DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division III
State of Washington
Opinion Information Sheet
Docket Number: |
29459-5 |
Title of Case: |
State of Washington v. Bobby Ray Zapien |
File Date: |
06/07/2012 |
SOURCE OF APPEAL
----------------
Appeal from Yakima Superior Court |
Docket No: | 10-1-00107-2 |
Judgment or order under review |
Date filed: | 09/24/2010 |
Judge signing: | Honorable Michael G Mccarthy |
JUDGES
------
Authored by | Dennis J. Sweeney |
Concurring: | Teresa C. Kulik |
| Laurel H. Siddoway |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Marie Jean Trombley |
| Attorney at Law |
| Po Box 829 |
| Graham, WA, 98338-0829 |
Counsel for Respondent(s) |
| Kevin Gregory Eilmes |
| Prosecuting Attorney's Office |
| 128 N 2nd St Rm 211 |
| Yakima, WA, 98901-2639 |
FILED
JUNE 07, 2012
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, No. 29459-5-III
)
Respondent, )
)
v. )
)
BOBBY RAY ZAPIEN, )
) UNPUBLISHED OPINION
Appellant. )
)
Sweeney, J. -- This appeal follows a conviction for first degree premeditated
murder while armed with a firearm. The defendant makes a number of assignments of
error including that he was denied his constitutional right to a speedy trial and that he was
denied his right to adequately confront and examine a confidential informant. We
conclude that he was not denied his right to a speedy trial, largely because he can show
no prejudice from the lengthy delay (about nine months). And we can find nothing in this
record that would support his assertion that the confidential informant agreed to any
promise in exchange for his testimony. We then affirm the conviction but remand for
No. 29459-5-III
State v. Zapien
reconsideration of the sentence.
FACTS
Bobby Ray Zapien shot and killed Luis Gonzalez on January 15, 2010. Police
investigated. Mr. Gonzalez had been working on his car in the driveway of Cole Roberts.
Police brought Mr. Roberts back to the police station and questioned him. Mr. Roberts
eventually told police that Mr. Zapien had driven a minivan into his driveway and shot
Mr. Gonzalez. And he reported that Christopher McCubbins was present at the time of
the shooting, but had fled before police arrived. Police recovered four cigarette butts, a
cell phone, a stocking cap, and a $100 bill from the scene of the crime. The cigarette
butts and Mr. Zapien's DNA1 were sent to the crime lab for testing on February 23, 2010.
Jeff Rhodes called the Yakima Police Department the day after the shooting.
Apparently others had accused Mr. Rhodes of the murder and he wanted to tell police that
Mr. Zapien was the killer. Detective Matt Lee and Special Agent E. Floyd of the Bureau
of Alcohol Tobacco and Firearms (ATF) met with Mr. Rhodes and arranged for him to
meet Mr. Zapien that day at the Red Carpet Motor Inn, in Yakima. Mr. Rhodes entered
the motel room and stayed for about 30 minutes. Officers then met with him. He
reported that Mr. Zapien admitted he shot Mr. Gonzalez one time in the back of the head
with a .22 caliber revolver while Mr. Gonzalez was leaning into the trunk of a vehicle
1 Deoxyribonucleic acid.
2
No. 29459-5-III
State v. Zapien
parked at Mr. Roberts' home. The officers asked Mr. Rhodes to return to the motel room
and talk to Mr. Zapien while wearing a body wire. He refused. The officers obtained a
warrant based on the information Mr. Rhodes provided, arrested Mr. Zapien at the motel,
and seized methamphetamine and other drug paraphernalia from the room.
The State charged Mr. Zapien with first degree premeditated murder on
January 21, 2010. The court set a trial date for March 15 and set an attorney status
hearing for February 9. The attorney status hearing was delayed several times until the
court eventually appointed defense counsel on February 19.
On March 9, 2010, the parties appeared at a hearing and discussed trial dates and
the possibility of Mr. Zapien representing himself. Mr. Zapien objected to any
continuance. The State said it needed more time to prepare because of the number of
witnesses, its discovery was incomplete, and the charge was serious. The court continued
the trial and set a new trial date of May 17.
