Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
66745-9 |
Title of Case: |
State Of Washington, Respondent V. Cleo Palmer Reed, Appellant |
File Date: |
06/04/2012 |
SOURCE OF APPEAL
----------------
Appeal from King County Superior Court |
Docket No: | 10-1-06063-1 |
Judgment or order under review |
Date filed: | 02/11/2011 |
Judge signing: | Honorable Theresa B Doyle |
JUDGES
------
Authored by | Stephen J. Dwyer |
Concurring: | Ann Schindler |
| Ronald Cox |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Washington Appellate Project |
| Attorney at Law |
| 1511 Third Avenue |
| Suite 701 |
| Seattle, WA, 98101 |
|
| Thomas Michael Kummerow |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3647 |
|
| Oliver Ross Davis |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3647 |
Counsel for Respondent(s) |
| Prosecuting Atty King County |
| King Co Pros/App Unit Supervisor |
| W554 King County Courthouse |
| 516 Third Avenue |
| Seattle, WA, 98104 |
|
| Andrea Ruth Vitalich |
| King County Prosecutor's Office |
| 516 3rd Ave Ste W554 |
| Seattle, WA, 98104-2362 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) DIVISION ONE
Respondent, )
) No. 66745-9-I
v. )
) PUBLISHED OPINION
CLEO PALMER REED )
a.k.a. CLEO REED PALMER, )
)
Appellant. ) FILED: June 4, 2012
________________________________)
Dwyer, J. -- Statements to law enforcement officers do not implicate the
Sixth Amendment's confrontation clause where those statements are made
under circumstances that, objectively viewed, indicate that the primary purpose
of the encounter was to enable the police to meet an ongoing emergency. Here,
Cleo Reed appeals from his conviction of assault in the second degree arising
from an incident in which he strangled his girlfriend, Nat Emily Ta. Reed
contends that the admission of out-of-court statements uttered by Ta violated his
federal right to confront the witnesses against him. However, because an
objective evaluation of the circumstances demonstrates that Ta made these
statements in the course of an ongoing emergency, Ta's statements are
nontestimonial and, accordingly, are not subject to the requirements of the
confrontation clause. Because Reed's other contentions are also without merit,
No. 66745-9-I/2
we affirm his conviction.
I
At approximately 2:00 p.m. on June 23, 2010, Nat Emily Ta placed a 911
call. Ta told the operator that her boyfriend, Cleo Reed, was "choking" her,
"scratching" her, had "punched [her] lip," and was continuing to threaten her.
Reed, who remained at the scene, could be heard shouting in the background
during the call. Ta said that Reed had recently been in jail. The call
disconnected before the operator could determine Ta's location.
Ta called 911 again at approximately 11:00 p.m. Ta told the operator that
"this mother fucker he just beat me up right now." She explained that Reed had
again been "choking [her]," and that she was "bleeding on [her] nose." She told
the operator that the attack had occurred while the couple was driving with
Reed's cousin. Ta stated that she was "pregnant right now" and that Reed had
left her by the side of the road in an unfamiliar area of Renton. Ta struggled to
convey her location to the operator. She told the operator that she needed a
"cop" but did not require medical assistance.
The operator continued to question Ta while Ta waited in the parking lot
of a McDonald's restaurant for police to arrive. Ta gave a detailed description of
Reed, described Reed's use of cocaine and alcohol, and alluded to prior violent
acts by Reed. She told the operator that she needed to "put his ass back in jail."
Renton Police Officer Robert Bagsby was the first officer to arrive at the
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No. 66745-9-I/3
scene. Upon Officer Bagsby's arrival, Ta ran to his patrol car. Without
prompting, Ta exclaimed that "my boyfriend beat me up, choked me, [and]
wouldn't let me out of my car." Ta was "hysterical" and "crying uncontrollably."
She was out of breath and spoke in "short, brief sentences." After once again
declining medical treatment, Ta described the incident in greater detail.
Seattle Police Officer John Marion thereafter assumed responsibility for
the investigation. Officer Marion took photographs of Ta's injuries, which
included a bleeding lip and fresh red marks and scratches on her neck, face,
and hands. Officer Marion interviewed Ta, took a written statement, and then
drove her home.
Reed was initially charged with one count of assault in the second
degree. However, following Reed's arrest, he placed at least two telephone
calls to Ta from jail. Reed instructed Ta to write a letter stating that she had lied
to the police, and that Reed had never "hit" her, "choked" her, or "smacked" her.
Reed told Ta to have the letter notarized and to make several copies. He
instructed Ta to come to court and to make it clear that he was not forcing her to
recant. Based upon these phone calls, Reed was also charged with one count
of tampering with a witness. In addition, the State alleged the aggravating
circumstance that Ta was pregnant at the time of the assault.
Reed was arraigned on July 15, 2010. As Reed had instructed her to do,
Ta appeared at the hearing and gave a copy of the notarized letter to the
- 3 -
No. 66745-9-I/4
prosecutor. Ta requested that Reed be released and that no no-contact order
be issued. Despite the prosecutor's efforts to persuade Ta to appear as a
witness at Reed's trial, Ta refused to cooperate. The prosecutor decided
against requesting a material witness warrant for Ta's arrest.
