DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
66559-6 |
Title of Case: |
State Of Washington, Respondent V. Nicholas Raymond Prout, Appellant |
File Date: |
05/29/2012 |
SOURCE OF APPEAL
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Appeal from King County Superior Court |
Docket No: | 10-1-02360-3 |
Judgment or order under review |
Date filed: | 01/10/2011 |
Judge signing: | Honorable James E Rogers |
JUDGES
------
Authored by | Linda Lau |
Concurring: | Stephen J. Dwyer |
| Marlin Appelwick |
COUNSEL OF RECORD
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Counsel for Appellant(s) |
| Thomas Michael Kummerow |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3647 |
Counsel for Respondent(s) |
| Gretchen Johanna Holmgren |
| Attorney at Law |
| 516 3rd Ave Ste W554 |
| Seattle, WA, 98104-2362 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, ) NO. 66559-6-I
)
Respondent, ) DIVISION ONE
)
v. )
)
NICHOLAS RAYMOND PROUT, ) UNPUBLISHED OPINION
)
Appellant. ) FILED: May 29, 2012
Lau, J. -- Nicholas Prout appeals a restitution order following his guilty plea for
second degree burglary and second degree malicious mischief. He argues the trial
court abused its discretion when it ordered restitution in an amount unsupported by
substantial evidence. Finding no error, we affirm.
FACTS
In January 2010, police contacted Nicholas Prout near the scene of a
convenience store burglary. After some questioning, Prout admitted to committing two
dozen commercial burglaries over the previous year. He drove around with police
investigators and pointed out the locations of his crimes. Those locations included, but
were not limited to, the Super 99 Cents Plus store on Aurora Avenue, Gourmet Latté on
Holman Road, Caffe Keffa on 15th Avenue, Q-Mart on 15th Avenue, and Fortune Café
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on Aurora Avenue. Prout also gave specific statements regarding his actions at each
location. At Super 99 Cents Plus he admitted he broke the door and stole cigarettes.
He stated he broke a window at Gourmet Latté and broke the door at Q-Mart but could
not remember what else happened at either location. At Caffe Keffa he admitted he
broke a window and reached the counter inside but ran away when the alarm went off.
At Fortune Café, Prout admitted he used a rock to gain entry through a door and stated
that the cash register was empty.
The State charged Prout with 14 counts of second degree burglary and 1 count
of second degree malicious mischief. Prout agreed to plead guilty to four of the second
degree burglary counts and the single count of malicious mischief. As part of the plea,
Prout agreed to pay restitution for all of the charged and uncharged incidents. At
sentencing, the court granted the parties' joint recommendation for a prison-based
special drug offender sentencing alternative of 29.75 months. The court ordered Prout
to pay restitution as determined at a future hearing.
At the restitution hearing, the State requested $37,440.16 in restitution for 14
victims. Prout conceded the validity of several loss claims. But he challenged other
claims for lack of supporting documentation, arguing the State lacked receipts,
invoices, or other proof of loss. The court explained that among the documents it would
consider were restitution sheets listing the losses incurred by each victim and signed
under penalty of perjury by that victim. The court found these declarations sufficient
evidence to proceed with the hearing.
The State advised the court that the probable cause certification and
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declarations contained sufficient information to find a significant causal connection
between Prout's actions and the restitution amount. The court denied restitution for
four stores that lacked declarations, documentation, or other evidence supporting their
loss claims. For the remaining claims, the court found the victims' loss declarations
sufficient and ruled that the lack of receipts or invoices went to the weight of the
evidence. The defense declined to subpoena the victims to testify about their losses,
and the court found that the remaining claims
are sufficient, they're easily ascertainable, they're certainly causally connected
to Mr. Prout's actions insofar as the declarant states that these are a correct
summary of losses incurred as the crime investigated, and a number of these
losses also appear to be connected to the certification, although not all, and
they're easily ascertainable.
Report of Proceedings (Dec. 20, 2010) at 12. The court ordered $31,160.13 for
restitution. Prout appeals the restitution amounts awarded to Super 99 Cents Plus,
Gourmet Latté, Caffe Keffa, Q-Mart, and Fortune Café.
ANALYSIS
Prout contends the trial court's restitution order regarding Super 99 Cents Plus,
Gourmet Latté, Caffe Keffa, Q-Mart, and Fortune Café was not supported by substantial
evidence because while the victims provided declarations detailing their losses, they
failed to provide receipts, invoices, or other proof. The State counters that the
restitution award was causally connected to Prout's crimes and supported by
substantial evidence.
The trial court's power to impose restitution is derived solely from statute. State
v. Enstone, 89 Wn. App. 882, 884, 951 P.2d 309 (1998), aff'd, 137 Wn.2d 675, 974
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P.2d 828 (1999). Where the trial court has authority to order restitution, it has
discretion to determine the amount of restitution. State v. Davison, 116 Wn.2d 917,
919, 809 P.2d 1374 (1991). Its decision will only be overturned for an abuse of
discretion. Davison, 116 Wn.2d at 919. A court abuses its discretion when the
restitution decision is "'manifestly unreasonable, or exercised on untenable grounds, or
for untenable reasons.'" Enstone, 137 Wn.2d at 679-80 (internal quotation marks
omitted) (quoting State v. Cunningham, 96 Wn.2d 31, 34, 633 P.2d 886 (1981)).