On May 6, 2010, the State again requested a continuance, this time because it was
awaiting DNA lab results and cell phone records. The court continued the trial to
June 14. On May 21, the court ordered that discovery be completed no later than June 4.
On June 11, defense counsel informed the court that the State had yet to respond to a
discovery motion filed on May 26. Defense counsel said that he could not be ready for
3
No. 29459-5-III
State v. Zapien
trial without the requested information and suggested that the necessary preparation time
be treated as an excludable delay.
On June 17, 2010, the State filed its memorandum in opposition to the defense
request for discovery. The State objected to providing any state or federal agreements
with Mr. Rhodes, Mr. Roberts, or Mr. McCubbins, as it was unclear whether any existed,
and also to providing any prior police reports on them. On June 18, the State specifically
argued that the requested police reports were not material to this case and that it would
refuse to provide them. On July 6, the court ordered the State to provide (1) the terms of
any agreement verbal or written between law enforcement and/or ATF and the informant,
Jeff Rhodes; (2) any information regarding occasions in which Mr. Rhodes provided
information resulting in the arrest and/or conviction of any witness or the deceased in the
case; and (3) the terms of any informant agreements or favorable treatment in exchange
for testimony current or past, between law enforcement and Mr. Roberts and also, Mr.
McCubbins, and Mr. Gonzalez, if they related to this prosecution.
Defense counsel requested a 30-day continuance to process the newly ordered
discovery items. Mr. Zapien objected. The court granted the continuance and set a trial
date for August 9, 2010. On August 13, the State requested another continuance.
Defense counsel objected. The court denied the motion which left the September 8, 2010
4
No. 29459-5-III
State v. Zapien
trial date. On August 30, the State requested another continuance to send evidence for
DNA testing. The court denied that request. The trial started on September 7.
Detective Drew Shaw was the lead officer on the case. Defense counsel asked,
outside the presence of the jury, whether he had any personal knowledge of an informant
agreement between Mr. Rhodes and any law enforcement agency. He responded that Mr.
Rhodes was the source for Detective Lee and that was all he knew and he said he never
saw any agreement.
Mr. Rhodes testified outside the presence of the jury. He was represented by
counsel. Mr. Rhodes testified he could not recall whether he went to the Red Carpet
Motor Inn on January 16, 2010, or whether he had talked to Mr. Zapien on any day in
January of 2010. He asserted his Fifth Amendment right against self-incrimination. His
lawyer explained to the court that Mr. Rhodes was worried that if he made statements that
were inconsistent with statements that he had previously made, he might subject himself
to state and/or federal prosecution. The State offered "use or derivative use immunity" to
compel his testimony. 4 Report of Proceedings (RP) at 411. The court made no further
inquiry and Mr. Rhodes was excused, subject to recall.
Mr. Rhodes was recalled the next day. He testified that he met with Mr. Zapien at
the Red Carpet Motor Inn on January 16, 2010, and that Mr. Zapien admitted he shot Mr.
5
No. 29459-5-III
State v. Zapien
Gonzalez. Mr. Rhodes testified that Mr. Zapien thought Mr. Gonzalez had previously
called him a rat. Defense counsel asked Mr. Rhodes whether he had an informant
agreement or some understanding with a law enforcement agency in which he would be
given favorable treatment in return for his testimony. The State objected. The jury was
excused and Mr. Rhodes testified that, "Nobody's given me nothing. I mean, I don't -- ."
5 RP at 517.
Mr. Zapien testified he was a drug dealer with a drug addiction. He testified that
he had been awake on drugs for several days prior to the day of the shooting. And he
testified that Mr. McCubbins shot Mr. Gonzalez. The jury found Mr. Zapien guilty of
first degree murder and that he was armed with a firearm at the time of the murder. The
court sentenced Mr. Zapien to 668 months, which included a 120-month firearm
enhancement.
DISCUSSION
Right to Confrontation
Mr. Zapien contends his constitutional right to confrontation was violated when
the trial court ruled that he could not inquire whether Mr. Rhodes received immunity or
favorable treatment in exchange for his testimony and by the court's failure to make
further inquiry after Mr. Rhodes asserted his Fifth Amendment right not to incriminate
6
No. 29459-5-III
State v. Zapien
himself.
The Sixth Amendment confrontation clause guarantees a criminal defendant "the
right . . . to be confronted with the witnesses against him." U.S. Const. amend. VI.