As expected, Ta did not appear to testify at trial. However, the trial court
ruled admissible portions of Ta's two 911 calls and her initial, spontaneous,
statements to Officer Bagsby after determining that these statements were
nontestimonial for purposes of the confrontation clause.1 The trial court
concluded that the latter portions of Ta's second 911 call and all statements
made to officers following her initial statements to Officer Bagsby were
testimonial. Accordingly, these statements were not admitted at trial.
At the conclusion of the trial, the jury convicted Reed of assault in the
second degree and witness tampering as charged, but did not find the
aggravating circumstance to have been proved. The trial court imposed a
standard-range sentence.
Reed appeals.
II
Reed first contends that the trial court erred by admitting into evidence
statements made by Ta during the two 911 calls and to Officer Bagsby upon his
1 Reed asserted his confrontation clause objection prior to trial. After hearing arguments
by the prosecutor and defense counsel, the trial court engaged in a detailed analysis on the
record to determine whether each set of statements was testimonial. Although the trial court
determined that not all of Ta's out-of-court statements would be admitted, the record makes clear
that the trial court understood that it was ruling admissible the remaining statements over Reed's
objection.
- 4 -
No. 66745-9-I/5
arrival at the scene. We disagree.
The confrontation clause of the Sixth Amendment states: "In all criminal
prosecutions, the accused shall enjoy the right . . . to be confronted with the
witnesses against him." U.S. Const. amend. VI. The confrontation clause bars
the admission of "testimonial" hearsay unless the declarant is unavailable to
testify and the defendant had a prior opportunity for cross-examination.
Crawford v. Washington, 541 U.S. 36, 53 -- 54, 124 S. Ct. 1354, 158 L. Ed. 2d
177 (2004).2
In Crawford, the United States Supreme Court left "for another day any
effort to spell out a comprehensive definition of 'testimonial.'" 541 U.S. at 68.
However, in the years following the filing of that decision, the Court has, on
several occasions, more fully delineated the parameters of testimonial hearsay
in the context of police interrogations. See Michigan v. Bryant , __ U.S. __, 131
S. Ct. 1143, 179 L. Ed. 2d 93 (2011); Davis v. Washington, 547 U.S. 813, 126 S.
Ct. 2266, 165 L. Ed. 2d 224 (2006). Where the police are involved in procuring
an unconfronted statement, whether the statement is testimonial depends upon
the "primary purpose" for the interrogation during which the statement was
made. Davis, 547 U.S. at 822. Where the interrogation is "directed at
establishing the facts of a past crime, in order to identify (or provide evidence to
convict) the perpetrator," the product of such an interrogation is necessarily
2 We review alleged violations of the confrontation clause de novo. State v. Koslowski,
166 Wn.2d 409, 417, 209 P.3d 479 (2009).
- 5 -
No. 66745-9-I/6
testimonial. Davis, 547 U.S. at 826. In contrast, statements are nontestimonial
when made "under circumstances objectively indicating that the primary purpose
of the interrogation is to enable police assistance to meet an ongoing
emergency." Davis, 547 U.S. at 822. Accordingly, "the existence of an 'ongoing
emergency' at the time of an encounter between an individual and the police is
among the most important circumstances informing the 'primary purpose' of an
interrogation."3 Bryant, 131 S. Ct. at 1157.
"[W]hether an emergency exists and is ongoing is a highly context-
dependent inquiry." Bryant, 131 S. Ct. at 1158. In order to ascertain the primary
purpose of a police interrogation, a court must "objectively evaluate the
circumstances in which the encounter occurs and the statements and actions of
the parties." Bryant, 131 S. Ct. at 1156. "[T]he relevant inquiry is not the
subjective or actual purpose of the individuals involved in a particular encounter,
but rather the purpose that reasonable participants would have had, as
ascertained from the individuals' statements and actions and the circumstances
in which the encounter occurred." Bryant, 131 S. Ct. at 1156.
Our inquiry is guided by four relevant factors. See State v. Koslowski,
166 Wn.2d 409, 418-19, 209 P.3d 479 (2009); State v. Ohlson, 162 Wn.2d 1, 11-
12, 168 P.3d 1273 (2007). First, we examine the timing of the statements
relative to when the described events occurred. Davis, 547 U.S. at 827. Where
3 There may, of course, be other purposes for a police interrogation that will not tend to
generate testimonial hearsay. See Bryant, 131 S. Ct. at 1155 ("[T]here may be other
circumstances, aside from ongoing emergencies, when a statement is not procured with a
primary purpose of creating an out-of-court substitute for trial testimony.").
- 6 -
No. 66745-9-I/7
a speaker has described events as they were actually occurring, such
statements are indicative of an ongoing emergency. Davis, 547 U.S. at 827.
Conversely, a description of past events is less likely to demonstrate a present
need for assistance. Davis, 547 U.S. at 829-30.
Second, we assess the nature of what was asked and answered during
the interrogation to determine whether the elicited statements were necessary to
resolve a present emergency or merely to determine what happened in the past.
Davis, 547 U.S. at 827. For instance, a 911 operator's effort to establish an
assailant's identity -- "so that the dispatched officers might know whether they
would be encountering a violent felon" -- would tend to indicate that the elicited
statements were nontestimonial. Davis, 547 U.S. at 827.
