DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
66617-7 |
Title of Case: |
State Of Washington, Respondent V. Jhonny Godinez Bastida, Appellant |
File Date: |
06/04/2012 |
SOURCE OF APPEAL
----------------
Appeal from Snohomish Superior Court |
Docket No: | 10-1-00700-2 |
Judgment or order under review |
Date filed: | 01/14/2011 |
Judge signing: | Honorable Ronald X Castleberry |
JUDGES
------
Authored by | Mary Kay Becker |
Concurring: | Anne Ellington |
| Ann Schindler |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Christopher Robert Black |
| Law Office of Christopher Black, PLLC |
| 119 1st Ave S Ste 500 |
| Seattle, WA, 98104-3400 |
Counsel for Respondent(s) |
| Prosecuting Attorney Snohomish |
| Snohomish County Prosecuting Attorney |
| 3000 Rockefeller Ave M/s 504 |
| Everett, WA, 98201 |
|
| Seth Aaron Fine |
| Attorney at Law |
| Snohomish Co Pros Ofc |
| 3000 Rockefeller Ave |
| Everett, WA, 98201-4060 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) NO. 66617-7-I
Respondent, )
) DIVISION ONE
v. )
)
JHONNY GODINEZ BASTIDA, ) UNPUBLISHED OPINION
)
Appellant. ) FILED: June 4, 2012
________________________________)
Becker, J. -- In this appeal of his convictions and sentence for child
molestation in the first degree, Jhonny Godinez Bastida contends the child was
incompetent to testify and the court's admission of her out-of-court statements
describing the alleged abuse violated the child hearsay statute. We affirm.
FACTS
Bastida was living with VO and her mother. On January 16, 2010, VO
was six years old. According to her mother's trial testimony, she came home
from work and VO told her that Bastida had touched her "butt" and "put his butt
on my butt." VO generally referred to a male's genitals as a "butt." She "pointed
to the front" of her body below her waistline to show her mother what she meant
No. 66617-7-I/2
by Bastida's "butt" and pointed to "her back" to indicate what she meant by her
"butt."
VO's mother contacted police. The same day, VO told a nurse at the
emergency room that Bastida had tried to put his butt "in" her butt. A week later,
she told a child interview specialist during a videotaped forensic interview that
Bastida had tried to touch her "on the inside" of her butt and had tried to take her
pants and underwear off. She described two incidents, one occurring on her
mother's bed and the other on the couch.
Bastida was charged with two counts of child molestation in the first
degree. Bastida moved pretrial to prevent VO's mother, the nurse, and the child
interview specialist from testifying about VO's hearsay descriptions of the
alleged abuse. He also argued VO was incompetent to testify because
irregularities and inconsistencies in her statements during two forensic
interviews showed she was unable to distinguish truth from lies and unable to
accurately recall events. A competency hearing was held on December 13,
2010. The court heard testimony by VO, her mother, the nurse, and the child
interview specialist. Bastida cross-examined each witness. The court ruled that
VO was competent to testify under the factors set forth in State v. Allen, 70
Wn.2d 690, 424 P.2d 1021 (1967), and that the three hearsay statements were
sufficiently reliable to gain admission at trial under the child hearsay statute,
according to the factors set forth in State v. Ryan, 103 Wn.2d 165, 175-76, 691
P.2d 197 (1984).
A jury trial lasting six days was
2
No. 66617-7-I/3
held. VO testified, as did her mother, the nurse, and the child interview
specialist. The videotaped recording of the January 22, 2010, forensic interview
of VO was played for the jury. VO testified that when her mother was at work,
Bastida had been "sticking his body to my body" using his "front butt," that he
had taken her pants off, and that his hands had been "all covered . . . with pee or
water." She testified that this had happened on more than one day, but that the
day she told her mother was "the very last time" it happened. Bastida also took
the stand and denied ever touching VO in a sexual manner. He was convicted
as charged. He now appeals.
WITNESS COMPETENCY
Bastida contends the trial court erred in concluding VO was competent to
testify and that the jury's exposure to her unreliable testimony deprived him of
his due process right to a fair trial.
An appellate court affords significant deference to the trial judge's
competency determination and may disturb such a ruling only upon a finding of
manifest abuse of discretion. State v. Brousseau, 172 Wn.2d 331, 340, 259
P.3d 209 (2011).
