Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
65549-3 |
Title of Case: |
Robin Parrott-horjes, Appellant V. Marni G. Rice, Respondent |
File Date: |
05/21/2012 |
SOURCE OF APPEAL
----------------
Appeal from King County Superior Court |
Docket No: | 08-2-34699-4 |
Judgment or order under review |
Date filed: | 06/14/2010 |
Judge signing: | Honorable Richard D Eadie |
JUDGES
------
Authored by | C. Kenneth Grosse |
Concurring: | Ronald Cox |
| Ann Schindler |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Paul Arnold Wallstrom |
| Paul Arnold Wallstrom |
| 1734 Nw Market St |
| Seattle, WA, 98107-5224 |
|
| Joseph Andrew Grube |
| Ricci Grube Breneman PLLC |
| 1200 5th Ave Ste 625 |
| Seattle, WA, 98101-3118 |
Counsel for Respondent(s) |
| Brian Keith Fresonke |
| Attorney at Law |
| 1001 4th Ave Ste 3200 |
| Seattle, WA, 98154-1003 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
ROBIN PARROTT-HORJES, )
Individually and as Personal ) No. 65549-3-I
Representative of the Estate of )
Michele L. Parrott, deceased and ) DIVISION ONE
LAURIE L. DELMA, individually, )
) PUBLISHED OPINION
Appellants, )
)
v. )
)
MARNI G. RICE, a single individual, )
)
Respondent, )
)
METROPOLITAN LIFE INSURANCE )
COMPANY, a New York corporation; )
and KING COUNTY, a local government)
entity, ) FILED: May 21, 2012
Third Party Defendants. )
Grosse, J. -- One who acts in self-defense is not precluded from
inheriting under the slayer rule. Here, the jury found that the defendant
committed battery against the victim, but that she did so in self-defense. Intent
to commit battery does not necessarily equate to intent to kill. The slayer rule
requires a willful and unlawful killing. Here, the jury's verdict of self-defense
negates the unlawfulness of the killing. Further, a victim of domestic violence
can introduce evidence of an aggressor's prior bad acts of domestic violence in
order to show the victim's state of mind, an element of self-defense. The trial
court is affirmed.
FACTS
Marni Rice and Michele Parrott were in a committed relationship. The two
No. 65549-3-I / 2
resided together with Parrott's then 16-year-old son, Andrew, and then 20-year-
old daughter, Alexandria. Parrott died as a result of a subdural hematoma
incurred on November 5 or 6, 2007.
Rice and Parrott were planning to move to Idaho at the end of the month
and were engaged in purchasing a bar. On November 5, Parrott returned from
work with a half gallon of vodka; after checking her e-mail on the computer in the
bedroom, she discovered that more money was required to complete the real
estate transaction in Idaho. Rice testified that Parrott was upset and drinking.
Rice saw Parrott pour two drinks before Parrott called her grandfather to ask to
borrow additional funds. The grandfather refused and Parrott became upset.
Parrott also discovered that Rice had been looking at a gay singles web site in
Idaho and angrily demanded to know why Rice was viewing the site. Parrott
became abusive and slapped Rice across the face. Parrott also acted
aggressively toward her dog. When Parrott left the bedroom, Rice locked the
double doors to keep Parrott out. Parrott became angry that Rice had locked the
doors and broke open both doors. Parrott then pulled a gun out of the closet
and waived it around. Rice yelled at Parrott to put the gun down and then
Parrott left the room. Rice put the gun in a box in another room, returned to the
bedroom, repaired the doors, and closed and locked them again. Angered that
Rice had again locked the bedroom doors, Parrott started counting and yelling at
Rice to let her in or she would break down the doors again. Rice jumped off the
bed, and placed her hands on the doors in an effort to keep Parrott out. The
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No. 65549-3-I / 3
doors broke open and Rice testified that Parrott fell backwards. Rice saw Parrott
fall back into the wall, turn toward the living room, and then fall on her left side.
