Supreme Court of the State of Washington
Opinion Information Sheet
Docket Number: |
86033-5 |
Title of Case: |
State v. Emery |
File Date: |
06/14/2012 |
Oral Argument Date: |
02/28/2012 |
SOURCE OF APPEAL
----------------
Appeal from
Pierce County Superior Court
|
| 06-1-05953-2 |
| Honorable Bryan E Chushcoff |
JUSTICES
--------
Barbara A. Madsen | Signed Majority | |
Charles W. Johnson | Signed Majority | |
Tom Chambers | Concurrence Author | |
Susan Owens | Signed Majority | |
Mary E. Fairhurst | Majority Author | |
James M. Johnson | Signed Majority | |
Debra L. Stephens | Signed Majority | |
Charles K. Wiggins | Signed Majority | |
Steven C. González | Signed Majority | |
COUNSEL OF RECORD
-----------------
Counsel for Petitioner(s) |
| Lila Jane Silverstein |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3647 |
|
| Valerie Marushige |
| Attorney at Law |
| 23619 55th Pl S |
| Kent, WA, 98032-3307 |
|
| Anthony Marquise. EmeryJr. (Appearing Pro Se) |
| #327077 |
| Clallam Bay Corrections Center |
| 1830 Eagle Crest Way |
| Clallam Bay,, WA, 98326-9723 |
Counsel for Respondent(s) |
| Thomas Charles Roberts |
| Pierce County Prosecuting Attorney |
| 930 Tacoma Ave S Rm 946 |
| Tacoma, WA, 98402-2171 |
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
)
Respondent, ) No. 86033-5
)
v. )
) EN BANC
Anthony Marquise Emery, Jr., )
)
Petitioner. ) Filed June 14, 2012
)
___________________________________ )
)
STATE OF WASHINGTON, )
)
Respondent, )
)
v. )
)
Aaron Edward Olson, )
)
Petitioner. )
___________________________________ )
FAIRHURST, J. -- In this case, we resolve four issues that arose after
Anthony Marquise Emery Jr. and Aaron Edward Olson were convicted at a joint
State v. Emery; State v. Olson, No. 86033-5
trial of first degree kidnapping, first degree robbery, first degree rape, and first
degree accomplice rape. They are (1) whether the trial court erred in denying
Olson's motions to sever, and whether Emery's counsel was ineffective in failing to
move for severance; (2) whether the prosecutor's statements during closing
argument constitute misconduct that entitles Emery and Olson to a new trial; (3)
whether the trial court erred in denying Emery's motion for a mistrial based on
Olson's outbursts; and (4) whether Emery is entitled to a new trial based on
cumulative error. The Court of Appeals affirmed the convictions, and we affirm the
Court of Appeals.
I. FACTS
On February 27, 2006, GC1 was working at Walgreens in Tacoma,
Washington. She attempted to leave work shortly after 11:00 p.m., but her key
would not open the car door. GC called her boyfriend for help.
As GC turned to go back into Walgreens, two men appeared in the parking
lot. A "white guy" pointed a gun at GC's stomach, and a "Filipino kind of guy"
stood by him. 3 Verbatim Report of Proceedings (VRP) at 100. The white guy
seized GC's cell phone and demanded money. When GC said she did not have any
money, the white guy ordered her into her car.2 GC dumped the contents of her
1We refer to GC by her initials to protect her identity as a victim of sexual assault.
2The key worked this time.
2
State v. Emery; State v. Olson, No. 86033-5
pockets in the parking lot so her boyfriend would know something had happened to
her.
The white guy ordered GC to drive to a darker parking lot and said, "[Y]ou
don't have any money, so go to the back side because we are going to rape you." 3
VRP at 112. In an attempt to avoid being raped, GC told the men she was
pregnant.3 The white guy then ordered GC to perform oral sex. He pointed the gun
at her and said, "[Y]ou have to do it or I'm going to kill you." 3 VRP at 114.
The white guy forced GC to perform oral sex on him while the Filipino guy
stood outside. After the white guy ejaculated, GC wiped some of his semen on her
pants. The Filipino guy then forced GC to perform oral sex on him while the white
guy stood outside. After he ejaculated, GC wiped his semen on her smock. The
white guy reentered the car and drove GC to a different parking lot where the men
got out of the car. As they exited, the white guy said, "'I know where you work. If
you say anything, we're going to kill you.'" 4 VRP at 133.
GC drove to the home of a friend. GC began crying, screaming, and vomiting
as she told her friend she had been raped. After her friend's husband called 911,
responding law enforcement officials collected forensic evidence from GC and
photographed GC's vomit in the toilet. GC later described her attackers to a
3GC was not pregnant.
3
State v. Emery; State v. Olson, No. 86033-5
forensic sketch artist, who made composite drawings of the two suspects.4
The police later received a tip that Olson had claimed responsibility for a
series of rapes and robberies in the area. The informant said Olson associated with a
"Samoan" male who closely resembled the sketch of one of the suspects in GC's
case. Clerk's Papers (CP) (Olson) at 5. After a records check indicated that Olson
and Emery were suspects in a residential burglary, a detective created
photomontages that included Emery's and Olson's photographs. GC positively
identified Emery from the photomontage but was unable to identify the second
rapist.