Whether a trial court has violated a defendant's right to confrontation is a question of law
that we will review de novo. United States v. Aguilar, 295 F.3d 1018, 1020 (9th Cir.
2002), abrogated on other grounds by Crawford v. Washington, 541 U.S. 36, 124 S. Ct.
1354, 158 L. Ed. 2d 177 (2004); State v. Medina, 112 Wn. App. 40, 48, 48 P.3d 1005
(2002).
Mr. Rhodes was called to testify, outside the presence of the jury, about his
conversations with Mr. Zapien the day after the homicide. Mr. Rhodes said he could not
recall. Mr. Rhodes' attorney explained that Mr. Rhodes was afraid of incriminating
himself. The State offered "use or derivative use immunity." 4 RP at 409-11. The court
made no further inquiry and Mr. Rhodes was excused, subject to recall.
"Use immunity" prohibits the direct use of compelled statements in a later criminal
trial. State v. Bryant, 97 Wn. App. 479, 485, 983 P.2d 1181 (1999). "Derivative use
immunity" bars the use of any evidence from statements made after immunity has been
granted. Id. When granted together, "derivative use" and "use" immunity provide
protection that is "coextensive" with the Fifth Amendment privilege. Kastigar v. United
7
No. 29459-5-III
State v. Zapien
States, 406 U.S. 441, 453, 92 S. Ct. 1653, 32 L. Ed. 2d 212 (1972); Bryant, 97 Wn. App.
at 485. "In essence, use and derivative use immunity leave the witness, and the
government, in the same situation they would have been in had the witness not given a
statement or testified." Bryant, 97 Wn. App. at 485.
Mr. Zapien argues that the court should have pushed Mr. Rhodes further on his
reasons for invoking his right against self-incrimination. See Hoffman v. United States,
341 U.S. 479, 486-87, 71 S. Ct. 814, 95 L. Ed. 1118 (1951); State v. Lougin, 50 Wn.
App. 376, 381, 749 P.2d 173 (1988). But after the prosecution offered the use or
derivative use immunity the inquiry simply ended. And Mr. Rhodes was excused subject
to recall, and he testified the next day. The court was under no obligation to inquire of
Mr. Rhodes further because it was unclear whether he was continuing to invoke the
privilege. See Hoffman, 341 U.S. at 486 ("It is for the court to say whether his silence is
justified, and to require him to answer if 'it clearly appears to the court that he is
mistaken.'" (citation omitted) (quoting Temple v. Commonwealth, 75 Va. 892, 899
(1881)). And, more significantly, he testified about his conversations with Mr. Zapien
the next day.
Mr. Rhodes testified about the admissions Mr. Zapien made to him in the motel
room. Defense counsel asked him if he had an informant agreement or whether he was
8
No. 29459-5-III
State v. Zapien
being given favorable treatment in exchange for his testimony. The State objected on the
ground that it had already been established that there was no such agreement and the
court refused to allow further inquiry. Mr. Zapien contends Mr. Rhodes had been given
something -- the use and derivative use immunity. He contends he should have been
allowed to impeach Mr. Rhodes' credibility with that information.
A defendant may impeach a witness on cross-examination by referencing any
agreements or promises made by the State in exchange for the witness's testimony. State
v. Ish, 170 Wn.2d 189, 198, 241 P.3d 389 (2010). Here, the court allowed questioning of
several witnesses outside the presence of the jury to explore whether there were any
agreements. There was simply no showing here of any agreement for leniency or
favorable treatment in exchange for testimony and Mr. Rhodes said as much, "Nobody's
given me nothing. I mean, I don't -- ." 5 RP at 517. Immunity in these circumstances
simply removes the constitutional grounds a witness may have for refusing to testify, it is
not a promise of any form of leniency. Bryant, 97 Wn. App. at 484.
In sum, the court never restricted defense counsel from asking Mr. Rhodes about
the grant of immunity. Defense counsel clarified and Mr. Rhodes answered he was not
expecting any favorable treatment for testifying. The court then properly refused to allow
further inquiry.
9
No. 29459-5-III
State v. Zapien
Mr. Zapien also contends that he was denied his right to confront and examine Mr.