Third, we consider the threat of harm posed by the situation as judged by
a "reasonable listener." Davis, 547 U.S. at 827. A plain call for help "against a
bona fide physical threat" strongly suggests that the speaker is facing an
ongoing emergency. Davis, 547 U.S. at 827. On the other hand, where it is
clear that the threat posed by the perpetrator -- to either the victim, the police, or
the public -- has been neutralized, such circumstances tend to indicate that no
ongoing emergency exists. Bryant, 131 S. Ct. at 1158.
Finally, we evaluate the level of formality of the interrogation. Davis, 547
U.S. at 827. The greater the formality of the encounter, the more likely it is that
a statement elicited during that encounter is testimonial. Bryant, 131 S. Ct. at
- 7 -
No. 66745-9-I/8
1160. In contrast, disorganized questioning in an exposed, public area that is
neither tranquil nor safe tends to indicate the presence of an ongoing
emergency. Bryant, 131 S. Ct. at 1160; Davis, 547 U.S. at 827.
As an initial matter, Reed asserts that the trial court erred by redacting
certain portions of the 911 recordings prior to determining that Ta's remaining
statements were nontestimonial. Reed is, of course, correct that the primary
purpose of an interrogation must be derived from all of the circumstances of the
encounter, Bryant, 131 S. Ct. at 1156, and that a court would err were it to strike
offensive portions of a speaker's statements before making such a
determination. However, the record does not support Reed's assertion that such
a thing took place in this case. Although it is true that portions of the 911
recordings were ultimately kept from the jury, the trial court clearly considered
the entirety of the recordings in determining the testimonial nature of Ta's
statements. Indeed, the redacted portions were redacted not because the
statements were testimonial but, rather, because the court determined that their
admission would be unduly prejudicial to Reed.4
Moreover, a trial court may determine "in the first instance when any
transition from nontestimonial to testimonial occurs." Bryant, 131 S. Ct. at
1159-60. "[A] conversation which begins as an interrogation to determine the
need for emergency assistance [can] . . . 'evolve into testimonial statements.'"
4 The trial court redacted all references to Reed's race and recent imprisonment.
However, the record does not indicate that the trial court failed to consider these utterances
when determining whether Ta's statements were testimonial.
- 8 -
No. 66745-9-I/9
Davis, 547 U.S. at 828 (quoting Hammon v. State, 829 N.E.2d 444, 457 (2005)).
"Just as, for Fifth Amendment purposes, 'police officers can and will distinguish
almost instinctively between questions necessary to secure their own safety or
the safety of the public and questions designed solely to elicit testimonial
evidence from a suspect,' . . . trial courts will recognize the point at which, for
Sixth Amendment purposes, statements in response to interrogations become
testimonial." Davis, 547 U.S. at 829 (quoting New York v. Quarles, 467 U.S.
649, 658-59, 104 S. Ct. 2626, 81 L. Ed. 2d 550 (1984)). Accordingly, the trial
court was permitted to determine that, although the latter portion of Ta's second
911 call was testimonial, the statements in the first portion of the call did not
implicate Reed's right to confrontation.
Turning to the merits of Reed's confrontation clause challenge, it is clear
that the trial court properly determined that Ta's statements in the first 911 call
were nontestimonial. An objective evaluation of the "circumstances in which the
encounter occurs and the statements and actions of the parties" demonstrates
that the primary purpose of the investigation was to meet an ongoing
emergency. Bryant, 131 S. Ct. at 1156. Although the record does not indicate
that Ta was being choked or punched during her conversation with the operator,
Ta made clear that Reed's actions occurred in the recent past. As our Supreme
Court has observed, where statements are made "within minutes of the assault,"
such statements may properly be considered as "contemporaneous[] with the
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No. 66745-9-I/10
events described." Ohlson, 162 Wn.2d at 17. Indeed, Ta stated during the call
that Reed was "threatening me right now." Moreover, the operator's focus on
ascertaining Ta's location indicates that the primary purpose of the interrogation
was to provide emergency assistance. The record does not reflect that the
operator was attempting merely to determine "what had happened in the past."
Davis, 547 U.S. at 827. In addition, there is little doubt that a reasonable
listener would conclude that Reed posed a bona fide physical threat to Ta.
Reed was present throughout the call and can be heard shouting angrily in the
background. Finally, the lack of formality of the interrogation favors
admissibility -- Ta made these statements from an unsafe location, outside of
police protection, and in the presence of an angry, vocal assailant. The court
did not err by determining that these statements were nontestimonial.
The trial court also properly admitted statements made during the first
portion of Ta's second 911 call.5 As in Ta's previous 911 call, Ta described very
recent events to the operator. Ta told the operator that Reed had "just beat me
up right now." She stated that these events took place within minutes of her
placing the call, see Ohlson, 162 Wn.2d at 17, repeatedly telling the operator
that the assault had occurred "just right now." Moreover, the nature of the
5 On appeal, Reed focuses on Ta's subjective intent in reporting Reed's conduct to
police, explaining that, by the time of this second call, Ta's "awareness that her statements
[could] be used to prosecute Mr. Reed [had] ripened into an adamant desire that they be so
used." However, an ascertainment of Ta's subjective intent is not the proper inquiry. "[T]he
relevant inquiry is not the subjective or actual purpose of the individuals involved in a particular
encounter, but rather the purpose that reasonable participants would have had." Bryant, 131 S.