The State obtained orders to take deoxyribonucleic acid (DNA) samples
from Emery and Olson. The Washington State Patrol Crime Lab determined that
Olson's DNA matched the semen on GC's pants and Emery's DNA matched the
semen on GC's smock. Emery and Olson were each charged with first degree
kidnapping, first degree robbery, first degree rape, and first degree accomplice rape.
The case proceeded to trial.
II. PROCEDURAL HISTORY
Olson moved to sever his trial from Emery's in a pretrial motion,5 arguing that
4GC described the white guy as five feet, nine inches tall, weighing 150 pounds and having
blonde hair. She testified that he was wearing a red baseball cap at the time of the attack. Olson
is approximately six feet tall and has "dark red, orange" hair. 8 VRP at 710. He testified that he
owns a red baseball cap.
5Emery moved to sever other criminal counts and his motion was granted.
4
State v. Emery; State v. Olson, No. 86033-5
his mistaken identity defense was mutually antagonistic to Emery's consent defense.
The trial court questioned Emery's counsel as follows:
[COUNSEL]: We are not providing an alibi defense, Your
Honor . . . . [Emery] would testify as to the issue of a weapon, the
nonexistence of a weapon.
THE COURT: All right. He will otherwise acknowledge being
there.
[COUNSEL]: Apparently so, yes, Your Honor.
THE COURT: He is intending to acknowledge some or all of
these acts?
[COUNSEL]: Yes, Your Honor. Some of the acts, yes.
THE COURT: With respect to at least the counts that have been
severed for this trial, he is going to indicate that Mr. Olson was
present?
[COUNSEL]: If he is asked, yes, Your Honor.
1 VRP at 45-46. When further questioned, Emery's counsel repeated that Emery
"would testify that the events occurred, [Olson] was there, and there was no gun." 1
VRP at 55.
The trial court noted that each defendant was charged as a principal and
accomplice actor in the accomplice rape charge and that the evidence would be the
same for each defendant. It also noted that Olson was entitled to cross-examine
Emery if Emery testified. The trial court then reasoned, "[I]f you believe [Emery],
5
State v. Emery; State v. Olson, No. 86033-5
you could still say, but Olson has shown that he wasn't the other guy. Emery may
be right about the gun, but he is wrong about who he was with." 1 VRP at 56-57.
The trial court concluded that Emery's and Olson's defenses were not antagonistic
and denied Olson's motion to sever. Olson unsuccessfully renewed his severance
motion before the State presented its first witness and after the State rested its case.
Emery's counsel did not argue in favor of severance.
The trial lasted eight days. GC testified that she was raped and identified
Emery as one of the rapists. GC did not identify Olson, but a State's witness
testified that Emery spent a lot of time with Olson. GC testified that she did not cry
during the attack but became hysterical afterward. GC's friend and two responding
police officers also testified that GC was hysterical, screaming, crying, and vomiting
after the attack. The State produced video evidence from a security camera that
corroborated the first portion of GC's testimony6 and a photograph of GC's vomit in
the toilet. The State also offered the contents of GC's pockets and the testimony of
the officer who found them in the Walgreens parking lot. Finally, the State
presented a DNA expert who testified that the DNA profiles collected from GC's
clothes matched those of Emery and Olson. The expert testified that chance of a
6In the video, GC exits the store, walks to her car and tries to open each door several
times. She talks on the phone. Two men appear behind a vehicle parked in a stall close to GC.
GC's vehicle then leaves the parking lot. GC testified that the men were with her in the car. See
6 VRP at 500-05.
6
State v. Emery; State v. Olson, No. 86033-5
random match was 1 in 2.3 to 2.4 quintillion -- greater than the total number of
people who have ever lived on the planet. 7 VRP at 569.
Emery testified that he was there, Olson was with him, and GC performed
oral sex on them both, but there was no gun and GC was not forced to do anything
she did not want to do. Emery testified that he had assumed Olson knew GC. He
also testified that he could not hear the conversation between GC and Olson
because he was listening to music through headphones. Olson interrupted Emery,
saying, "You are sitting there lying, man. . . . This is perjury. . . . I [have] been
wrongly accused." 8 VRP at 693. The trial court excused the jury and cautioned
Olson that he could be removed. Emery unsuccessfully moved for a mistrial. The
trial court instructed the jury to disregard Olson's comments. Olson interrupted
Emery again later, saying, "That's a lie. I was not there." 8 VRP at 708. The court
stated, "Mr. Olson, not another outburst, sir." Id.
Olson testified that he and Emery were friends but he "was not there that
night." 8 VRP at 733. He testified that he was at home with a foot injury and
implied the DNA evidence linking him to GC was the result of laboratory error.
The prosecutor made the following statements in closing:
[I]n order for you to find the defendant not guilty, you have to ask
yourselves or you'd have to say, quote, I doubt the defendant is guilty,
and my reason is blank. A doubt for which a reason exists. If you think
that you have a doubt, you must fill in that blank.[7]
7
State v. Emery; State v. Olson, No. 86033-5
. . . .
I want to talk to you right now [about] a Latin term, "verdictum." The
Latin term "verdictum" I'm told is the Latin root for the English word
"verdict." The literal translation of "verdictum" into the English
language is to speak the truth. Your verdict should speak the truth.