There is probably no area of the law where it is more necessary to
place great reliance on the trial court's judgment than in assessing
the competency of a child witness. The trial judge is in a position
to assess the body language, the hesitation or lack thereof, the
manner of speaking, and all the intangibles that are significant in
evaluation but are not reflected in the written record.
State v. Borland, 57 Wn. App. 7, 11, 786 P.2d 810, review denied, 114 Wn.2d
1026 (1990), disapproved on other
3
No. 66617-7-I/4
grounds by State v. Rohrich, 132 Wn.2d 472, 939 P.2d 697 (1997).
RCW 5.60.020 provides in pertinent part: "Every person of sound mind
and discretion . . . may be a witness in any action, or proceeding." All witnesses,
regardless of their age, are presumed competent to testify until proved otherwise
by a preponderance of the evidence. Brousseau, 172 Wn.2d at 341, citing State
v. S.J.W., 170 Wn.2d 92, 100, 239 P.3d 568 (2010). A person is not competent
to testify if he or she is of unsound mind, intoxicated at the time of the
examination, or if he or she appears "incapable of receiving just impressions of
the facts, respecting which they are examined, or of relating them truly." RCW
5.60.050. The party challenging the competency of a child witness bears the
burden of rebutting the presumption of competency with evidence showing that
the child falls short of the statutory definition. S.J.W., 170 Wn.2d at 102.
A former version of the witness competency statute, RCW 5.60.050,
created a special rule for determining the competency of children under 10 years
of age. Under the former statute, the court had outlined the following test:
The true test of the competency of a young child as a
witness consists of the following: (1) an understanding of the
obligation to speak the truth on the witness stand; (2) the mental
capacity at the time of the occurrence concerning which he is to
testify, to receive an accurate impression of it; (3) a memory
sufficient to retain an independent recollection of the occurrence;
(4) the capacity to express in words his memory of the occurrence;
and (5) the capacity to understand simple questions about it.
Allen, 70 Wn.2d at 692. These factors "continue to be a guide when
competency is challenged." S.J.W., 170 Wn.2d at 102.
4
No. 66617-7-I/5
The trial court fully considered the Allen factors in determining that VO
was competent to testify:
[T]here is no question in my mind that the child is
competent. She presented today as an intelligent, bright, articulate
six, soon to be seven-year-old child. It was apparent to the court
that she appreciated the difference between a lie and the truth by
various questions that were being asked. It was apparent to the
court that she appreciated the need to tell the truth on the witness
stand.
She was also able to express in her own words what she
testifies about that occurred. She was able to follow the
conversation in terms of the questions that were put to her and
answer those in an articulate fashion for a seven year old.
. . . .
And it is true that she has to these various people, either her
mother, the nurse, or the interview specialist, made somewhat
inconsistent or other vague responses. But at least in this court's
experience that is not unlike a child of this age, or for that matter,
almost any victim of a sexual assault. That certainly should be
something that the trier of fact can consider. But in terms of the
competency of this witness, it is abundantly clear to this court that
she is presently competent to testify.
At both the competency hearing and at trial, VO answered correctly every
question designed to distinguish between truth and lies. Her descriptions of her
school work, social activities, and the layout of her home all demonstrated her
ability to understand questions, express ideas, and describe her memories of
situations and events. She testified accurately as to her age, date of birth, full
name, the name of her school, her friends' and teacher's names, and was able to
specifically identify Bastida in the courtroom. Her descriptions of Bastida's
actions were articulate and coherent.
Bastida challenges the court's determination that VO understood her
obligation to speak the truth on the
5
No. 66617-7-I/6
witness stand, the first Allen factor. He argues VO's incorrect answers to two
standardized test questions during her pretrial interview by the child interview
specialist prove she was unable to distinguish truth from falsehood. Near the
beginning of the interview, VO was asked four questions similar to the following:
"This girl looks at the apple and says it's an apple. This girl looks at the apple
and says it's a banana. Which girl told the truth?" She answered only two of the
four correctly. These wrong answers given approximately 11 months before trial
are not dispositive. At the competency hearing and at trial, VO was posed eight
additional questions of this nature, and she answered each of them correctly.