Alexandria testified that she saw Rice push her mom into the wall and it
was after that that her mom became aggressive toward her and Andrew.
Alexandria testified that her mother was drinking, but not drunk. At some point
Alexandria called the police who came and suggested that Alexandria leave the
house. Alexandria left at approximately 1:00 a.m. and did not return until 7:00
a.m. Shortly after Alexandria left, the police came by the house a second time to
check on the situation. Rice answered the door and the police asked to speak
with Parrott. Rice testified that Parrott had a drink in her hand. The police were
there for only a few minutes and Rice went to bed.
Andrew testified that his mother seemed a little bit drunk and saw her
lying in the hallway. He assumed she had just passed out and got a pillow and
blanket for her. Then, he went to bed. When Alexandria returned the next
morning, she found her mother lying in the hallway with a blanket and pillow
under her head. Alexandria thought that Parrott had gotten drunk and passed
out the night before. About 1:00 p.m., Andrew woke up and found his mother
was blue. He told Rice who administered CPR (cardiopulmonary resuscitation)
while Alexandria called 911. Parrott died a few days later.
Angela Severance, Parrott's half sister, testified that she had observed
holes in the walls of the house and that she had seen Rice with a black eye.
Parrott and Rice maintained life insurance policies naming each other as
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No. 65549-3-I / 4
beneficiary.1 Parrott also designated Rice as the beneficiary of a savings plan
she maintained through her federal employer. Robin Parrott-Horjes, Parrott's
aunt, is the contingent beneficiary on the life insurance policy and the personal
representative of Parrott's estate.
No criminal charges have been filed against anyone for Parrott's death.
Parrott-Horjes sought damages for wrongful death and to prevent Rice from
taking money under the life insurance policy based on the federal common law
"slayer rule." Rice filed a CR 12(b)(6) motion requesting the trial court dismiss
Parrott-Horjes' claim for constructive trust on the life insurance proceeds for the
benefit of Parrott's children on federal preemption grounds. The trial court
granted the motion and the remaining claims were tried before a jury. The jury
returned a verdict in Rice's favor and Parrott-Horjes appeals.
ANALYSIS
Self-Defense and Prior Bad Acts
"A defendant is entitled to a self-defense instruction only if he or she
offers credible evidence tending to prove self-defense."2 "To establish self-
defense, a defendant must produce evidence showing that he or she had a good
faith belief in the necessity of force and that that belief was objectively
1 As a result of an agreed settlement of Rice's claim against Metropolitan Life
Insurance, the insurance company placed the $405,200.00 of insurance
proceeds together with $12,157.22 of prejudgment interest into the court
registry.
2 State v. Dyson, 90 Wn. App. 433, 438, 952 P.2d 1097 (1997) (citing State v.
McCullum, 98 Wn.2d 484, 488, 656 P.2d 1064 (1983)); see also State v.
Hendrickson, 81 Wn. App. 397, 401, 914 P.2d 1194 (1996).
4
No. 65549-3-I / 5
reasonable."3
Parrott-Horjes argues that because Rice stated in an admission that she
did not push Parrott, Rice is precluded from arguing self-defense. Although Rice
denied pushing, she did testify that she intentionally pushed back on the
bedroom doors to protect herself from Parrott's assault and that that force
repelled Parrott backwards into the hallway wall. Alexandria testified that she
saw Rice push Parrott. Rice had already been slapped by Parrott. Parrot was
intoxicated and the jury could conclude that Rice reasonably believed that she
would be harmed if Parrott gained entrance to the bedroom. Rice's claim of self-
defense was not precluded because she did not think she was the cause of
Parrott's death. She admitted she held the doors against Parrott's assault and
that when the doors popped open, Parrott felt backwards into the hall. This was
sufficient for the court to permit a claim of self-defense.