In this case, the truth of the matter, the truth of these charges, are
that Aaron Olson is guilty of Robbery in the First Degree, Kidnap in
the First Degree, . . . and Rape in the First Degree, which is the same
for Tony Emery, for the offenses that he committed on February 27th,
2006, against [GC].
Members of the jury, I ask you, go back there to deliberate,
consider the evidence, use your life experience and common sense, and
speak the truth by holding these men accountable for what they did.
9 VRP at 830-32. Neither Emery nor Olson objected to the prosecutor's statements.
The jury convicted Emery and Olson of all charges. Emery unsuccessfully
moved for a new trial based on the trial court's denial of Olson's motion to sever
and his own motion for a mistrial. Emery and Olson appealed to Division Two of
the Court of Appeals and the court affirmed their convictions. State v. Emery, 161
Wn. App. 172, 253 P.3d 413 (2011). Each defendant filed a separate petition for
review, and we granted every issue in each petition. State v. Emery, 172 Wn.2d
1014, 262 P.3d 63 (2011).
III. ISSUES
A. Did the trial court abuse its discretion in denying Olson's motions to sever
and was Emery's counsel ineffective in failing to move for severance?
7The prosecutor used a PowerPoint slide to illustrate this statement.
8
State v. Emery; State v. Olson, No. 86033-5
B. Do the prosecutor's statements during closing argument constitute
misconduct that warrants a new trial?
C. Did the trial court err in denying Emery's motion for a mistrial based on
Olson's outbursts?
D. Is Emery entitled to a new trial based on cumulative error?
IV. ANALYSIS
A. The trial court did not abuse its discretion in denying Olson's motions to
sever and Emery's counsel was not ineffective in failing to move for
severance
A trial court has broad discretion to grant a severance when it is deemed
appropriate or necessary "to promote a fair determination of the guilt or innocence
of a defendant." CrR 4.4(c)(2)(i). The burden is on the defendant to come forward
with sufficient facts to warrant the exercise of discretion in his or her favor. State v.
Hoffman, 116 Wn.2d 51, 74, 804 P.2d 577 (1991); State v. Grisby, 97 Wn.2d 493,
507, 647 P.2d 6 (1982). We do not disturb a trial court's decision to grant or deny a
severance absent a manifest abuse of discretion. Hoffman, 116 Wn.2d at 74.
Separate trials are disfavored in Washington. State v. George, 150 Wn. App.
110, 206 P.3d 697 (2009). "Mutually antagonistic defenses may on occasion be
sufficient to support a motion for severance," but they are not per se prejudicial as a
matter of law. Grisby, 97 Wn.2d at 508. A defendant seeking severance based on
conflicting defenses must demonstrate "'that the conflict is so prejudicial that
9
State v. Emery; State v. Olson, No. 86033-5
defenses are irreconcilable, and the jury will unjustifiably infer that this conflict
alone demonstrates that both [defendants] are guilty.'" Id. (quoting United States v.
Davis, 623 F.2d 188, 194-95 (1st Cir. 1980)). "[T]o support a finding that the trial
court abused its discretion, the defendant must be able to point to specific
prejudice." Id. at 507.
1. Olson fails to establish his severance claim
Olson contends that he and Emery presented antagonistic, mutually exclusive
defenses and severance was necessary for Olson to have a fair trial. Relying on
State v. Medina, Olson argues that he was prejudiced because the defenses
conflicted to the point of being irreconcilable. 112 Wn. App. 40, 52-53, 48 P.3d
1005 (2002) ("Specific prejudice may be demonstrated by showing 'antagonistic
defenses conflicting to the point of being irreconcilable and mutually exclusive.'"
(quoting State v. Canedo-Astorga, 79 Wn. App. 518, 528, 903 P.2d 500 (1995))).
The State argues and the trial court found that Emery and Olson did not present
mutually antagonistic defenses because Olson could maintain his alibi defense and
assert that the white guy was someone else. The Court of Appeals found that Emery
and Olson presented mutually antagonistic defenses because Olson's defense was a
complete alibi defense, and Emery's defense was that Olson was present and
entirely culpable. However, the Court of Appeals held that Olson cannot show
10
State v. Emery; State v. Olson, No. 86033-5
specific prejudice because even in a separate trial, Olson's alibi evidence would
have had to overcome GC's testimony and corroborating evidence: the contents of
GC's pockets found in the parking lot, the testimony of GC's friend, police
testimony about GC's hysterical demeanor, and Olson's DNA.8
We hold that Emery and Olson presented mutually antagonistic defenses but
Olson cannot show prejudice. Olson defended by claiming that he was at home.
Emery defended by claiming that GC and Olson had entered into an agreement for
mutual sex and he asked Olson if he could also have sex with GC. Because these
defenses depend on propositions that cannot both be true, they are mutually
antagonistic. However, Olson cannot point to specific prejudice. First, Olson
cannot show that the jury unjustifiably inferred his guilt from the conflict alone
because the direct and circumstantial evidence against Olson was strong. GC
testified that she was raped by two men. The State introduced video evidence
showing two men in the parking lot. GC identified Emery as one of the men, and an
independent witness testified that Emery spent a lot of time with Olson. Olson
himself also testified that he and Emery were friends. Most importantly, the State
linked Olson to the rape through his DNA. Second, the trial court gave appropriate
instructions directing the jury to decide each defendant's case separately and jurors
8The Court of Appeals' reasoning here is somewhat flawed because, with the exception of
the DNA, the listed evidence merely demonstrates that GC was attacked, not that Olson was the
attacker.