Ct. at 1156. This is an objective inquiry.
- 10 -
No. 66745-9-I/11
questions asked indicates that the purpose of the interrogation was to resolve an
emergency. The operator's questions during this portion of the call were
designed to ascertain Ta's location, her need for medical assistance, and to
determine whether Reed remained in the area where he could continue to pose
a threat to Ta and responding officers. Furthermore, as in the first call, the
interrogation lacked formality -- a distressed and frightened Ta struggled to
communicate even the basic circumstances of her situation from a public area
with which she was obviously unfamiliar. All of these circumstances
demonstrate that the primary purpose of the second 911 call was to enable a
response to Ta's emergency.
Nevertheless, Reed contends that, because Reed had left the scene of
the assault prior to Ta's 911 call -- a fact that was clearly communicated to the
operator -- no reasonable listener could have determined that Reed posed the
type of continuing threat that is necessary to demonstrate the existence of an
ongoing emergency. However, insofar as Reed asserts that the absence of an
assailant from the scene of a domestic assault necessarily establishes the lack
of an emergency, Reed is mistaken. See Bryant, 131 S. Ct. at 1158 ("The
Michigan Supreme Court erroneously read Davis as deciding that 'the
statements made after the defendant stopped assaulting the victim and left the
premises did not occur during an "ongoing emergency."'" (quoting People v.
Bryant, 483 Mich. 132, 149 n.15, 768 N.W.2d 65 (2009))). Although the Court in
- 11 -
No. 66745-9-I/12
Bryant noted that, in the context of domestic violence, a court should assess the
presence of an ongoing emergency "from the perspective of whether there was a
continuing threat to [the victim]," 131 S. Ct. at 1158, this does not mean that the
departure of a domestic assailant necessarily eliminates the potential threat.6
Here, Ta was alone and injured, and her assailant was still at large. The
operator was aware that Reed, having driven away only moments before Ta
placed the call, was highly mobile and could potentially return to the scene to
resume the assault. See Ohlson, 162 Wn.2d at 18 ("[T]here is no way to know,
and every reason to believe, that Ohlson might return . . . and perhaps escalate
his behavior even more."). Although a reasonable listener is unlikely to have
determined that Reed posed a public threat, Reed clearly continued to pose a
"bona fide physical threat" to Ta. Davis, 547 U.S. at 827. The trial court did not
err by determining that Ta's statements during this portion of the second 911 call
were nontestimonial and, thus, admissible.7
Finally, Reed contends that Ta's initial statements to Officer Bagsby upon
this officer's arrival at the scene constitute testimonial statements. Reed first
asserts that, because the trial court determined that Ta's statements during the
6 In explaining this focus, the Court explained that "[d]omestic violence cases . . . often
have a narrower zone of potential victims than cases involving threats to public safety."
Bryant, 131 S. Ct. at 1158. The Court noted that the duration and scope of an emergency may
depend upon the type of weapon involved. Bryant, 131 S. Ct. at 1158. An emergency is more
limited in scope when the assailant is "armed only with his fists." Bryant, 131 S. Ct. at 1159.
7 That Reed did not actually return to the scene is of no consequence. "If the information
the parties knew at the time of the encounter would lead a reasonable person to believe that
there was an emergency, even if that belief was later proved incorrect, that is sufficient for
purposes of the confrontation clause." Bryant, 131 S. Ct. at 1157 n.8.
- 12 -
No. 66745-9-I/13
latter portions of her second 911 call were testimonial, it cannot be that the
emergency persisted beyond the point at which her answers "'evolve[d] into
testimonial statements.'" Davis, 547 U.S. at 828 (quoting Hammon, 829 N.E.2d
at 457). We disagree.
The purpose of an interrogation must be objectively evaluated from the
statements and actions of the parties to the encounter. Bryant, 131 S. Ct. at
1156. It is certainly possible that a responding officer's obvious focus on
eliciting testimonial statements -- even during an emergency -- will render the
declarant's responses testimonial. This does not mean that the emergency
necessarily has ended. Where a subsequent questioner clearly refocuses the
inquiry on resolving that emergency, a trial court should not ignore the purpose
of the subsequent interrogation, objectively viewed. Reed's proposed per se
rule of exclusion is without support in the case law.
Here, our review of the circumstances of Ta's encounter with Officer
Bagsby indicates that Ta's initial, spontaneous statements were made, not to
"prove past events potentially relevant to later criminal prosecution," Davis, 547
U.S. at 822, but to secure police assistance in responding to an emergency. As
in the 911 calls, both the timing of Ta's statements and the lack of formality of
the encounter favor admission of Ta's statements. These statements, which
occurred only six minutes after Ta placed the second 911 call, were made under
circumstances that lacked the formality typical of a police interrogation designed
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No. 66745-9-I/14
to elicit information for later use in a prosecution. The interrogation (such as it
was) took place in an exposed and unfamiliar public place -- a far cry from the
calm and structured setting of the station house, where Ta would have been
alerted to "the possible future prosecutorial use of [her] statements." Bryant, 131
S. Ct. at 1167.
Moreover, objectively viewed, Ta's behavior under these circumstances
indicates that the purpose of her statements was to secure police protection.8
Upon Officer Babsby's arrival at the scene, Ta ran to his vehicle and, without
prompting, exclaimed that she had been attacked.9 Ta was "hysterical" and
"crying uncontrollably." She was out of breath and bleeding from her mouth.