"Even where the court is reviewing a pretrial competency determination, the
inquiry is always whether the child is competent to testify at trial. Thus, it is
always appropriate to examine the child's trial testimony in making this
determination." Brousseau, 172 Wn.2d at 341 n.5 (emphasis omitted). The
interview specialist testified that the questions VO struggled with are no longer
used because many children found them ambiguous and confusing. A child's
incorrect responses to ambiguous questioning do not demonstrate testimonial
incompetence. State v. Stange, 53 Wn. App. 638, 642, 769 P.2d 873, review
denied, 113 Wn.2d 1007 (1989).
Bastida contends VO also showed her incompetence to testify by
responding "Mm, don't know" to a January 2010 interview question asking
whether it is better to tell the truth or a lie. However VO was asked the same
question at the competency hearing and at trial, and confidently replied both
times that she understood it was better to
6
No. 66617-7-I/7
tell the truth. VO made promises to both the prosecutor and the trial judge that
she would only tell the truth on the stand.
Bastida contends the following exchange on cross-examination at the
competency hearing showed that VO did not understand her obligation to tell the
truth:
Q. . . . When [the prosecutor] asked you questions, do you think
that there is a right answer and a wrong answer, or do you think
you're just supposed to answer them?
A. Answer them.
. . . .
Q. . . . Why did you change your answer after [the prosecutor]
asked you several times?
A. I don't know.
Q. You don't know? Okay. Was it because you were giving -- you
thought you were giving the wrong answer?
. . . .
THE WITNESS: Yeah.
VO's answers do not clearly undermine the court's competency determination.
She was not asked to explain her understanding of what it meant to give a "right
answer" or a "wrong answer." The terms "right" and "wrong" are not
unequivocal; a "wrong" answer could just as easily refer to an untrue or
inaccurate answer as to an answer the questioner did not wish to hear. Indeed,
Bastida himself employs both meanings of the concept in his brief on appeal.1
1 Bastida contends VO's agreement that she was "just supposed to answer" the
questions showed that she "did not understand the difference between 'right answers'
and 'wrong answers,' i.e., truth and falsehood." Apparently without appreciating any
conflict, he then contends VO's statement that she changed an answer because she
thought she was "giving the wrong answer" meant that VO was acknowledging giving
"answers that she thought that the people questioning her wanted to hear." In the first
usage, Bastida assumes "wrong" equates with "false"; in the second usage, he
assumes "wrong" refers to "undesirable."
7
No. 66617-7-I/8
Bastida contends VO is like the child witness in State v. Karpenski, 94
Wn. App. 80, 106, 971 P.2d 553 (1999), abrogated on other grounds by, State v.
C.J., 148 Wn.2d 672, 63 P.3d 765 (2003), where the Court of Appeals reversed
a trial court's competency determination. She is not. The child witness in that
case swore to tell only the truth on the stand, and then described "in vivid detail"
how he and his brother five years younger than him "had been born at the same
time." Karpenski, 94 Wn. App. at 106. Evidence before the court showed that
the witness had a "long-standing, often-observed inability to distinguish what
was true from what was not," and the trial court explicitly found the child was
"confused regarding dream versus reality." Karpenski, 94 Wn. App. at 106
(internal quotation marks omitted). No such evidence exists in this case. None
of VO's statements evince fantasy or confusion regarding the boundaries of
reality.
Bastida contends inconsistencies in VO's various statements show she
did not retain a memory sufficient to provide an independent recollection of the
occurrence (Allen factor 3) and that her poor memory of events was corrupted by
improper questioning by the State.
Many of the purported inconsistencies are illusory. For example, VO said
at different times that Bastida's pants and her pants were both "on" and "off."
These statements are not inherently in conflict; she explained at trial that her
pants had been on, but that Bastida had taken them off, and that although
Bastida's pants remained on, she had felt him taking them off "just a little."
Bastida also contends VO was
8
No. 66617-7-I/9
inconsistent about the number of times the touching occurred, where the
touching took place, and how many times VO spoke to her mother about it. But
the existence of inconsistencies and contradictions in a witness's testimony do
not render the witness incompetent. Stange, 53 Wn. App. at 642. Such
contradictions go to the weight of a witness's testimony, not to its admissibility.
Stange, 53 Wn. App. at 642.