11
State v. Emery; State v. Olson, No. 86033-5
are presumed to follow their instructions. See, e.g., Grisby, 97 Wn.2d at 509
(considering jury instructions as a factor to deny defendant's severance claim). The
prosecutor also told the jury, "This case involves two defendants . . . but it doesn't
mean that you get to convict both of them because you are convinced that one of
them committed the offense. You must evaluate the evidence separately and
evaluate the crimes against each one of them separately." 9 VRP at 796. Third,
because Olson "offer[ed] nothing to suggest that [Emery's] testimony would not
have been available and admissible against him if the trials had been severed,"
Olson fails to show that a separate trial would have been different from the trial he
received. United States v. Throckmorton, 87 F.3d 1069, 1072 (9th Cir. 1996).
2. Emery waived the severance issue and fails to establish an ineffective
assistance of counsel claim
Emery claims he was also prejudiced by the trial court's denial of Olson's
motion to sever. But as the Court of Appeals correctly notes, Emery waived the
severance issue by not raising it at trial. See CrR 4.4(a)(1), (2) (severance is waived
if motion to sever is not made before trial, before the close of evidence, or at the
close of evidence).
Emery also argues that his counsel was ineffective in failing to move for
severance. A defendant claiming ineffective assistance of counsel must show that
counsel's performance was objectively deficient and resulted in prejudice. State v.
12
State v. Emery; State v. Olson, No. 86033-5
McFarland, 127 Wn.2d 322, 334-35, 899 P.2d 1251 (1995). Courts strongly
presume that counsel's representation was effective. Id. at 335. To demonstrate
deficient performance, a "defendant must show in the record the absence of
legitimate strategic or tactical reasons supporting the challenged conduct by
counsel." Id. at 336. To establish prejudice based on an improper joint trial, a
defendant must show that a competent attorney would have moved for severance,
that the motion likely would have been granted, and that there is a reasonable
probability he would have been acquitted at a separate trial. In re Pers. Restraint of
Davis, 152 Wn.2d 647, 711, 101 P.3d 1 (2004). The failure to show either deficient
performance or prejudice defeats a defendant's claim. McFarland, 127 Wn.2d at
334-35.
Emery claims that his counsel's failure to move for severance constitutes an
objectively deficient performance, particularly in light of Olson's outbursts. He also
claims that his counsel did not make a strategic decision to seek a joint trial, noting
that counsel moved for a new trial based on the trial court's denial of Olson's
severance motion. But Emery fails to show deficient performance. Emery's defense
strategy was to admit the sex act but claim he lacked criminal intent because he
thought GC had agreed to sex. GC positively identified Emery, and DNA evidence
linked Emery to the crimes. Based on the strength of the State's evidence against
13
State v. Emery; State v. Olson, No. 86033-5
Emery, Emery's counsel could have made a strategic decision to seek a joint
trial -- to make Emery appear more reasonable than Olson. And a posttrial motion
does not prove the absence of a trial strategy. Because Emery fails to establish
deficient performance, we need not address the issue of prejudice.9
In sum, neither Olson nor Emery is entitled to a new trial based on the denial
of Olson's severance motions. Olson can show that he and Emery presented
mutually antagonistic defenses but cannot show prejudice. Emery waived the
severance issue and cannot establish his ineffective assistance of counsel claim.
B. The prosecutor's statements during closing argument are improper but do
not warrant a new trial
As a threshold matter, we address the defendants' contention that we should
change our standard of review. In a prosecutorial misconduct claim, the defendant
bears the burden of proving that the prosecutor's conduct was both improper and
prejudicial. State v. Thorgerson, 172 Wn.2d 438, 442, 258 P.3d 43 (2011). Emery
and Olson contend that we should abandon this standard in favor of the
constitutional harmless error standard, which requires the State to prove beyond a
reasonable doubt that the State's misconduct did not affect the verdict. Chapman v.
9Even if Emery could establish deficient performance, Emery cannot show prejudice.
Olson's motion to sever was denied, so Emery cannot show that his own motion would have been
granted. Further, because GC testified that she was raped and positively identified Emery, and
other evidence including DNA corroborated GC's testimony, Emery cannot show a reasonable
probability that he would have been acquitted in a separate trial.
14
State v. Emery; State v. Olson, No. 86033-5
California, 386 U.S. 18, 24, 87 S. Ct. 824, 17 L. Ed. 2d 705 (1967).
Emery and Olson contend that the constitutional harmless error standard is
appropriate largely because the prosecutor's remarks violated their right to the
presumption of innocence, which is "the most fundamental aspect of our criminal
justice system," and shifted the burden of proof. State v. Bennett, 161 Wn.2d 303,
319, 165 P.3d 1241 (2007). Olson cites two foreign cases applying the
constitutional error standard in similar contexts: People v. Weinstein, 35 Ill. 2d 467,
220 N.E.2d 432 (1966) (prosecutorial misconduct undermined the defendant's right
to the presumption of innocence beyond a reasonable doubt) and People v. Green,
131 Mich. App. 232, 234-35, 345 N.W.2d 676 (1983) (prosecutor's statements
shifted the burden of proof and were not harmless beyond a reasonable doubt).