Furthermore, although Officer Bagsby's arrival temporarily eliminated the threat
that Reed might return to do further harm to Ta, this protection was contingent
upon his continued presence at the scene. Accordingly, Ta's initial statements
are most reasonably understood as a victim's efforts to inform the police of an
emergency, thus ensuring that an officer remain at the scene to provide
8 Officer Bagsby said nothing to elicit these statements by Ta. Thus, only his behavior
can be objectively evaluated in ascertaining the purpose of this initial encounter. His behavior
consisted of responding to the report of a recent assault and stopping his patrol car in a parking
lot where he believed that he would encounter the victim.
9 The State asserts that, because Ta's statements were entirely spontaneous, it is
questionable whether the confrontation clause is implicated at all. However, the Supreme Court
has made abundantly clear that interrogation is not a prerequisite for testimonial hearsay. In
Davis, the court explained:
Our holding refers to interrogations because, as explained below, the statements
in the cases presently before us are the products of interrogations -- which in
some circumstances tend to generate testimonial responses. This is not to imply,
however, that statements made in the absence of any interrogation are
necessarily nontestimonial. The Framers were no more willing to exempt from
cross-examination volunteered testimony or answers to open-ended questions
than they were to exempt answers to detailed interrogation.
547 U.S. at 822 n.1.
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No. 66745-9-I/15
assistance. Of course, once this police protection was secured, reasonable
participants in Ta's and Officer Bagsby's circumstances would understand that
the threat to Ta was neutralized and the emergency had ended. Consequently,
as the trial court correctly determined, Ta's subsequent statements to Officer
Bagsby and to later arriving officers were testimonial and, thus, inadmissible.
However, because an objective evaluation of the circumstances makes clear that
Ta's initial, spontaneous statements were primarily intended to secure police
assistance, the trial court did not err by determining that these statements did
not implicate the confrontation clause.1
The trial court properly determined that Ta's statements during the first
911 call, her statements during the first portion of the second 911 call, and her
initial, spontaneous statements to Officer Bagsby were nontestimonial. The
admission of these statements at trial did not violate Reed's right to
confrontation.
III
1 Reed further contends that his right to confrontation was violated by the admission of
Ta's statements because the State failed to demonstrate that Ta was "unavailable." However,
Reed cannot assert a freestanding confrontation clause claim based upon the State's failure to
produce a witness at trial. Instead, Ta's statements are either testimonial or they are not. If the
statements are nontestimonial, the confrontation clause is not implicated and admissibility of the
statements is subject only to our state's hearsay rules. Crawford, 541 U.S. at 68. Here, Ta's
statements were admitted as excited utterances pursuant to ER 803(a)(2). Such statements are
admissible regardless of the availability of the witness. ER 803(a).
On the other hand, if the statements are testimonial, the State must either produce the
witness at trial or the defendant must have had a prior opportunity to cross-examine the witness.
Crawford, 541 U.S. at 68. Although, in such instances, the State must also demonstrate that the
witness is "unavailable" before the previously confronted testimony may be admitted, Crawford,
541 U.S. at 68, because it is undisputed that Reed had no prior opportunity to cross-examine Ta,
the issue of Ta's availability has no impact on the admissibility of her statements.
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No. 66745-9-I/16
Reed next contends that the trial court abused its discretion by denying
his request for a missing witness instruction. Reed asserts that, because the
State did not call Ta as a witness, he was entitled to argue to the jury that it
should infer that Ta's testimony would have been unfavorable to the State's case
against him. We disagree.
A trial court's refusal to issue a requested instruction, when based on the
evidence in the case, is reviewed for abuse of discretion. State v. Walker, 136
Wn.2d 767, 771-72, 966 P.2d 883 (1998). A trial court abuses its discretion only
where its decision is "manifestly unreasonable or based upon untenable grounds
or reasons." State v. Powell, 126 Wn.2d 244, 258, 893 P.2d 615 (1995).
A missing witness instruction informs the jury that it may infer from a
witness's absence at trial that his or her testimony would have been unfavorable
to the party who would logically have called that witness. State v. Flora, 160
Wn. App. 549, 556, 249 P.3d 188 (2011). Such an instruction is proper where
the witness is peculiarly available to one of the parties, Flora, 160 Wn. App. at
556, and the circumstances at trial establish that, as a matter of reasonable
probability, the party would not have knowingly failed to call the witness "unless
the witness's testimony would be damaging." State v. Davis, 73 Wn.2d 271,
280, 438 P.2d 185 (1968), overruled on other grounds by State v. Abdulle,
No. 84660 -- 0, 2012 WL 1570033 (Wash. May 3, 2012). However, no inference
is permitted where the witness is unimportant or the testimony would be
- 16 -
No. 66745-9-I/17
cumulative. State v. Blair, 117 Wn.2d 479, 489, 816 P.2d 718 (1991). Nor is a
party entitled to a missing witness instruction where the absence of the witness
can be satisfactorily explained. Blair, 117 Wn.2d at 489 (citing State v. Lopez,
29 Wn. App. 836, 841, 631 P.2d 420 (1981)).
Here, the trial court did not abuse its discretion by refusing to give a
missing witness instruction. As a threshold matter, Ta cannot be deemed to
have been peculiarly available to the State. A witness is not "peculiarly
available" merely because the witness is subject to the subpoena power. Blair,
117 Wn.2d at 490. Rather, as our state Supreme Court has explained:
For a witness to be "available" to one party to an action,
there must have been such a community of interest between the
party and the witness, or the party must have so superior an
opportunity for knowledge of a witness, as in ordinary experience
would have made it reasonably probable that the witness would
have been called to testify for such party except for the fact that his
testimony would have been damaging.