Rhodes by the court's refusal to allow him to ask police witnesses about agreements with
Mr. Rhodes. Specifically, Mr. Zapien contends the court should have allowed defense
counsel to ask Detective Lee if he had any informant agreement with Mr. Rhodes and if
he knew of any relevant federal agreements.
But counsel asked Detective Shaw, the lead officer on the case, whether he was
aware of any agreement between the Yakima Police Department, the ATF, and Mr.
Rhodes. He responded that he was unaware of any such agreement. And the court then
properly ruled, "It sounds to me like Detective Shaw is not aware of any, so you can't ask
him that question." 4 RP at 381. We find no reference in this record to a similar ruling
as to Detective Lee. So it is unclear where the court actually ruled that Detective Lee
could not be questioned about any informant agreements with Mr. Rhodes. Nor is there
any suggestion anywhere of a deal with Mr. Rhodes for leniency or any other benefit for
his testimony. Indeed, there is no showing here that Mr. Rhodes ultimately accepted, or
testified because of, the State's offer of immunity (in response to Mr. Rhodes
unreasonable concerns).
We conclude that Mr. Zapien was not denied the right to confront witnesses.
Speedy Trial
10
No. 29459-5-III
State v. Zapien
Mr. Zapien next contends that his constitutional right to a speedy trial was violated
because of a full nine-month delay between his arrest and trial. We review his claim de
novo. State v. Iniguez, 167 Wn.2d 273, 280, 217 P.3d 768 (2009). He argues that these
delays were over his objections and caused by the State's failures to timely conclude
testing and otherwise prepare for trial.
The United States Constitution and the Washington Constitution both provide
criminal defendants the right to a speedy public trial. U.S. Const. amend. VI; Const. art.
I, § 22 (amend. 10). The Sixth Amendment speedy trial right attaches when a charge is
filed or an arrest is made that holds one to answer to a criminal charge, whichever occurs
first. State v. Corrado, 94 Wn. App. 228, 232, 972 P.2d 515 (1999). The constitutional
right to a speedy trial is violated at the expiration of a reasonable time. State v. Monson,
84 Wn. App. 703, 711, 929 P.2d 1186 (1997). As a threshold matter, a defendant arguing
violation of speedy trial rights must show that the length of pretrial delay was
presumptively prejudicial. Iniguez, 167 Wn.2d at 283. We consider the length of delay,
the complexity of the charges, and the reliance on eyewitness testimony in determining a
presumption of prejudice. Id. at 292.
Once a defendant shows presumptive prejudice, we then consider four factors to
pass on whether the delay impaired the constitutional right to the prompt adjudication of
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No. 29459-5-III
State v. Zapien
criminal charges: (1) the length of delay, (2) the reason for delay, (3) the defendant's
assertion of his right, and (4) prejudice to the defendant. Id. at 283.
The State arrested and filed charges against Mr. Zapien in mid-January 2010. The
trial began on September 7, 2010. So nearly nine months passed between the arrest and
the beginning of trial. Mr. Zapien's pretrial delay is presumptively prejudicial and meets
that threshold showing. Id. at 290. We then apply the four factors to determine if his
constitutional right has been impaired.
(1) Length of delay. This factor focuses on "'the extent to which the delay
stretches beyond the bare minimum needed to trigger'" the four-step analysis. Id. at 293
(quoting Doggett v. United States, 505 U.S. 514, 652, 112 S. Ct. 2686, 120 L. Ed. 2d 520
(1992)). A longer pretrial delay compels a court to give a closer examination into the
circumstances surrounding the delay. Id. Here, the almost nine-month lapse between
arrest and trial is at the bottom end of the spectrum for a presumption of prejudice (8
months to 12 months). So even though Mr. Zapien remained in custody for
approximately nine months, this was not necessarily an undue delay given the nature of
the charges.