RCW 9.94A.753(5) provides, "Restitution shall be ordered whenever the
offender is convicted of an offense which results in injury to any person or damage to or
loss of property . . . ." Costs that a victim incurs as the result of a defendant's crimes
have been determined a loss of property under the restitution statute. State v. Tobin,
161 Wn.2d 517, 526-27, 166 P.3d 1167 (2007).
There must be a causal connection between the damages claimed and the crime
charged. The Court of Appeals has required only a determination that "but for"
the crime, the damages would not have occurred, and we have made it clear that
foreseeability is not required.
Tobin, 161 Wn.2d at 527.
"If a defendant disputes the restitution amount, the State must prove the
damages by a preponderance of the evidence." State v. Griffith, 164 Wn.2d 960, 965,
195 P.3d 506 (2008). The amount of restitution must be based on "easily
ascertainable" damages. RCW 9.94A.753(3). Easily ascertainable damages are
tangible damages supported by sufficient evidence. State v. Tobin, 132 Wn. App. 161,
173, 130 P.3d 426 (2006), aff'd, 161 Wn.2d 517, 166 P.3d 1167 (2007). While
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certainty of damages need not be proved with specific accuracy, the evidence must be
sufficient to provide a reasonable basis for estimating loss. State v. Pollard, 66 Wn.
App. 779, 785, 834 P.3d 51 (1992). Evidence that subjects the trier of fact to
speculation or conjecture is insufficient. Pollard, 66 Wn. App. at 785. The rules of
evidence do not apply at restitution hearings. Pollard, 66 Wn. App. at 784.
Nevertheless, the evidence admitted must meet due process requirements, such as
providing the defendant an opportunity to refute the evidence presented and requiring
that the evidence be reliable. Pollard, 66 Wn. App. at 784 -- 85.
Prout is correct that Super 99 Cents Plus, Gourmet Latté, Caffe Keffa, Q-Mart,
and Fortune Café submitted loss declarations without attaching supporting
documentation, such as receipts or invoices. But all of the above victims' forms
contained itemized lists of losses and were signed under the caption "I declare under
penalty of perjury under the laws of the State of Washington, that the foregoing is a
true and correct summary of the losses I incurred as a result of the crime investigated
under the above cause number." (Emphasis added.) Prout cites no authority requiring
that evidence in restitution hearings must be supported by corroborating evidence. The
above victims' declarations were signed under penalty of perjury, and Prout has
presented no evidence to contradict the loss estimations or to show that the
declarations were unreliable. See Tobin, 132 Wn. App. at 180 (despite lack of
supporting documentation, victim's declaration estimating damages -- executed under
penalty of perjury -- was sufficient evidence for restitution order where defendant
presented no contradictory evidence). And Prout had the opportunity to challenge the
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amounts either with his own figures or by subpoenaing the victims to testify.1 He did neither.
Relying on State v. Dedonado, 99 Wn. App. 251, 991 P.2d 1216 (2000), State v.
Kisor, 68 Wn. App. 610, 844 P.2d 1038 (1993), and Pollard, 66 Wn. App. 779, Prout
argues, "A causal connection is not established simply because a victim provides a list
of expenditures for replacing property stolen or damaged by the defendant."
Appellant's Br. at 4. In Dedonado, the defendant damaged a van's ignition switch while
stealing the van. Dedonado, 99 Wn. App. at 253. At the restitution hearing, the State
submitted a mechanic's preliminary estimate for damage to the van that included not
only the damaged ignition switch, but also items such as "fill all fluids" and "align front
suspension." Dedonado, 99 Wn. App. at 255 (capitalization omitted). We held that the
State failed to meet its burden of proving restitution amounts because it was impossible
to determine from the State's documentation whether all of the van repairs were related
to the damaged ignition switch. Dedonado, 99 Wn. App. at 257. Thus, the State's
documentation "did not establish a causal connection between Dedonado's actions and
the damages." Dedonado, 99 Wn. App. at 257.
The Kisor court also reversed a restitution award. There, the defendant shot
and killed a police dog. The court imposed $17,380 in restitution. The award was
based on a conclusory hearsay affidavit providing a "rough estimate" of the costs
associated with purchasing and training a new dog. Kisor, 68 Wn. App. at 620. The
affidavit referred to an advertisement, but the advertisement did not support the
1 At the restitution hearing, both the State and the court offered defense counsel
the opportunity for the victims to testify about their losses.
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advanced figures. The court concluded the affidavit was not substantial credible
evidence supporting the restitution order and that due process was violated by the trial
court's reliance on it. Kisor, 68 Wn. App. at 620.
In Pollard, we reversed a restitution award based on a defendant's unlawful
issuance of checks. The only evidence in the record supporting the restitution sum was
a police report that recorded what bank personnel at the respective institutions stated
the banks lost. This report contained double hearsay and was insufficient to support
the restitution order. Pollard, 66 Wn. App. at 786.
Dedonado, Kisor, and Pollard are distinguishable. As discussed above, here the
victims each submitted declarations signed under penalty of perjury that itemized the
losses incurred "as a result of the crime investigated under the above cause number."
Thus, the declarations themselves indicated that the amounts sought were related to
Prout's crimes. These were not "rough estimates." Kisor, 68 Wn. App. at 620. Prout
raised no due process objection at the restitution hearing. Both the State and the trial
court offered Prout a chance to subpoena the victims to testify, but he declined to do
so. The victims' declarations here, in conjunction with the probable cause certification,
provide substantial credible evidence establishing the actual costs incurred due to
Prout's crimes.
CONCLUSION
Because the State presented sufficient evidence to support the restitution order,
the trial court did not abuse its discretion in its
restitution award. We affirm.
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WE CONCUR:
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