Parrott-Horjes also argues that the trial court erred in denying her motion
in limine to prohibit evidence of Parrott's prior acts of domestic violence under
ER 404(b).4 Under ER 404(b), evidence of other crimes, wrongs, or acts is
generally inadmissible to prove character or show action in conformity
therewith.5 But such evidence is admissible for other purposes. When the trial
3 Dyson, 90 Wn. App. at 438-39.
4 ER 404(b) provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity therewith. It
may, however, be admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or absence of
mistake or accident.
5 State v. Grant, 83 Wn. App. 98, 105, 920 P.2d 609 (1996).
5
No. 65549-3-I / 6
court ruled that Rice was entitled to put forth evidence on self-defense, Rice's
state of mind became an issue. Evidence of prior bad acts is admissible to prove
that someone reasonably feared injury, in effect establishing their state of mind
at the time of the act.6
Here, the evidence served a legitimate purpose, it was relevant to prove
an element of Rice's affirmative defense, and its probative value outweighed any
prejudicial effect. A trial court's admission of evidence is reviewed for abuse of
discretion.7 Evidence about Parrott's prior acts of domestic violence was
specifically addressed in the motions in limine. After a hearing, the trial court
made findings that the probative value of the evidence with regard to Rice's
state of mind was not outweighed by the prejudicial nature of the evidence. After
finding that the incidents of domestic violence occurred, the court admitted
evidence of three acts of Parrott's prior conduct, including intoxication,
confrontational attitude, and other incidents of domestic violence with other
family members. Further, when requested, the court offered a limiting instruction
that such evidence was offered to prove Rice's state of mind.8 Evidence of
Parrott's prior violent misconduct was relevant to the issue of whether Rice's
apprehension and fear of bodily injury was objectively reasonable, one of the
6 State v. Magers, 164 Wn.2d 174, 181, 189 P.3d 126 (2008) (evidence of past
domestic violence and fighting admissible to assist jury in judging recanting
victim's credibility and state of mind).
7 Magers, 164 Wn.2d at 181.
8 State v Powell, 166 Wn.2d 73, 81, 206 P.3d 321 (2009); see also State v.
Barragan, 102 Wn. App. 754, 759, 9 P.3d 942 (2000) (holding that a defendant's
prior misconduct was admissible to show the victim's state of mind in
prosecution for harassment).
6
No. 65549-3-I / 7
required elements of her affirmative defense. The trial court did not abuse its
discretion in admitting such evidence.
The evidence was sufficient to support the jury's verdict of self-defense.
An appellate court will overturn a jury verdict "only when it is clearly unsupported
by substantial evidence."9 Substantial evidence is "sufficient evidence to
persuade a rational, fair-minded person of the truth of the premise."10
The presence of conflicting evidence, without more, does not undermine a
jury's verdict. When reviewing the evidence, an appellate court does not
"reweigh the evidence, draw its own inferences, or substitute its judgment for the
jury."11 Parrott-Horjes' appeal essentially requests this court to reassess the
credibility of the testimony and other evidence. It is the jury, not the court, that is
charged with assessing the facts. Here, the evidence was legally sufficient to
support the jury's verdict.
Jury Verdict
Parrott-Horjes argues that the jury verdict was internally inconsistent.
She contends that for the jury to find that Rice committed a battery, which was
the proximate cause of Parrott's death, it had to find that Rice intentionally
caused the death of Parrott. She is incorrect. The jury's verdict is not
inconsistent. A review of special verdicts necessarily requires the court to
reconcile the jury's answers when possible.12
9 Burnside v. Simpson Paper Co., 123 Wn.2d 93, 108, 864 P.2d 937 (1994).
10 Westmark Dev. Corp. v. City of Burien, 140 Wn. App. 540, 557, 166 P.3d 813
(2007).
11 Westmark, 140 Wn. App. at 557.
12 Alvarez v. Keyes, 76 Wn. App. 741, 743, 887 P.2d 496 (1995).
7
No. 65549-3-I / 8
Here, the jury returned the following special verdicts:
QUESTION 1: Did the defendant Marni Rice commit battery upon
Michele Parrott, deceased?
