitioner(s) |
| Janet G. Gemberling |
| Janet Gemberling PS |
| Po Box 9166 |
| Spokane, WA, 99209-9166 |
|
| Dennis W. Morgan |
| Attorney at Law |
| Po Box 1019 |
| Republic, WA, 99166-1019 |
Counsel for Respondent(s) |
| Mark Erik Lindsey |
| Spokane County Prosecuting Attorneys |
| 1100 W Mallon Ave |
| Spokane, WA, 99260-2043 |
Amicus Curiae on behalf of Washington Association of Crimin |
| Sheryl Gordon Mccloud |
| Law Offices of Sheryl Gordon McCloud |
| 710 Cherry St |
| Seattle, WA, 98104-1925 |
Amicus Curiae on behalf of Washington Association of Prosec |
| Seth Aaron Fine |
| Attorney at Law |
| Snohomish Co Pros Ofc |
| 3000 Rockefeller Ave |
| Everett, WA, 98201-4060 |
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
CHAMBERS, J. (concurring in part and dissenting in part) -- "In criminal
prosecutions the accused shall have the right . . . to demand the nature and cause of
the accusation against him." Const. art. I, § 22. The central question in this case is
whether the State has to give adequate notice of the acts a person is accused of
committing that will result in punishment. Ordinarily, our state constitution provides
greater protections than the federal constitution. The United States Supreme Court
has established a new floor of constitutional protection with the rule that any fact
(other than criminal history) that will increase punishment beyond the statutory
maximum must be pleaded and proved to a jury beyond a reasonable doubt. Blakely
v. Washington, 542 U.S. 296, 301-02, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004)
(quoting Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348, 147 L. Ed.
2d 435 (2000)). Our jurisprudence has long distinguished between -- and
established different standards for -- elements, enhancements, aggravators, and
predicate crimes. We must reexamine the reasons for these distinctions in light of
Blakely and its progeny. The majority hews to very old case law and fails to
reexamine the rationales behind those cases in light of the current trend to require
greater notice of facts that will increase punishment. While the majority's opinion is
consistent with some of our older cases, it reduces our notice jurisprudence to a
series of technicalities without any consistent underlying rationale. Although I find
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
the majority's resolution of both of these consolidated cases unsatisfying, I concur
with the result in Theodore Kosewicz's case because it is dictated by a recent
opinion of this court. State v. Siers, __ Wn.2d __, 274 P.3d 358 (2012). However,
I would reverse Robert Brown's conviction and, therefore, I dissent from the
majority in his case.
A. Essential Elements
When the State charges a person with a crime, that person is entitled to notice
of exactly what crime he or she is accused of committing. See State v. Kjorsvik,
117 Wn.2d 93, 98, 812 P.2d 86 (1991); Const. art. I, § 22. That means in the
charging document the State must charge all the "essential elements" of a crime. Id.
at 101-02. This "essential elements" rule "requires that the defendant be apprised
of the elements of the crime charged and the conduct of the defendant which is
alleged to have constituted that crime." Id. at 98 (citing State v. Leach, 113 Wn.2d
679, 782 P.2d 552 (1989)). If the State fails to do so, the defendant's constitutional
rights of notice and due process are violated and a new trial is required. See id. at
97, 107-08. But, according to the majority's reasoning, if another crime appears in
the information as an element of the charged crime, the defendant is presumed to
know the essential elements of the other crime. Majority at 9-10. In other words,
the majority acknowledges that not informing the defendant of the elements of a
crime is a notice violation so fundamental it requires a new trial to remedy. Id. at 8.
But then, with what I think is inconsistent reasoning, the majority concludes that if
another crime is one of the elements of the charged crime, the defendant is
2
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
presumed to know not only all the elements of that other crime, but also which
specific elements the State intends to try. Id. at 9.
I cannot find an intellectually satisfying reason to treat crimes that are
elements of another crime differently for notice purposes than crimes that are
charged. The State, of course, "must prove the elements of the predicate felony to
prove the offense of felony murder." State v. Gamble, 154 Wn.2d 457, 466, 114
P.3d 646 (2005); see also State v. Carter, 154 Wn.2d 71, 80, 109 P.3d 823 (2005) (
"in order for a person to be found guilty of felony murder, the State must prove that
he or she committed or attempted to commit a predicate felony"); State v. Wanrow,
91 Wn.2d 301, 311, 588 P.2d 1320 (1978) ("The intent necessary to prove the
felony-murder is the intent necessary to prove the underlying felony. That intent
must be proved by the State as a necessary element of the crime, and the question
whether it was present is presented to the jury."1). These cases make clear the jury
must be instructed on and the State must actually prove each element of a predicate
felony in felony murder. It follows that to prepare an adequate defense the
defendant must be notified of what elements the State intends to prove. See State v.
