DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
66316-0 |
Title of Case: |
State Of Washington, Respondent V. Derrick Micah Morris, Appellant |
File Date: |
06/04/2012 |
SOURCE OF APPEAL
----------------
Appeal from King County Superior Court |
Docket No: | 10-1-02287-9 |
Judgment or order under review |
Date filed: | 11/16/2010 |
Judge signing: | Honorable Jean Z Judicial Officer Rietschel |
JUDGES
------
Authored by | Ronald Cox |
Concurring: | Stephen J. Dwyer |
| Ann Schindler |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Washington Appellate Project |
| Attorney at Law |
| 1511 Third Avenue |
| Suite 701 |
| Seattle, WA, 98101 |
|
| Thomas Michael Kummerow |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3647 |
Counsel for Respondent(s) |
| Prosecuting Atty King County |
| King Co Pros/App Unit Supervisor |
| W554 King County Courthouse |
| 516 Third Avenue |
| Seattle, WA, 98104 |
|
| Jeffrey C Dernbach |
| King County Courthouse |
| 516 3rd Ave Ste W554 |
| Seattle, WA, 98104-2362 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, ) No. 66316-0-I
)
Respondent, ) DIVISION ONE
)
v. )
)
DERRICK MICAH MORRIS, ) UNPUBLISHED
)
Appellant. ) FILED: June 4, 2012
)
)
Cox, J. -- Second degree assault by strangulation requires the State to
prove an assault of another by strangulation of that person.1 "Strangulation"
means "to compress a person's neck, thereby obstructing the person's blood
flow or ability to breathe, or doing so with the intent to obstruct the person's
blood flow or ability to breathe . . . ."2
N.K., the victim of the assault in this case testified that Derrick Morris
grabbed her by the neck when she tried to escape from his vehicle,
consequently obstructing her ability to breathe. Accordingly, the State bore its
1 RCW 9A.36.021(1)(g).
2 RCW 9A.04.110(26) (emphasis added).
No. 66316-0-I/2
burden to prove beyond a reasonable doubt all essential elements of the
charged offense. There was no mandatory presumption that relieved the State
of this burden. We affirm.
Morris picked up N.K. on Aurora Avenue with the aim of engaging her in
an act of prostitution. According to her testimony at trial, he told N.K. that he
was an undercover police officer, but would not arrest her if she had sex with
him. N.K. did not believe Morris and opened the car door to get out. As she did
so, Morris grabbed her by the neck, holding her in the bend of his elbows, and
choked her. She began to lose consciousness, but was eventually able to free
herself and escape.
The State charged Morris by amended information with second degree
assault with the intent to commit rape. In the alternative, the State also charged
second degree assault by strangulation.
At trial, Morris also testified. According to Morris, he picked up N.K. and
when they got into a disagreement about the price of her services, she hit him.
As N.K. exited his car, he pushed her out and called her derogatory names. He
denied choking her.
During deliberations, the jury submitted the following question to the
court:
On [the second degree assault by strangulation to-convict
instruction] in the Courts [sic] Instructions to the Jury, does it
require intentional strangulation or can the strangulation be
accidental as a result of the intentional assault'[3]
3 Clerk's Papers at 55.
2
No. 66316-0-I/3
Morris argued that the to-convict instruction required the strangulation
itself to be intentional and that the court should so instruct the jurors. The trial
court disagreed, and instead responded: "Please read [the to-convict instruction]
in accordance with Instructions 5, 6, and 13."4 These instructions defined
assault, intent, and strangulation, respectively.
The jury found Morris guilty of second degree assault by strangulation
and acquitted him of second degree assault with the intent to commit rape. The
trial court denied Morris's motion for an arrest of judgment or a new trial, which
he based on the argument that second degree assault by strangulation requires
both an intent to assault and an intent to strangle.
Morris appeals.
JURY INSTRUCTIONS
Morris argues that the instruction for the second degree assault by
strangulation charge in this case created a mandatory presumption that relieved
the State of its burden to prove the elements of that charge. Specifically, he
argues that the State was required to prove that he intentionally strangled N.K.
in order to convict him of second degree assault by strangulation. Because the
to-convict instruction did not include an intent element, he claims his conviction
cannot stand. We disagree.