Davis, 73 Wn.2d at 277.
Thus, whether a witness is peculiarly available to a party depends upon
the nature of the relationship between the witness and that party. In Davis, the
court determined that an uncalled witness, a member of the law enforcement
agency that had investigated the defendant, "worked so closely and continually
with the county prosecutor's office with respect to this and other criminal cases
as to indicate a community of interest between the prosecutor and the uncalled
witness." 73 Wn.2d at 278. Similarly, in Blair, the court determined that missing
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No. 66745-9-I/18
witnesses were peculiarly available to the defendant where the names of the
witnesses -- with whom the defendant had both personal and business
relationships -- were "known to defendant alone." 117 Wn.2d at 490.
By contrast, Ta had no professional relationship with the prosecutor. She
was not a law enforcement agent; nor was she unknown to Reed. Indeed,
Reed's influence over Ta appears to have exceeded that of the
prosecutor -- Reed maintained contact with Ta throughout his time in jail and, on
more than one occasion, convinced Ta to engage in conduct that would benefit
his cause. If Reed truly believed that Ta's testimony would be unfavorable to the
State's case against him, he had every opportunity to call her as a witness.11 A
missing witness instruction is not properly given if the uncalled witness is
"equally available" to the parties. Blair, 117 Wn.2d at 490. Because Ta was not
peculiarly available to the State, the trial court did not abuse its discretion by
denying Reed's requested instruction.
Moreover, Ta's absence from trial was satisfactorily explained. The party
against whom the missing witness rule would operate is entitled to explain that
witness's absence and thereby avoid operation of the inference. Blair, 117
Wn.2d at 489. Here, it is likely that Reed's own conduct was responsible for
11 Reed asserts that a victim of domestic violence cannot be available as a witness for
the defendant. However, in so arguing, he improperly relies on our decision in State v. David,
118 Wn. App. 61, 74 P.3d 686 (2003), rev. on other grounds on recons., 130 Wn. App. 232, 122
P.3d 764 (2005). In David, the victim -- who was disabled due to the defendant's abuse -- was not
available to either the defendant or the State, as contact with either party was arranged through
the trial court and the victim's legal guardian. 118 Wn. App. at 66-67. The David decision does
not stand for the proposition that a victim of domestic violence is necessarily unavailable to the
alleged perpetrator.
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No. 66745-9-I/19
Ta's absence at trial. Reed instructed Ta that she must recant her prior
allegations and absolve him of blame for her injuries. At Reed's instruction, Ta
delivered a notarized letter to the trial court, indicating her desire that charges
against Reed be dismissed. She requested that the court decline to impose a no-
contact order. Thereafter, Ta refused to cooperate with the prosecution.
Although the trial prosecutor made multiple efforts to persuade Ta to appear at
Reed's trial, Ta nevertheless declined to testify.
Given these circumstances, it is reasonable to believe that Ta's absence
at trial was a product of Reed's influence. Indeed, the jury ultimately convicted
Reed of tampering with a witness, finding that Reed had attempted to "induce
[Ta] . . . to testify falsely" in an official proceeding. Having sought to influence a
witness at every opportunity, a defendant cannot thereafter claim the benefit of
any inference derived from that witness's absence at trial. Ta's absence at trial
was adequately explained. The trial court did not err by declining to give a
missing witness instruction.
IV
Reed next asserts that the trial court's instructions to the jury relieved the
State of its burden of proving the essential elements of assault in the second
degree. He contends that, because the trial court's instructions did not require
the jury to find that Reed had the specific intent to obstruct Ta's blood flow or
ability to breathe, his conviction of this crime was obtained in violation of his
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No. 66745-9-I/20
right to due process. We disagree.
The State bears the burden of proving all of the essential elements of the
charged crime beyond a reasonable doubt. State v. Oster, 147 Wn.2d 141, 146,
52 P.3d 26 (2002). A misstatement of the law in a jury instruction that relieves
the State of its burden to prove every element of an offense is a violation of due
process and requires automatic reversal. State v. Thomas, 150 Wn.2d 821, 844,
83 P.3d 970 (2004). We review alleged errors of law in jury instructions de
novo. State v. Barnes, 153 Wn.2d 378, 382, 103 P.3d 1219 (2005).