(2) Reason for delay. This factor requires that we look at each party's
responsibility for the delay and weigh the respective reasons. Id. at 294. Here, the State
12
No. 29459-5-III
State v. Zapien
requested several continuances to allow time to prepare for trial. It also failed to
promptly respond to a discovery motion filed by defense counsel. Defense counsel
requested a 30-day continuance to process the discovery ordered by the court. The State
collected DNA samples and cigarette butts and mailed them to the crime lab on February
23, 2010, but did not receive a final report on the DNA evidence until August 18 -- this
was a delay outside of its control. The trial court left the speedy trial date at September
8, 2010. Ultimately, then, both the State and the defense contributed to the delay and the
delay was prompted by the seriousness of the charges, first degree premeditated murder,
and the necessity of completing, receiving, and processing scientific testing -- DNA
testing.
(3) Assertion of right. This factor requires the court to consider the extent to
which the defendant asserted his speedy trial right. Id. at 294-95. Mr. Zapien objected to
each continuance. The State agrees.
(4) Prejudice. We pass on the question of prejudice by considering the interests
protected by the right to speedy trial: (1) preventing oppressive pretrial incarceration,
(2) minimizing the defendant's anxiety and worry, and (3) limiting impairment to the
defense. Id. at 295. A defendant makes a stronger case for a speedy trial violation if he
can show prejudice. Id.
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No. 29459-5-III
State v. Zapien
Here, there is no showing, other than an unsupported conclusory statement, that
the delay interfered with Mr. Zapien's ability to defend himself. And the State's case
against him was strong. See id. (holding defendant may rely on a presumption of
prejudice but 10-month pretrial incarceration is not prejudicial absent any actual
impairment of the defense).
Considering the nature of the charges, the reasons for the continuances, the
strength of the State's case, and the tenor of Mr. Zapien's defense, we are unable to
conclude that he was denied his constitutional right to a speedy trial. Id. Certainly being
imprisoned pending trial would be, and we assume was, anxiety producing and
troublesome. But there is no suggestion that this lengthy incarceration interfered with
Mr. Zapien's ability to defend himself or help his lawyer. And the evidence of guilt here,
both direct and circumstantial, is overwhelming.
Sufficiency of the Evidence -- Premeditation
Mr. Zapien contends there was insufficient evidence to find that he premeditated
Mr. Gonzalez's murder. The question for us is whether the State has produced sufficient
evidence, which if believed by the jury, would support the element of premeditated first
degree murder. State v. Huff, 64 Wn. App. 641, 655, 826 P.2d 698 (1992). How
persuasive that evidence may have been was for the jury. State v. Thomas, 150 Wn.2d
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No. 29459-5-III
State v. Zapien
821, 874-75, 83 P.3d 970 (2004). We then view the evidence in a light most favorable to
the State. State v. Vladovic, 99 Wn.2d 413, 424, 662 P.2d 853 (1983).
The State had to show that the murder was premeditated. RCW 9A.32.030(1)(a).
"Premeditation" is "'the deliberate formation of and reflection upon the intent to take a
human life, and involves the mental process of thinking beforehand, deliberation,
reflection, weighing or reasoning for a period of time, however short.'" State v. Ortiz,
119 Wn.2d 294, 312, 831 P.2d 1060 (1992) (citation omitted) (internal quotation marks
omitted) (quoting State v. Ollens, 107 Wn.2d 848, 850, 733 P.2d 984 (1987)).
Premeditation "must involve more than a moment in point of time." RCW 9A.32.020(1).
Premeditation may be established by circumstantial evidence. State v. Gentry, 125
Wn.2d 570, 598, 888 P.2d 1105 (1995). And a number of circumstances have been held
to support premeditation. Evidence showing that the victim had been shot three times in
the head, two after he had fallen to the floor, established premeditation. State v. Rehak,
67 Wn. App. 157, 164, 834 P.2d 651 (1992). Evidence showing that the victim brought a
gun to the murder site supported a finding of premeditation. State v. Massey, 60 Wn.
App. 131, 145, 803 P.2d 340 (1990). "The planned presence of a weapon necessary to
facilitate a killing has been held to be adequate evidence to allow the issue of
premeditation to go to the jury." State v. Bingham, 105 Wn.2d 820, 827, 719 P.2d 109
15
No. 29459-5-III
State v. Zapien
(1986).
Mr. Zapien's account of the events supports the conclusion of premeditation. Mr.