Olson further notes that a jury instruction misstating the reasonable doubt standard
is subject to automatic reversal without any showing of prejudice. Sullivan v.
Louisiana, 508 U.S. 275, 281-82, 113 S. Ct. 2078, 124 L. Ed. 2d 182 (1993).
We have long held that the constitutional harmless error standard applies to
direct constitutional claims involving prosecutors' improper arguments. See, e.g.,
State v. Easter, 130 Wn.2d 228, 922 P.2d 1285 (1996) (prearrest silence); State v.
Fricks, 91 Wn.2d 391, 396-97, 588 P.2d 1328 (1979) (postarrest silence). We have
recently held that the constitutional harmless error standard applies "when a
15
State v. Emery; State v. Olson, No. 86033-5
prosecutor flagrantly or apparently intentionally appeals to racial bias in a way that
undermines the defendant's credibility or the presumption of innocence." State v.
Monday, 171 Wn.2d 667, 680, 257 P.3d 551 (2011).
We decline to adopt the constitutional harmless error standard here for three
reasons. First, we have already declined to apply the constitutional harmless error
standard in prosecutorial misconduct cases when a prosecutor makes a truth
statement and misstates the burden of proof.1 State v. Warren, 165 Wn.2d 17, 26
n.3, 195 P.3d 940 (2008). In Warren, the prosecutor first said, "'And for them to
ask you to infer everything to the benefit of the defendant is not reasonable.'" Id. at
24 (quoting Report of Proceedings (RP) (Feb. 20, 2003) at 98-99). She then said,
"'Reasonable doubt does not mean give the defendant the benefit of the doubt, and
that is clear when you read the definition.'" Id. She later said:
"Finally, in this case I want to point out that this entire trial has been a
search for the truth. And it is not a search for doubt. I talked to you
about the fact that you must find the defendant guilty beyond a
reasonable doubt . . . . But reasonable doubt does not mean beyond all
doubt and it doesn't mean, as the defense wants you to believe, that
1The five-justice majority speculated whether the constitutional harmless error standard
might apply in a case where prosecutorial misconduct "directly" violates a defendant's
constitutional right but ultimately declined to reach the issue. State v. Warren, 165 Wn.2d 17, 26
n.3, 195 P.3d 940 (2008). One dissenting justice would have reversed Warren's conviction under
either standard based on the high degree of prejudice and the "watered down jury instruction." Id.
at 36 (Alexander, C.J., concurring in part with dissent). Two dissenting justices would have
reversed Warren's conviction based on the improper instruction but expressly agreed with the
majority that prosecutorial misconduct claims are not subject to the constitutional harmless error
standard of review. Id. at 38 (Madsen, J., concurring in part with dissent). Only one dissenting
justice would have reversed Warren's conviction under a constitutional harmless error standard.
Id. at 40 (Sanders, J., dissenting).
16
State v. Emery; State v. Olson, No. 86033-5
you give the defendant the benefit of the doubt."
Id. at 25 (quoting RP (Feb. 20, 2003) at 104).11 Even though the prosecutor
mischaracterized the trial as a search for truth and undermined the presumption of
innocence, we applied our established standard of review. Under this standard, we
held that any prejudice was cured even though the trial court's curative instruction
was imperfect.12
Second, this case does not involve the apparently deliberate injection of racial
bias, but an improper attempt to explain "an esoteric concept, not always well
understood by lawyers and judges." Bennett, 161 Wn.2d at 319. The prosecutor in
Monday committed egregious racial misconduct, repeatedly referring to the police
as "po-leese" and arguing that "'black folk don't testify against black folk.'" 171
Wn.2d at 674 (quoting VRP (May 30, 2007) at 29-30). There we said, "The notion
that . . . the prosecutor[] should seek to achieve a conviction by resorting to racist
arguments is so fundamentally opposed to our founding principles, values, and
fabric of our justice system that it should not need to be explained." Id. at 680. In
contrast, the reasonable doubt concept has challenged courts and attorneys for many
11In reviewing these "remarkable misstatements," we said "we would not hesitate to
conclude" that they constituted reversible error absent a curative instruction. Id. at 28.
12We also applied our traditional prosecutorial misconduct standard in Thorgerson, 172
Wn.2d at 438, even though the defendant claimed that the prosecutor had improperly conveyed
that the defendant, not the State, carried the burden of proof to produce evidence regarding the
victim's credibility. There, as here, the defendant's constitutional due process claims were "tied
directly to his claims of prejudicial prosecutorial misconduct." Id. at 455.
17
State v. Emery; State v. Olson, No. 86033-5
years. See, e.g., Bennett, 161 Wn.2d at 303 (reasonable doubt instruction is
constitutionally adequate but its language is problematic); State v. Castle, 86 Wn.
App. 48, 62, 935 P.2d 656 (1997) (reasonable doubt instruction did not lower
State's burden of proof); State v. Cervantes, 87 Wn. App. 440, 942 P.2d 382 (1997)
(reasonable doubt instruction requires no specific language). And while the
prosecutor's attempted explanations are certainly and seriously wrong, there is no
evidence that the prosecutor was acting in bad faith or attempting to inject bias.
Finally, closing argument cannot be likened to instructional error. Because
jurors are directed to disregard any argument that is not supported by the law and
the court's instructions, a prosecutor's arguments do not carry the "imprimatur of
both the government and the judiciary." Suppl. Br. of Pet'r Olson at 9.