A person is guilty of the crime of assault in the second degree by
strangulation where that person intentionally "[a]ssaults another by
strangulation." RCW 9A.36.021(1)(g). Strangulation is defined by statute as "to
compress a person's neck, thereby obstructing the person's blood flow or ability
to breathe, or doing so with the intent to obstruct the person's blood flow or
ability to breathe." RCW 9A.04.110(26). Accordingly, in order to convict Reed
of assault in the second degree by strangulation, the State was required to prove
beyond a reasonable doubt that Reed intentionally assaulted Ta and that Reed
either actually "obstruct[ed] [Ta's] blood flow or ability to breathe" by
compressing her neck or that Reed compressed Ta's neck with the specific
intent to cause this result. RCW 9A.04.110(26). The trial court was required to
so instruct the jury.
Here, the trial court's instructions to the jury accurately stated the law.
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No. 66745-9-I/21
The "to convict" instruction for assault in the second degree stated that the jury
must find that "the defendant intentionally assaulted Nat E. Ta by strangulation"
in order to return a guilty verdict. "Assault" was correctly defined as "an
intentional touching or striking of another person, with unlawful force." "Intent"
was correctly defined as "acting with the objective or purpose to accomplish a
result that constitutes a crime." Finally, "strangulation" was defined as "to
compress a person's neck in a manner that obstructs the person's blood flow or
ability to breathe, or to compress a person's neck with the intent to obstruct the
person's blood flow or ability to breathe." This language precisely tracks the
language of the relevant statute. Accordingly, the trial court's instructions
permitted the jury to convict Reed if it found beyond a reasonable doubt that
Reed assaulted Ta and either (1) actually obstructed Ta's blood flow or
breathing by compressing her neck or (2) compressed Ta's neck with the intent
to cause this result. RCW 9A.04.110(26). The trial court's instructions did not
misstate the law.12
Nevertheless, Reed asserts that the trial court was required to instruct the
jury that, even if it determined that Reed had actually obstructed Ta's blood flow
12 Nor did the trial court's instructions create a mandatory presumption. The jury was not
required to presume that Reed possessed the specific intent to obstruct Ta's breathing or blood
flow by virtue of determining that Reed intentionally assaulted Ta. See State v. Deal, 128 Wn.2d
693, 699, 911 P.2d 996 (1996). Because the trial court's instructions clearly defined the specific
intent required to prove strangulation where the defendant was not proved to have actually
obstructed the victim's breathing or blood flow, a reasonable juror would have no difficulty
discerning that something more than the intent to assault was required to convict. Accordingly,
the trial court's instructions did not, as claimed by Reed, create a mandatory presumption that
relieved the State of its burden to prove all of the elements of the crime charged. Deal, 128
Wn.2d at 701.
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No. 66745-9-I/22
or breathing by intentionally compressing her neck, the jury must also find that
Reed possessed the specific intent to cause this result. As an initial matter,
Reed contends that a contrary interpretation of the statute transforms assault by
strangulation into a strict liability offense -- a result he asserts was never
contemplated by the legislature. However, by definition, an assault is a willful
act that requires intent. See State v. Hopper, 118 Wn.2d 151, 158-59, 822 P.2d
775 (1992). In contrast, a strict liability offense is a crime that contains no mens
rea element whatsoever. See, e.g., State v. Chhom, 128 Wn.2d 739, 741-43,
911 P.2d 1014 (1996) (rape of a child has no mens rea element; it is a strict
liability offense). Because assault in the second degree by strangulation
requires that the State prove that the harmful or offensive touching was
intentional, this crime is not a strict liability offense. Reed's contention to the
contrary is without merit.
Moreover, Reed's proposed interpretation is contrary to the plain
language of the statute, which defines strangulation in two ways: (1) by the
actual injury suffered by the victim, regardless of the specific intent of the
perpetrator or (2) by the specific intent of the perpetrator to obstruct the victim's
blood flow or breathing, regardless of the actual injury suffered. RCW
9A.04.110(26). Many crimes are defined by the injury suffered by the victim
without regard to the perpetrator's specific intent to cause that injury. See, e.g.,
RCW 46.61.520 (vehicular homicide); RCW 46.61.522 (vehicular assault); RCW
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No. 66745-9-I/23
9A.32.030(1)(c) (first degree felony murder); RCW 9A.32.050(1)(b) (second
degree felony murder). Reed points to no authority indicating that the legislature
was not entitled to so define the crime of assault by strangulation.
Nor does the rule of lenity necessitate that the statute be interpreted to
contain the additional element of specific intent. The rule of lenity -- which
requires us to interpret a statute in favor of the defendant absent legislative
intent to the contrary -- applies only when a statute is "subject to more than one
reasonable interpretation." State v. Jacobs, 154 Wn.2d 596, 600-01, 115 P.3d
281 (2005). Here, because the statute's language is clear, the rule of lenity
does not apply.
Pursuant to the trial court's instructions, the State was required to prove
all of the essential elements of assault in the second degree beyond a
reasonable doubt. The trial court's instructions were proper.
V
Reed finally contends that a statement regarding the presumption of
innocence, made by the prosecutor during closing argument, constituted
prosecutorial misconduct requiring reversal. We disagree.