CHILD HEARSAY
Bastida next argues that the court's admission of VO's out-of-court
declarations to her mother, the nurse, and the child interview specialist violated
the child hearsay statute, RCW 9A.44.120. The statute provides that a hearsay
statement by a child "describing any act of sexual contact performed with or on
the child by another" is admissible at trial if the child testifies at trial and if the
court finds, after conducting an evidentiary hearing, "that the time, content, and
circumstances of the statement provide sufficient indicia of reliability." RCW
9A.44.120.
As a threshold matter, we reject the State's invitation to ignore Bastida's
child hearsay arguments on appeal under RAP 2.5(a). Although Bastida did not
argue the child hearsay issues with crystal clarity to the trial court, his trial memo
and cross-examination of witnesses at the child hearsay hearing were adequate
to preserve his right to appellate review on this issue.
We nevertheless reject Bastida's challenge. He first contends the
hearsay statements were improperly admitted given the constitutional
requirements set forth in Crawford v. 9
No. 66617-7-I/10
Washington, 541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004), because
VO's incompetence to testify made her an "unavailable" witness and rendered
his cross-examination of her a "nullity." This argument rests on a theory we
have already rejected. VO was competent to testify and was therefore
"available" at trial. Bastida's cross-examination of VO satisfied his right to
confrontation.
Bastida next contends the hearsay statements did not meet the statutory
requirement of reliability. In determining whether this requirement is satisfied,
the court should consider nine factors:
1. Whether the declarant, at the time of making the statement, had
an apparent motive to lie;
2. Whether the declarant's general character suggests
trustworthiness;
3. Whether more than one person heard the statement;
4. The spontaneity of the statement;
5. Whether trustworthiness is suggested from the timing of the
statement and the relationship between the declarant and the
witness;
6. Whether the statement contains express assertions of past fact;
7. Whether the declarant's lack of knowledge could be established
by cross-examination;
8. The remoteness of the possibility that the declarant's
recollection is faulty; and
9. Whether the surrounding circumstances suggest that the
declarant misrepresented the defendant's involvement.
State v. C.J., 148 Wn.2d 672, 683-84, 63 P.3d 765 (2003), citing State v. Ryan,
103 Wn.2d 165, 175-76, 691 P.2d 197 (1984). No single factor is decisive;
rather, reliability is based on an overall evaluation of the factors. State v.
Young, 62 Wn. App. 895, 902, 802 P.2d 829 (1991). If the factors are
substantially met, the statement is sufficiently reliable. Borland, 57 Wn. App. at
10
No. 66617-7-I/11
20.
In issuing its oral ruling, the trial court considered each of the nine Ryan
factors and concluded each factor favored admission of the three witnesses'
testimony.
Bastida contends, under Ryan factor 1, that VO had a motive to fabricate
the accusations as a way of deflecting her mother's anger about Bastida's and
VO's failure to clean the house while she was away at work. This theory is
purely speculative and has no support in the record. And it is contradicted by
VO's testimony that she disclosed the abuse by Bastida despite believing that
her mother would be angry with her when she found out: "I thought my mom was
going to be mad at me that I told him to do it, but I didn't tell him to do it. He just
wanted to do it. . . . but she wasn't. She was mad at Jhonny."
Bastida contends under Ryan factor 4 that VO's statements to the nurse
and child interview specialist were not spontaneous. The trial court reasoned
that although these statements by VO "were not spontaneous in the sense of
someone simply blurting them out, there is nothing to show that any of those
statements were rehearsed or programmed in any fashion whatsoever." The
record supports the court's reasoning.
Bastida contends under Ryan factors 8 and 9 that the inconsistencies in
VO's statements provide proof of her suggestibility and flawed memory. The trial
court perceived her statements as "essentially the same" despite minor
inconsistencies:
[A]lthough the statements differ from maybe person to person, they
nevertheless retain the same 11
No. 66617-7-I/12
central core . . . . Certainly the general description of the language
in terms of her referring to her body part as "butt" and referring to
his genitalia as "butt" is consistent throughout all of these
interviews. Again, there may be some vagueness and
inconsistencies even within those statements, but the core remains
essentially the same throughout.
12
No. 66617-7-I/13
Determining the admissibility of child hearsay lies within the discretion of
the trial court. State v. Pham, 75 Wn. App. 626, 631, 879 P.2d 321 (1994),
review denied, 126 Wn.2d 1002 (1995). We find no abuse of discretion.
Affirmed.
13
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