1. The prosecutor's statements are improper
Under our established standard of review, Emery and Olson must first show
that the prosecutor's statements are improper. They contend that the prosecutor's
"fill in the blank" statements constitute misconduct because they misstate the
reasonable doubt standard and impermissibly undermine the presumption of
innocence. The Court of Appeals held that "the argument was improper because it
subverted the presumption of innocence by implying that the jury had an initial
affirmative duty to convict and that the defendant bore the burden of providing a
18
State v. Emery; State v. Olson, No. 86033-5
reason for the jury not to convict him." Emery, 161 Wn. App. at 194 (citing State v.
Anderson, 153 Wn. App. 417, 431, 220 P.3d 1273 (2009)).
We hold that the State's fill-in-the-blank argument is improper. The argument
starts with the phrase, "[I]n order for you to find the defendant not guilty." 9 VRP at
830. This is a bad beginning because a jury need do nothing to find a defendant not
guilty. And although the argument properly describes reasonable doubt as a "doubt
for which a reason exists," it improperly implies that the jury must be able to
articulate its reasonable doubt by filling in the blank. This suggestion is
inappropriate because the State bears the burden of proving its case beyond a
reasonable doubt, and the defendant bears no burden. State v. Camara, 113 Wn.2d
631, 638, 781 P.2d 483 (1989) (citing In re Winship, 397 U.S. 358, 90 S. Ct. 1068,
25 L. Ed. 2d 368 (1970)). By suggesting otherwise, the State's fill-in-the-blank
argument subtly shifts the burden to the defense. See State v. Gregory, 158 Wn.2d
759, 859-60, 147 P.3d 1201 (2006) (arguments that shift the burden of proof to the
defense constitute misconduct).
Emery and Olson next contend that the prosecutor's "truth" statements are
improper because they mischaracterize the role of the jury. The Court of Appeals
held that the truth statements are improper because they suggest that the jury's role
is to solve the case. We hold that the prosecutor's truth statements are improper.
19
State v. Emery; State v. Olson, No. 86033-5
The jury's job is not to determine the truth of what happened; a jury therefore does
not "speak the truth" or "declare the truth." Anderson, 153 Wn. App. at 429.
Rather, a jury's job is to determine whether the State has proved the charged
offenses beyond a reasonable doubt. Winship, 397 U.S. at 364.
2. Emery and Olson fail to show the requisite prejudice
Once a defendant establishes that a prosecutor's statements are improper, we
determine whether the defendant was prejudiced under one of two standards of
review. If the defendant objected at trial, the defendant must show that the
prosecutor's misconduct resulted in prejudice that had a substantial likelihood of
affecting the jury's verdict. Anderson, 153 Wn. App. at 427 (citing State v. Reed,
102 Wn.2d 140, 145, 684 P.2d 699 (1984)). If the defendant did not object at trial,
the defendant is deemed to have waived any error, unless the prosecutor's
misconduct was so flagrant and ill intentioned that an instruction could not have
cured the resulting prejudice. State v. Stenson, 132 Wn.2d 668, 727, 940 P.2d 1239
(1997). Under this heightened standard, the defendant must show that (1) "no
curative instruction would have obviated any prejudicial effect on the jury" and (2)
the misconduct resulted in prejudice that "had a substantial likelihood of affecting
the jury verdict." Thorgerson, 172 Wn.2d at 455.
Olson contends that the improper statements are flagrant because they violate
20
State v. Emery; State v. Olson, No. 86033-5
due process and were made "as a matter of course . . . in many criminal trials."
Suppl. Br. of Pet'r Olson at 5. Emery alleges that the misconduct was particularly
flagrant and ill intentioned because the prosecutor tampered with the jury
instructions, contrary to our direction in Bennett, 161 Wn.2d at 303. The State
contends that the prosecutor's misconduct was not flagrant and ill intentioned. It
implies that the conduct could not have been "'extremely, flauntingly, or
purposefully conspicuous'" because it has never been objected to at trial and then
reviewed on appeal. Suppl. Br. of Resp't at 10 (quoting Webster's Third New
International Dictionary 862-63 (2002)). It also notes that all of the trials involving
fill-in-the-blank arguments occurred before the first appeal was filed, so the
prosecutor was not acting in flagrant disregard of a published opinion. The State
further contends that the prosecutor properly explained the burden of proof and
mirrored the jury instruction, so his misstatements were not ill intentioned.
Before analyzing the prosecutor's misconduct here, we pause to clarify our
precedent. Our standards of review are based on a defendant's duty to object to a
prosecutor's allegedly improper argument. See 13 Royce A. Ferguson, Jr.,
Washington Practice: Criminal Practice And Procedure § 4505, at 295 (3d ed. 2004)
("If either counsel indulges in any improper remarks during closing argument, the
other must interpose an objection at the time they are made. This is to give the court
21
State v. Emery; State v. Olson, No. 86033-5
an opportunity to correct counsel, and to caution the jurors against being influenced
by such remarks."). Objections are required not only to prevent counsel from
making additional improper remarks, but also to prevent potential abuse of the
appellate process. State v. Weber, 159 Wn.2d 252, 271-72, 149 P.3d 646 (2006)
(were a party not required to object, a party "'could simply lie back, not allowing
the trial court to avoid the potential prejudice, gamble on the verdict, and then seek
a new trial on appeal.'" (quoting State v. Sullivan, 69 Wn. App. 167, 173, 847 P.2d
953 (1993))); State v. Swan, 114 Wn.2d 613, 661, 790 P.2d 610 (1990) (
"'[c]ounsel may not remain silent, speculating upon a favorable verdict, and then,
when it is adverse, use the claimed misconduct as a life preserver on a motion for
new trial or on appeal.'" (alteration in original) (quoting Jones v. Hogan, 56 Wn.2d
23, 27, 351 P.2d 153 (1960))). An objection is unnecessary in cases of incurable
prejudice only because "there is, in effect, a mistrial and a new trial is the only and
the mandatory remedy." State v. Case, 49 Wn.2d 66, 74, 298 P.2d 500 (1956).