"A defendant claiming prosecutorial misconduct must show that the
prosecutor's conduct was both improper and prejudicial in the context of the
entire record and circumstances at trial." State v. Miles, 139 Wn. App. 879, 885,
162 P.3d 1169 (2007). The propriety of a prosecutor's conduct is "reviewed in
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No. 66745-9-I/24
the context of the total argument, the issues in the case, the evidence addressed
in the argument, and the instructions given." State v. Russell, 125 Wn.2d 24, 85-
86, 882 P.2d 747 (1994). In closing argument, a prosecutor is afforded wide
latitude to draw and express reasonable inferences from the evidence. State v.
Hoffman, 116 Wn.2d 51, 94-95, 804 P.2d 577 (1991). Improper comments are
prejudicial only where "'there is a substantial likelihood [that] the instances of
misconduct affected the jury's verdict.'" State v. Magers, 164 Wn.2d 174, 191,
189 P.3d 126 (2008) (alteration in original) (quoting State v. Pirtle, 127 Wn.2d
628, 672, 904 P.2d 245 (1995)). Moreover, "'[c]ounsel may not remain silent,
speculating upon a favorable verdict, and then, when it is adverse, use the
claimed misconduct as a life preserver on a motion for new trial or on appeal.'"
Russell, 125 Wn.2d at 93 (quoting Jones v. Hogan, 56 Wn.2d 23, 27, 351 P.2d
153 (1960)). Consequently, where a defendant does not object and request a
curative instruction at trial, reversal is unwarranted unless the objectionable
remark "'is so flagrant and ill-intentioned that it causes an enduring and resulting
prejudice that could not have been neutralized by a curative instruction to the
jury.'" State v. McKenzie, 157 Wn.2d 44, 52, 134 P.3d 221 (2006) (quoting State
v. Brown, 132 Wn.2d 529, 561, 940 P.2d 546 (1997)).
Here, Reed asserts that the prosecutor engaged in irremediable
misconduct by stating in rebuttal argument that the presumption of innocence
"does last all the way until you walk into that [jury] room and start deliberating."
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No. 66745-9-I/25
Reed is correct that the prosecutor's statement regarding the presumption of
innocence was an incorrect statement of the law -- rather than dissipating at the
beginning of deliberations, "[t]he presumption of innocence continues
'throughout the entire trial' and may be overcome, if at all, during the jury's
deliberations." State v. Venegas, 155 Wn. App. 507, 524, 228 P.3d 813 (quoting
11 Washington Practice: Washington Pattern Jury Instructions: Criminal 4.01, at
85 (3d ed. 2008)), review denied, 170 Wn.2d 1003 (2010). However, Reed did
not object to this statement at trial. Accordingly, Reed must demonstrate that the
remark was so flagrant and ill-intentioned that no curative instruction would have
been capable of neutralizing the resulting prejudice. This he does not do.
As our Supreme Court has recently determined, even where a prosecutor
has engaged in far more egregious misconduct, a correct and thorough
instruction can be sufficient to cure the resulting prejudice. State v. Warren, 165
Wn.2d 17, 28, 195 P.3d 940 (2008). In Warren, the prosecutor blatantly and
repeatedly misstated the State's burden of proof during closing argument. On
three occasions, the prosecutor told the jury that "[r]easonable doubt does not
mean give the defendant the benefit of the doubt." Warren, 165 Wn.2d at 24-25.
The court determined that this argument -- which "undermined the presumption of
innocence" -- was clearly improper. Warren, 165 Wn.2d at 26. The court
explained that "[h]ad the trial judge not intervened to give an appropriate and
effective curative instruction, we would not hesitate to conclude that such a
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No. 66745-9-I/26
remarkable misstatement of the law by a prosecutor constitutes reversible
error."13 Warren, 165 Wn.2d at 28. However, because the trial court
"interrupted the prosecutor's argument to give a correct and thorough curative
instruction," the court determined that any resulting prejudice had been cured.
Warren, 165 Wn.2d at 28.
Here, a similar curative instruction would have neutralized any prejudice
resulting from the prosecutor's misstatement regarding the presumption of
innocence. This statement was not repeated to the jury; nor was it coupled with
other obviously improper arguments. Cf. State v. Evans, 163 Wn. App. 635, 643-
44, 260 P.3d 934 (2011). Accordingly, this misstatement is far less likely to have
affected the jury's verdict than the prosecutor's comments at issue in Warren.
We have no doubt that a simple instruction from the trial court indicating that the
presumption of innocence may be overcome, if at all, only during the jury's
deliberations would have been sufficient to overcome any prejudice resulting
from the prosecutor's remark. Because the prosecutor's conduct was not so
flagrant and ill-intentioned that any resulting prejudice could not have been
neutralized by a curative instruction, reversal is unwarranted.
Affirmed.14
13 After defense counsel objected for a third time to the prosecutor's use of this
argument, the trial court intervened to issue a lengthy curative instruction. Warren, 165 Wn.2d
at 25. The court instructed the jury that the "reasonable doubt" standard required that a
defendant be afforded the benefit of the doubt. Warren, 165 Wn.2d at 25. The court explained
to the jury that "if you still have a doubt after having heard all of the evidence and lack of
evidence . . . then the benefit of that doubt goes to the defendant, and the defendant is not
guilty." Warren, 165 Wn.2d at 25.
14 Having considered all the submittals of the parties in our resolution of this case, we
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No. 66745-9-I/27
We concur:
deny the State's motion to strike Reed's statement of additional authorities.
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|