Zapien testified that he and Mr. Gonzalez were involved in an altercation at one time that
resulted in Mr. Zapien getting stabbed and Mr. Gonzalez going to jail. Other witnesses
testified that Mr. Zapien shot Mr. Gonzalez because he had called Mr. Zapien a rat. They
testified that Mr. Zapien had a gun in his pocket when he arrived at the scene and
attempted to put Mr. Gonzalez's body in the trunk of the car. So the unresolved
differences between the two men, bringing of a gun to the murder site, and then
attempting to put the body in the trunk before running away amount to "more than a
moment in point of time." RCW 9A.32.020(1).
The State produced sufficient evidence to support the conclusion of premeditation.
Ineffective Assistance of Counsel -- Voluntary Intoxication
Mr. Zapien next argues ineffective assistance of counsel, citing his counsel's
failure to request a jury instruction on voluntary intoxication where there was evidence
that he had been using methamphetamine on the day Mr. Gonzalez died. We review the
challenge de novo. State v. White, 80 Wn. App. 406, 410, 907 P.2d 310 (1995).
To establish ineffective assistance of counsel, a defendant must show both
deficient performance and prejudice. State v. McFarland, 127 Wn.2d 322, 334-35, 899
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No. 29459-5-III
State v. Zapien
P.2d 1251 (1995). We presume counsel was effective. Id. at 335. Mr. Zapien must
show an absence of legitimate strategic reasons to support the challenged conduct. State
v. Alvarado, 89 Wn. App. 543, 548, 949 P.2d 831 (1998).
Mr. Zapien argues that without the instruction on voluntary intoxication the jury
had no way of assessing whether he was capable of premeditation because of
intoxication. Counsel's strategy, however, was to attack the credibility of the State's
witnesses, the quality of the police investigation, and to point the finger at Mr.
McCubbins as the one responsible for the murder. Defense counsel clearly chose not to
draw attention to Mr. Zapien's credibility. An instruction on voluntary intoxication
would have undermined the theory of the case that Mr. Zapien developed at trial. It is,
then, easy to understand why counsel did not offer a voluntary intoxication instruction.
This was not ineffective assistance.
Statement of Additional Grounds
Mr. Zapien argues two additional grounds: (1) the special jury instruction on the
possession of a firearm was flawed where it required unanimity, and (2) the trial court
erred by doubling the firearm enhancement where there is no evidence in his criminal
history that he previously served a sentence with a firearm enhancement.
The challenged jury instruction provided in relevant part:
In order to answer the special verdict form "yes," you must
17
No. 29459-5-III
State v. Zapien
unanimously be satisfied beyond a reasonable doubt that "yes" is the
correct answer. If you unanimously agree that the answer to the question is
"no", or if after full and fair consideration of the evidence you cannot agree
as to the answer, you must fill in the blank with the answer "no".
CP at 94 (Instruction 18). An instruction that the jury must be unanimous to answer such
a special verdict form "no" is an incorrect statement of the law. State v. Bashaw, 169
Wn.2d 133, 147, 234 P.3d 195 (2010). The instruction here is a correct statement of the
law.
Mr. Zapien was convicted as charged. The court imposed a high-end standard
range sentence of 548 months for the first degree murder conviction. The court doubled
the mandatory 60-month firearm enhancement for the conviction without any evidence as
to why, other than an asterisk citing to RCW 9.94A.533(3). Subsection (d) of that statute
states in pertinent part:
If the offender is being sentenced for any firearm enhancements
under (a), (b), and/or (c) of this subsection and the offender has previously
been sentenced for any deadly weapon enhancements after July 23, 1995,
. . . all firearm enhancements under this subsection shall be twice the
amount of the enhancement listed.
RCW 9.94A.533(3)(d). Mr. Zapien had an extensive criminal history. However, the
felony judgment and sentence does not list whether any of the prior convictions carried
deadly weapon enhancements. The record before us does not support the doubling of the
60-month firearm enhancement. Mr. Zapien may well be entitled to be resentenced with
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No. 29459-5-III
State v. Zapien
just the 60-month enhancement.
We affirm the convictions but remand for further consideration of the sentence.
A majority of the panel has determined that this opinion will not be printed in the
Washington Appellate Reports but it will be filed for public record pursuant to
RCW 2.06.040.
_______________________________
WE CONCUR: Sweeney, J.
________________________________
Siddoway, A.C.J.
________________________________
Kulik, J.
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