Based on these principles, "[m]isconduct is to be judged not so much by what
was said or done as by the effect which is likely to flow therefrom."13 State v.
Navone, 186 Wash. 532, 538, 58 P.2d 1208 (1936). Reviewing courts should focus
13It is crucial to focus on the effect of the prosecutor's misconduct because even flagrant
misconduct can be cured. Warren, 165 Wn.2d at 27 ("prosecutor's conduct was certainly
flagrant," but given the context of the total argument, issues, evidence, and jury instructions, any
error was cured).
22
State v. Emery; State v. Olson, No. 86033-5
less on whether the prosecutor's misconduct was flagrant or ill intentioned and more
on whether the resulting prejudice could have been cured. "The criterion always is,
has such a feeling of prejudice been engendered or located in the minds of the jury
as to prevent a [defendant] from having a fair trial?" Slattery v. City of Seattle, 169
Wash. 144, 148, 13 P.2d 464 (1932).
Emery and Olson failed to object and fail to show that the prosecutor's
comments engendered an incurable feeling of prejudice in the mind of the jury.
First, the prosecutor's misstatements "are not the type of comments which this court
has held to be inflammatory," State v. Brett, 126 Wn.2d 136, 180, 892 P.2d 29
(1995), so there is no possibility that the prosecutor's statements engendered an
"inflammatory effect," State v. Perry, 24 Wn.2d 764, 770, 167 P.2d 173 (1946).
See, e.g., State v. Belgarde, 110 Wn.2d 504, 506-07, 755 P.2d 174 (1988)
(prosecutor stated the American Indian group with which defendant was affiliated
was "'a deadly group of madmen'" and "'butchers,'" and told them to remember
"'Wounded Knee, South Dakota'" (quoting VRP)); Reed, 102 Wn.2d at 143-44
(prosecutor repeatedly called the defendant a liar, stated the defense had no case,
said the defendant was a "murder two," and implied the defense witnesses should
not be believed because they were from out of town and drove fancy cars (quoting
RP at 979-88)). The prosecutor's comments here, while clearly improper, "simply
23
State v. Emery; State v. Olson, No. 86033-5
do not rise to such level." State v. Elmore, 139 Wn.2d 250, 292, 985 P.2d 289
(1999).
Instead, the prosecutor's remarks could potentially have confused the jury
about its role and the burden of proof. Although these remarks touched upon the
defendants' constitutional rights, remarks are not per se incurable simply because
they touch upon a defendant's constitutional rights. See State v. Smith, 144 Wn.2d
665, 679, 30 P.3d 1245, 39 P.3d 294 (2001) ("Some improper prosecutorial
remarks can touch on a constitutional right but still be curable."); see also Warren,
165 Wn.2d at 17 (prosecutor's misstatements about the burden of proof undermined
the presumption of innocence but were not incurable). Rather than determining that
the prosecutor's improper argument about the role of the jury and the burden of
proof caused an automatic mistrial, a reviewing court must consider what would
likely have happened if the defendant had timely objected.
The statements here are remarkably similar to the statements we analyzed in
Warren, where the defendant did object at trial. As noted, the prosecutor there
undermined the presumption of innocence, saying, "'Reasonable doubt does not
mean give the defendant the benefit of the doubt, and that is clear when you read the
definition.'" Warren, 165 Wn.2d at 24 (quoting RP (Feb. 20, 2003) at 98-99). She
also said that the "'entire trial [had] been a search for the truth.'" Id. at 25 (quoting
24
State v. Emery; State v. Olson, No. 86033-5
RP (Feb. 20, 2003) at 104-05). There we held that the prosecutor's misstatements
were cured, even though the court's instruction was imperfect.