Royse, 66 Wn.2d 552, 556, 403 P.2d 838 (1965) (expressly connecting what must
1 A close reading of this statement from Wanrow actually disposes of the central question in this
case because it inescapably states that the elements of the underlying predicate felony are
"necessary element[s]" of felony murder. Wanrow, 91 Wn.2d at 311. Wanrow is arguably
distinguishable because it concerned the elements as they must be proved to a jury rather than
elements as they must be charged in the information. Id. However, an element that is essential
(or "necessary") for purposes of proof to a jury beyond a reasonable doubt logically is also
essential for purposes of notifying the defendant what crime she is accused of committing. If the
point of notice in this context is to prepare a defense, the defendant should be apprised of what
the State is going to try to prove to the jury.
3
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
be alleged with what must be proved).
B. Robert Brown's Felony Murder Conviction
The majority cites a single Court of Appeals case for its remarkable
proposition that when a crime becomes an element of another crime, it takes on
mystical properties that notify the defendant of all its elements. Majority at 9 (citing
State v. Hartz, 65 Wn. App. 351, 354, 828 P.2d 618 (1992)). That case in turn cites
three cases from this court. Id. But the cases from this court to which the Court of
Appeals cites are all over 70 years old, trace back to a single decision in 1908, and
rely on notice principles long abandoned by this court.
This court first held elements of the predicate felony in a felony murder
charge need not appear in the information in State v. Fillpot, 51 Wash. 223, 228, 98
P. 659 (1908). In Fillpot, the court concluded that the specific elements of the
predicate felony need not be laid out in a felony murder charge because "[t]he
[predicate] crimes of robbery and burglary . . . are elsewhere defined in the criminal
code" and they therefore have "a well-defined and legal meaning." Id. It was
sufficient, according to the court, to merely state in the information the terms
"robbery" or "burglary" as used in the felony murder statute because it met the
statutory requirement that a person of ordinary understanding could know what was
intended by going and looking up their elements elsewhere in the code. Id.
In 1908, criminal law was far less complex than today. The modern notice
requirement of the essential elements rule is not merely statutory but is "based on
constitutional law and court rule." Kjorsvik, 117 Wn.2d at 97 (citing Const. art. I, §
4
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
22 (amend. 10); U.S. Const. amend VI; CrR 2.1(b), recodified as CrR 2.1(a)(1)).2
We have expressly rejected the idea that defendants must search for the rules or
regulations they are accused of violating. Id. at 101 (citing State v. Jeske, 87 Wn.2d
760, 765, 558 P.2d 162 (1976)). Rather, both our state and federal constitutions
require that "all essential elements of an alleged crime must be included in the
charging document in order to afford the accused notice of the nature of the
allegations so that a defense can be properly prepared." Id. at 101-02. Given these
developments in our case law, the majority's determination that the State in a felony
murder charge need not notify a defendant of which elements of the predicate felony
it intends to try is not reconcilable with modern due process and notice
jurisprudence.
The other cases cited by the majority are similarly a few steps behind the past
several decades of case law. In the 1941 case, State v. Anderson, 10 Wn.2d 167,
180, 116 P.2d 346 (1941),3 the most recent case cited by the majority, the court
offered the following rationale for the majority's rule:
Nor is [the information] defective in not stating in specific detail the
facts and elements of the burglary or robbery upon which the crime of
murder in the first degree is charged . . . . The state's case was
necessarily based upon and built around the confession and admissions
of appellant. We cannot conceive of any fact which the state, by way
of bill of particulars or by way of making the information more definite
and certain, could have furnished him that was not already locked up in
his own breast.
2 Fundamental due process concerns also underpin the rule. Leach, 113 Wn.2d at 690.
3 The third case from this court relied on by the majoritysimply cites Fillpot without further
analysis. State v. Ryan, 192 Wash. 160, 164-65, 73 P.2d 735 (1937).
5
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
In other words, when a charge is based on the admissions of the defendant, the State
need not provide proper notice in charging because the defendant has all the notice
he needs "locked up in his own breast." Id. But that is not the standard by which
we judge the adequacy of the information today. To say no notice is needed
because the defendant himself knows what he did is antithetical to modern
principles of fairness and due process. Nor are those principles satisfied by a
charge that lists an underlying crime as an essential element of another crime but
fails to inform the defendant which elements of that underlying crime the State
intends to try.
Federal cases applying the same constitutional principles conflict with the
majority's analysis. The Ninth Circuit Court of Appeals specifically addressed the
issue of notifying the defendant of the elements of a predicate felony while
interpreting Washington law in the context of second degree felony murder
predicated on a second degree assault charge:
[The defendant] was presented with the dilemma of preparing a
defense to the second degree assault upon which the felony murder was
founded without knowing whether the State would proceed on the
theory that the second degree assault was founded on the "intent to
injure" under [former RCW 9.11.020(1) (1909)4] or "to enable or assist
himself . . . to commit any crime" under [former RCW 9.11.020(2)]. To
allow the State to charge in such nebulous terms and proceed to trial on
either of these theories would in itself be violative of the principle of
fundamental fairness on which due process of law is bottomed. The
practical inquiry as to the sufficiency of the information . . . reveals that
on this basis alone, [the defendant] would not have received the
4 Title 9 RCW was in effect during the 1973 trial in this case. It was repealed effective July 1,
1976.