It is reversible error to instruct the jury in a manner that relieves the State
of its burden to prove beyond a reasonable doubt every essential element of a
4 Id. at 56.
3
No. 66316-0-I/4
criminal offense.5 This court analyzes a challenged jury instruction by
considering the instructions as a whole and reading the challenged portions in
context.6 Alleged errors in jury instructions are reviewed de novo.7
"A mandatory presumption is one that requires the jury 'to find a
presumed fact from a proven fact.'"8 To determine whether a jury instruction
creates a mandatory presumption, the court examines whether a reasonable
juror would interpret the presumption as mandatory.9 Mandatory presumptions
violate a defendant's right to due process if they relieve the State of its
obligation to prove all of the elements of the crime charged beyond a reasonable
doubt.10
When interpreting a statute, a court's fundamental objective is to
ascertain and carry out the legislature's intent.11 "This involves giving effect to
the plain meaning of the statute, if any, by taking into account the ordinary
meaning of the words used as well as the context in which the statute appears,
5 State v. Hayward, 152 Wn. App. 632, 641-42, 217 P.3d 354 (2009)
(quoting State v. Pirtle, 127 Wn.2d 628, 656, 904 P.2d 245 (1995)).
6 Id. at 642 (citing Pirtle, 127 Wn.2d at 656-57).
7 State v. Becklin, 163 Wn.2d 519, 525, 182 P.3d 944 (2008).
8 Hayward, 152 Wn. App. at 642 (quoting State v. Deal, 128 Wn.2d 693,
699, 911 P.2d 996 (1996)).
9 Id. (citing Deal, 128 Wn.2d at 701).
10 Id.; Deal, 128 Wn.2d at 701.
11 In re Det. of Hawkins, 169 Wn.2d 796, 801, 238 P.3d 1175 (2010)
(citing State v. Jacobs, 154 Wn.2d 596, 600, 115 P.3d 281 (2005)).
4
No. 66316-0-I/5
including related provisions."12 In determining the plain meaning of a statute, the
court cannot add words or clauses where the legislature has chosen not to
include them.13 If the statute is unambiguous, the court's inquiry is at an end.14
RCW 9A.36.021 defines assault in the second degree:
(1) A person is guilty of assault in the second degree if he or
she, under circumstances not amounting to assault in the first
degree:
(a) Intentionally assaults another and thereby recklessly inflicts
substantial bodily harm; or
(b) Intentionally and unlawfully causes substantial bodily harm to
an unborn quick child by intentionally and unlawfully inflicting any
injury upon the mother of such child; or
(c) Assaults another with a deadly weapon; or
(d) With intent to inflict bodily harm, administers to or causes to be
taken by another, poison or any other destructive or noxious
substance; or
(e) With intent to commit a felony, assaults another; or
(f) Knowingly inflicts bodily harm which by design causes such pain
or agony as to be the equivalent of that produced by torture; or
(g) Assaults another by strangulation or suffocation.[15]
"Assault" is not defined in the statute. But our courts have held that a "specific
intent either to create apprehension of bodily harm or to cause bodily harm is an
12 Id. (citing Jacobs, 154 Wn.2d at 600).
13 State v. J.P., 149 Wn.2d 444, 450, 69 P.3d 318 (2003) (quoting State v.
Delgado, 148 Wn.2d 723, 727, 63 P.3d 792 (2003)).
14 State v. Armendariz, 160 Wn.2d 106, 110, 156 P.3d 201 (2007).
15 (Emphasis added.)
5
No. 66316-0-I/6
essential element" of second degree assault.16
The legislature has defined "strangulation." RCW 9A.04.110(26) states
that "'[s]trangulation' means to compress a person's neck, thereby obstructing
the person's blood flow or ability to breathe, or doing so with the intent to
obstruct the person's blood flow or ability to breathe . . . ." Thus, under the plain
language of the statute, a person is guilty of second degree assault by
strangulation in two circumstances. First, if he intentionally assaults another by
compressing that person's neck and actually obstructing either the person's
blood flow or ability to breath. Second, if he intentionally assaults another by
compressing that person's neck with the intent to obstruct the person's blood
flow or ability to breath. Therefore, intent is only necessary if the defendant
does not actually obstruct either the victim's blood flow or ability to breath.