ANSWER: (Write "yes" or "no") Yes
(INSTRUCTION: If you answered "yes" to Question 1, answer Question 2.
If you answered "no" to Question 1, answer Question 5.)
QUESTION 2: Was battery committed by defendant Marni Rice a
proximate cause of Michele Parrott's death?
ANSWER: (Write "yes" or "no") Yes
(INSTRUCTION: If you answered "yes" to Question 2, answer Question 3.
If you answered "no" to Question 2, answer Question 5.)
QUESTION 3: Was the defendant Marni Rice acting in self-defense when
she committed battery?
ANSWER: (Write "yes" or "no") Yes
(INSTRUCTION: If you answered "yes" to Question 3, answer Question 5.
If you answered "no" to Question 3, answer Question 4.)
QUESTION 5: Did the defendant Marni Rice intentionally or recklessly
cause the death of Michele Parrott?
ANSWER: (Write "yes" or "no") No
(INSTRUCTION: If you answered "yes" to Question 5, answer Question 6.
If you answered "no" to Question 5, sign this verdict.)
The verdict form asked the jury to separately determine whether Rice committed
battery, a proximate cause of Parrott's death, and then to determine whether the
act was done in self-defense. The jury was then asked to rule on the second
claim -- whether Rice intentionally or recklessly caused the death which would
preclude her enrichment under the common law slayer rule. These are not
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No. 65549-3-I / 9
inconsistent.
Jury instruction 2 outlined the claims set forth. Jury instruction 14
informed the jury that it "should decide each claim [of] the plaintiff separately as
if it were a separate lawsuit. The instructions apply to all claims unless a
specific instruction states that it applies only to a specific claim."
Battery was defined in jury instruction 9 as "the intentional infliction of
harmful bodily contact upon another." The jury found that Rice acted to protect
herself when it found she acted in self-defense. The jury's finding that Parrott
intended to inflict bodily harm does not necessarily mean that Parrott intended
the result of such harm, i.e., Parrott's death. She did not intend to cause the
death and, because the jury found she acted in self-defense, her action did not
recklessly cause Parrott's death.
Courts have long held that the slayer rule prevents a killer from
recovering the victim's life insurance benefits. See Mutual Life Insurance Co. of
New York v. Armstrong13 ("It would be a reproach to the jurisprudence of the
country if one could recover insurance money payable on the death of the party
whose life he had feloniously taken."). The principle is also well established in
Washington law, where a person who participates in the "willful and unlawful"
killing of a person is prohibited from receiving any benefit resulting from his
act.14 But a death as a result of self-defense is neither felonious nor unlawful.
See In re Estate of Kissinger, wherein our Supreme Court distinguished insanity
13 117 U.S. 591, 6 S. Ct. 877, 29 L. Ed. 997 (1886).
14 Chapter 11.84 RCW.
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No. 65549-3-I / 10
from self-defense, noting that self-defense "is a lawful act despite the fact it may
have lethal consequences."15 Here, too, Rice's actions were lawful.
15 166 Wn.2d 120, 130, 206 P.3d 665 (2009); see also RCW 9A.16.020 (defining
lawful use of force).
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No. 65549-3-I / 11
Constructive Trust
Parrott designated Rice as the beneficiary under a life insurance policy
through her employment with the United States Postal Service, a group policy
issued by Metropolitan Life Insurance Company pursuant to the Federal
Employees' Group Life Insurance Act (FEGLIA).16 Parrott-Horjes argues that a
constructive trust should be established in favor of the children because of
Rice's statements in her deposition and in a letter she wrote to the police.