6
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
requisite notice to adequately prepare his defense.
Kreck v. Spalding, 721 F.2d 1229, 1233 (9th Cir. 1983) (citation omitted). The fact
that this analysis is dicta renders it no less potent an indictment of the rule in the
cases relied on by the majority.
Other jurisdictions agree with the Ninth Circuit. The Supreme Court of
Hawai'i expressly disapproved of Hartz, and held that "where one offense requires
the actual commission of a second underlying offense, in order to sufficiently charge
the offense, it is incumbent on the State to allege the essential elements of the
underlying offense; identification of the offense by name or statutory reference will
not suffice." State v. Israel, 78 Haw. 66, 75, 890 P.2d 303 (1995). And the Illinois
Court of Appeals has likewise held that "where the commission of an underlying
offense is a requisite for the commission of a second offense, the information must
also contain the elements of the underlying offense." People v. Miles, 96 Ill. App.
3d 721, 725, 422 N.E.2d 5 (1981).
The unfairness of a rule contrary to that endorsed by the Ninth Circuit and
other jurisdictions becomes evident when applied in a context outside that of felony
murder. In fact, this court soundly rejected the same arguments made by the
majority in the context of second degree assault. In 1965, well after Fillpot and its
progeny, we held that information charging second degree assault with the intent to
commit a felony was insufficient. Royse, 66 Wn.2d at 557. There, like in Fillpot,
the State argued that "it was sufficient in an indictment for a statutory crime to
charge the crime in the language of the statute." Id. at 556-57. We found that was
not enough because "the statute, in this instance, does not define the crime with
7
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
certainty, and the rule only applies where the statute does define the offense which it
creates." Id. at 557. More importantly, we continued:
[T]he information must state the acts constituting the offense in
ordinary and concise language, not the name of the offense, but the
statement of the acts constituting the offense is just as important and
essential as the other requirements of the information, such as the title
of the action and the names of the parties.
Id. Thus this court did not reverse the defendant's conviction only because the State
had not named the felony that formed the basis for the second degree assault
conviction. It expressly required "not the name of the offense, but the statement of
the acts constituting the offense," despite the fact that the "offense" was not actually
charged but was a predicate to the second degree assault charge. Id.
Felony murder is not, for this purpose, meaningfully different from a second
degree assault charge predicated on the intent to commit a felony. The defendant
need not be charged with the underlying felony but the felony is itself an element of
second degree assault. See 11 Washington Practice: Washington Pattern Jury
Instructions: Criminal 35.11, at 467 (3d ed. 2008). It is incongruous to hold that the
name of the offense is insufficient in the context of second degree assault but
sufficient in the context of felony murder. And it is difficult to understand how a
felony murder charge that refers to the predicate felony only as "robbery,"
"burglary," or "first degree kidnapping" comports with our requirement that the
charging information "'allege facts supporting every element of the offense.'"
Kjorsvik, 117 Wn.2d at 98 (emphasis omitted) (quoting Leach, 113 Wn.2d at 689).
C. Theodore Kosewicz's Aggravating Factor Verdict
8
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
Because the same analysis no longer applies to Kosewicz's aggravating factor
verdict, I must concur in the majority's resolution of this case as to Kosewicz. Five
justices of this court recently held that aggravating factors must appear in the
charging documents in order to give adequate notice to the defendant. State v.
Powell, 167 Wn.2d 672, 689-90, 695, 223 P.3d 493 (2009) (plurality opinion).
Under Powell, the situation in Kosewicz's case is analogous to Brown's felony
murder case. In both instances, another underlying crime is an essential element, or
functional equivalent of an element, of the primary crime charged, and the State
should thus be required to declare in the information the elements of an aggravating
crime it intends to prove. While I agree with the analysis of the five justices
concurring and dissenting in Powell, this court has recently overturned Powell's
requirement that aggravating factors appear in the charging documents to provide
notice to the defendant. Siers, 274 P.3d at 361. Therefore, I concur with the
majority that under the law as it now stands Kosewicz's conviction should be
affirmed.
D. Conclusion
In my view, in order to prepare a defense, the defendant must be informed of
the essential elements of all crimes that appear in the information, whether or not
they are elements of another crime. The majority relies on antiquated authority for
the proposition that the defendant is presumed to know the elements of predicate
crimes. I believe the majority's holding may not survive federal scrutiny. I urge
prosecutors to act with an abundance of caution and to specify the elements of all
9
State v. Brown (Robert A.)
State v. Kosewicz (Theodore M.)
No. 83682-5
crimes that appear in the information. I respectfully dissent from the majority's
holding as to Robert Brown. I would reverse his conviction and remand for a new
trial.
AUTHOR:
Justice Tom Chambers
WE CONCUR:
Justice Charles W. Johnson Justice Debra L. Stephens
Justice Charles K. Wiggins
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