Here, the to-convict instruction tracked the first circumstance of the
statutory language for second degree assault by strangulation. It required the
jury to find that the State proved beyond a reasonable doubt:
(1) That on or about February 11, 2010, the defendant
intentionally assaulted N.W.K. by strangulation; and
(2) That the act occurred in the State of Washington.[17]
"Intent," "assault," and "strangulation" were each separately defined in the
following related instructions, none of which Morris challenges on appeal:
No. 5
16 State v. Byrd, 125 Wn.2d 707, 713, 887 P.2d 396 (1995).
17 Clerk's Papers at 44.
6
No. 66316-0-I/7
An assault is an intentional touching or striking or cutting or
shooting of another person, with unlawful force, that is harmful or
offensive regardless of whether any physical injury is done to the
person. A touching or striking or cutting or shooting is offensive if
the touching or striking or cutting or shooting would offend an
ordinary person who is not unduly sensitive.
An assault is also an act, with unlawful force, done with
intent to inflict bodily injury upon another, tending but failing to
accomplish it and accompanied with the apparent present ability to
inflict the bodily injury if not prevented. It is not necessary that
bodily injury be inflicted.
An assault is also an act, with unlawful force, done with the
intent to create in another apprehension and fear of bodily injury,
and which in fact creates in another a reasonable apprehension
and imminent fear of bodily injury even though the actor did not
actually intend to inflict bodily injury.
No. 6
A person acts with intent or intentionally when acting with
the objective or purpose to accomplish a result that constitutes a
crime.
. . . .
No. 13
Strangulation means to compress a person's neck in a
manner that obstructs the person's blood flow or ability to breathe,
or to compress a person's neck with the intent to obstruct the
person's blood flow or ability to breathe.[18]
Read together, these instructions accurately reflect what the State was required
to prove for the charge of second degree assault by strangulation. The only
intent that the State was required to prove was that necessary for assault.
Under the circumstances of this case, where there is evidence that Morris
compressed the victim's neck and her ability to breathe was actually obstructed,
18 Id. at 34-35, 42.
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No. 66316-0-I/8
there is no additional requirement to prove Morris intended that result.
Morris argues that neither RCW 9A.04.110(26) nor the jury instructions
supplies the intent necessary for strangulation. But, as we have explained
above, there is no intent necessary for strangulation in this case. Both the jury
instruction and the statute's definition of strangulation distinguish between the
intent necessary when the defendant actually obstructs the victim's blood flow or
ability to breathe, and when he does not. The plain words of the statute and the
jury instruction only require "intent" in the latter case. For the former, no intent is
necessary.
Morris also argues that, because RCW 9A.36.021(1)(g) is silent on the
intent necessary for the strangulation element, and because strict liability crimes
are disfavored, the Legislature intended to require an intent to strangle. But
because intent is required for the assault, this is not a strict liability crime. The
fact that there is no additional intent requirement in RCW 9A.36.021(1)(g) for
the strangulation is irrelevant.
Next, Morris argues that RCW 9A.36.021(1)(g) is ambiguous and, under
the rule of lenity, must be resolved in his favor. We again disagree.
The statute states that "[a] person is guilty of assault in the second
degree if he or she . . . [a]ssaults another by strangulation or suffocation."19
Morris claims this is ambiguous because it can be read in one of two ways:
either requiring a specific intent to strangle or not requiring a specific intent to
19 RCW 9A.36.021(1).
8
No. 66316-0-I/9
strangle. Under the plain words of this statute, there is no intent requirement
other than that required for assault. In any event, the definition of strangulation
found in RCW 9A.04.110(26) makes it patently clear that there is no additional
intent requirement under the facts of this case. That is because Morris
obstructed N.K.'s blood flow or ability to breathe so the acts here fall under the
first prong of the definition of strangulation.
Finally, Morris argues that State v. Hayward20 and State v. Goble21 require
reversal. They do not.
In each of those cases, the court held that the trial court's instructions
conflated the intent necessary to prove the crimes at issue.22 That is not the
case here. These instructions defining assault and strangulation correctly
stated that intent was only necessary for the assault portion of the charge, not
the strangulation portion. Consequently, Hayward and Goble are not helpful.
We affirm the judgment and sentence.
20 152 Wn. App. 632, 217 P.3d 354 (2009).
21 131 Wn. App. 194, 126 P.3d 821 (2005).
22 Hayward, 152 Wn. App. at 644-45 (instruction was reversible error
because it effectively collapsed second degree assault into an offense with only
a single mental state instead of requiring two mental states, one for the assault
and one for the result); Goble, 131 Wn. App. at 196 (instruction allowed the jury
to presume that defendant knew the assaulted deputy was acting in his official
capacity during the incident if it found he intentionally assaulted the deputy,
which conflated the intent and knowledge elements required under the to-convict
instruction into a single element).
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No. 66316-0-I/10
WE CONCUR:
10
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