The trial court granted Rice's motion to dismiss Alexandria and Andrew as
parties to the action. The motion expressly stated that "to the extent Alexandria
Parrott or Andrew Duncan have any type of right to the interpleaded funds, such
a right is hereby expressly disclaimed." In its oral ruling on the motion, the court
specifically stated that this would "resolv[e] the issue of any claims to the life
insurance policy that would be adjudicate[d] here." Clearly this removed any
legal or equitable right the children would have to the life insurance proceeds.
Further, FEGLIA is a federal insurance program administered under
federal law. Anticipating potential state conflicts, Congress specifically provided
that the provisions of any contract under FEGLIA,
which relate to the nature or extent of coverage or benefits . . . shall
supersede and preempt any law of any State . . . to the extent that
the law or regulation is inconsistent with the contractual
provisions.[17]
In Estate of Hanley v. Andresen,18 this court held that even though a
16 5 U.S.C. §§ 8701-8716.
17 5 U.S.C. § 8709(d)(1).
18 39 Wn. App. 377, 380-81, 693 P.2d 198 (1984).
11
No. 65549-3-I / 12
dissolution decree purported to divest the named beneficiary of rights under
FEGLIA, the failure to properly execute any designation change entitled the
named beneficiary to proceeds as against competing claimants. Since a legal
claim cannot divert the monies from a named beneficiary, neither can a
constructive claim.
Nevertheless, Parrott-Horjes argues that Rice is entitled to receive the
benefits under the life insurance policy, but that she holds those benefits in a
constructive trust for the children. This argument is made even though those
same children denied any right to those life insurance proceeds. Parrott-Horjes
cites a Missouri case, Kidd v. Pritzel,19 which held that state claims in equity
were not preempted by FEGLIA. But the federal authorities, as well as this
court, reach the unavoidable conclusion that FEGLIA preempts state laws,
including equitable remedies. In Metropolitan Life Insurance Co. v. Zaldivar,20
the court held that FEGLIA precludes the awarding of a constructive trust
because it "would require that the proceeds of the policy be distributed to
someone other than the beneficiary," thus conflicting with FEGLIA's express
wording. The Zaldivar court noted:
Numerous federal courts have held that, where state laws conflict
with FEGLIA's provisions, FEGLIA preempts state law. Prudential
Ins. Co. v. Hinke, 121 F.3d 364, 367 (8th Cir.1997) ("It has been
consistently held in regard to FEGLIA that a divorce decree cannot
operate as a waiver or restriction of an insured's right to change
the beneficiary when federal regulations conflict."); Metropolitan
Life Ins. Co. v. Sullivan, 96 F.3d 18, 20 (2d Cir. 1996) ("To the
extent that New York law allows for a change of beneficiaries by
third parties, it conflicts with FEGLIA and is preempted.");
19 821 S.W.2d 566 (Mo. Ct. App. 1991).
20 337 F. Supp. 2d 343, 347 (D.Mass. 2004).
12
No. 65549-3-I / 13
Metropolitan Life Ins. Co. v. Christ, 979 F.2d 575, 580 (7th Cir.
1992) ( ". . . FEGLIA preempts the divorce decree and constructive
trust remedy . . . ."); Dean v. Johnson, 881 F.2d 948, 949 (10th Cir.
1989) ("The state domestic relations court order ostensibly restricts
the federal insured's right to designate a beneficiary and thus
cannot be valid under FEGLIA."); O'Neal v. Gonzalez, 839 F.2d
1437, 1440 (11th Cir. 1988) (". . . Congress intended to establish . .
. an inflexible rule that the beneficiary designated in accordance
with the statute would receive the policy proceeds, regardless of
other documents or the equities in a particular case."). These
federal authorities, particularly the Seventh Circuit's Christ
decision, powerfully underline the unavoidable conclusion that
FEGLIA completely preempts state laws, including equitable
remedies, with the effect, in this case, that Beverly Zaldivar's
motion must be allowed.[21]
Rice is the designated beneficiary and federal law preempts a state action.
Accordingly, the trial court is affirmed.
WE CONCUR:
21 337 F. Supp. 2d at 346 (footnote omitted).
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