Because the very similar misstatements in Warren were cured by an improper
instruction, the misstatements here could have been cured by a proper instruction. If
either Emery or Olson had objected at trial, the court could have properly explained
the jury's role and reiterated that the State bears the burden of proof and the
defendant bears no burden. Such an instruction would have eliminated any possible
confusion and cured any potential prejudice stemming from the prosecutor's
improper remarks. Emery's and Olson's claim necessarily fails and our analysis
need go no further.14
14Even if Emery and Olson could show that the statements are incurable, they cannot show
a substantial likelihood that the statements affected the jury's verdict. In analyzing prejudice, we
do not look at the comments in isolation, but in the context of the total argument, the issues in the
case, the evidence, and the instructions given to the jury. State v. Yates, 161 Wn.2d 714, 774, 168
P.3d 359 (2007). Taken in context of the total closing argument, the prosecutor clearly and
repeatedly stated that the State bears the burden of proof and quoted the law directly from the
jury instructions. Unlike the prosecutor's racial misconduct in Monday, which permeated the trial
and "tainted nearly every lay witness's testimony," the prosecutor's misconduct here came at the
end of an eight-day trial and was limited to nine sentences. 171 Wn.2d at 681. Further, the
State's case was very strong, probably overwhelming. To show that GC did not consent to sex
with Emery, the State offered GC's testimony that she was raped, GC's friend's and two officers'
testimony that GC was hysterical, photographs of GC's vomit, the contents of GC's pockets, and
testimony of the officer who had recovered GC's things from the Walgreens parking lot. The
only conflicting evidence was Emery's testimony that GC was not forced to do anything she did
not want to do. To identify Olson as the second rapist, the State offered GC's identification of
Emery, GC's testimony that she was attacked by a white guy who was with Emery, a witness's
testimony that Emery spent a lot of time with Olson, and Olson's DNA. The defense also
admitted Emery's testimony that Olson was with Emery and Olson's testimony that he and Emery
were friends. The only contrary evidence was Olson's testimony that he was home alone resting
with a foot injury. Finally, the jury instructions stated a proper definition of reasonable doubt and
expressly directed jurors "to disregard any remark, statement or argument that is not supported by
25
State v. Emery; State v. Olson, No. 86033-5
In sum, we decline to adopt the constitutional harmless error standard and the
petitioners' claim fails. Emery and Olson can demonstrate that the prosecutor's
statements are improper, but cannot show that they were incurable or prejudicial.
. . . the law in [the court's] instructions." CP (Olson) at 175. The instructions also explained that
"the defendant has no burden of proving that a reasonable doubt exists." 10 VRP at 860. We
assume that juries follow their instructions. Anderson, 153 Wn. App. at 417.
26
State v. Emery; State v. Olson, No. 86033-5
C. The trial court did not abuse its discretion by denying Emery's motion for a
mistrial
The trial court should grant a mistrial only when the defendant has been so
prejudiced that nothing short of a new trial can ensure that the defendant will be
fairly tried. State v. Hopson, 113 Wn.2d 273, 284, 778 P.2d 1014 (1989). We
review the trial court's denial of a mistrial for abuse of discretion, and we find abuse
only "'when no reasonable judge would have reached the same conclusion.'" Id.
(quoting Sofie v. Fibreboard Corp., 112 Wn.2d 636, 667, 771 P.2d 711, 780 P.2d
260 (1989)). "In determining the effect of an irregularity, we examine (1) its
seriousness; (2) whether it involved cumulative evidence; and (3) whether the trial
court properly instructed the jury to disregard it." Id. (citing State v. Mak, 105
Wn.2d 692, 701, 718 P.2d 407 (1986)).
Relying on State v. Miles, 73 Wn.2d 67, 436 P.2d 198 (1968), Emery
contends that Olson's outbursts warrant a mistrial. We granted a mistrial in Miles
after a police officer offered sworn testimony that "was calculated to and
undoubtedly did implant in the minds of the jury the idea that the defendants had
committed other robberies . . . and were therefore most likely to have committed the
one charged." Id. at 70.
Unlike the officer's highly prejudicial testimony, Olson's outbursts do not
27
State v. Emery; State v. Olson, No. 86033-5
warrant a mistrial. First, the irregularity in Emery's case is not nearly as serious as
the irregularity in Miles because it does not involve a police officer's sworn
testimony about a defendant's past crimes, but a codefendant's unsworn statements
about his codefendant's credibility. Second, Olson's outbursts were consistent with
his later testimony, so they were merely cumulative of other evidence properly
presented at trial. Finally, the trial court excused the jury and then properly
instructed the jury to disregard Olson's initial outburst. As noted, jurors are
presumed to follow the court's instructions. See Anderson, 153 Wn. App. at 417.
D. Emery is not entitled to a new trial based on cumulative error
Under the cumulative error doctrine, a defendant may be entitled to a new
trial when cumulative errors produce a trial that is fundamentally unfair. In re Pers.
Restraint of Lord, 123 Wn.2d 296, 332, 868 P.2d 835 (1994). Emery asserts that
the cumulative effect of the prosecutorial misconduct, the trial court's denial of
Olson's motion to sever, counsel's deficient performance, and inability to present a
complete defense, entitle him to a new trial. But as discussed above, Emery was
affected by only one error, and he failed to demonstrate the requisite prejudice. He
is therefore not entitled to a new trial.
V. CONCLUSION
We hold that (1) the trial court did not abuse its discretion by denying
28
State v. Emery; State v. Olson, No. 86033-5
Olson's motions to sever, and Emery's counsel was not ineffective in failing to
move for severance; (2) the prosecutor's statements during closing argument are
improper but do not warrant a mistrial; (3) the trial court did not err in denying
Emery's motion for mistrial based on Olson's outbursts; and (4) Emery is not
entitled to a new trial based on cumulative error. We affirm the Court of Appeals.
AUTHOR:
Justice Mary E. Fairhurst
WE CONCUR:
Chief Justice Barbara A. Madsen Justice James M. Johnson
Justice Charles W. Johnson Justice Debra L. Stephens
Justice Charles K. Wiggins
Justice Susan Owens Justice Steven C. González
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