STATE OF NEW JERSEY V. RONALD VALENTINE
Case Date: 02/02/1994
Docket No: SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court.
Please note that, in the interests of brevity, portions of any opinion may not have been summarized).
Argued November 9, 1993 -- Decided February 2, 1994
GARIBALDI, J., writing for a majority of the Court.
On June 22, 1990, shortly after midnight, Officer Nuccio was on routine patrol in what he knew
to be a high-crime area in Red Bank. He observed Ronald Valentine duck behind a tree near a woman
standing on Willow Street. Officer Nuccio had arrested many suspects in that area for offenses such as
burglary, robbery, purse snatching, and possession and distribution of illegal drugs. Based on his
observations, the officer stepped out of his patrol car and approached Valentine. Officer Nuccio
recognized Valentine from previous encounters and knew that Valentine had a lengthy arrest record
involving, among other things, weapons offenses, armed robberies and drug offenses.
Officer Nuccio testified that he was uncomfortable with Valentine's overall manner and his
answers to questions that the officer asked Valentine about what he was doing in the area. According to
Officer Nuccio, Valentine would not make eye contact with the officer, continually looked around, and
was evasive in his answers to questions asked him. As a result, Officer Nuccio told Valentine to remove
his hands from his pockets and move toward the police car. Valentine complied but Officer Nuccio
noticed that Valentine was nervous. At that point, Officer Nuccio radioed for assistance. Thereafter,
Officer Nuccio conducted a pat-down search of Valentine, at which time he felt a hard object in
Valentine's right jacket pocket. The officer removed a knife from Valentine's jacket pocket. When help
arrived, Valentine was placed under arrest.
Valentine was indicted for possession of a knife by a person previously convicted of a crime.
Valentine moved to suppress the knife on the ground that it was the subject of an illegal search and
seizure. The trial court denied Valentine's motion to suppress, holding that both the investigatory stop
and the frisk of Valentine were constitutional. The court found that there was sufficient evidence to
justify the pat-down, including the fact that Valentine had his hands in his pocket, was coming from the
bushes, was stopped in a high crime area and had a lengthy arrest record. Thereafter, Valentine entered
a plea of guilty to the offense charged.
On appeal, a majority of the Appellate Division reversed the conviction, concluding that the
evidence was insufficient to support a limited frisk for weapons, even though the evidence justified the
investigatory stop. The court noted that Valentine had complied with the officer's request to remove his
hands from his pockets and to move toward the police car, that there was no evidence suggesting that
Valentine had behaved in a threatening manner, and that Officer Nuccio had not identified any criminal
activity he suspected of Valentine. Therefore, the Appellate Division found that because Officer Nuccio
could not reasonably have believed that Valentine might be armed and dangerous, the frisk was
unconstitutional. One judge dissented, finding the officer's pat-down reasonable in view of the officer's
isolation, the late hour, the high-crime area, Valentine's furtive movements and suspicious behavior, and
Valentine's prior convictions for weapons offenses and armed robberies.
The State appealed as of right based on the dissent below.
HELD: In balancing the right to be protected from unwarranted police intrusions against the State's
need for effective law enforcement and police safety, the Court concludes that, under the
totality of the circumstances, the frisk of Valentine was reasonable and hence constitutional.
1. In Terry v. Ohio, the U.S. Supreme Court established the standards governing an investigatory
stop and frisk. The standards of a constitutional frisk incident to an investigatory stop are: 1) whether
the officer had been justified in making the initial stop; 2) whether the officer had been justified in frisking
the defendant; and 3) whether the officer's frisk had been sufficiently limited in its scope. The issue
before the Court addresses the second component of Terry. (pp. 5-7)
2. To determine whether the frisk incident to a lawful stop is constitutional, the officer need not be
absolutely certain that the individual is armed. Rather, a court must determine whether a reasonably
prudent man in the circumstances would be warranted in the belief that his safety or that of others was
in danger. Police officers are not justified in conducting pat-downs only when there is an objective belief
that the suspect was or is involved in criminal activity. A generalized cursory search for weapons is
impermissible unless there are circumstances that give rise to an objectively reasonable suspicion that a
suspect is armed and dangerous. (pp. 7-11)
3. The reasonableness of a Terry frisk must be evaluated in the circumstances of the law
enforcement officer's particular vulnerability to violence and depends on all the facts and circumstances
of the case. There is no mathematical formula for determining what set of facts give rise to a reasonable
belief that a suspect is a potential threat to a police officer thus justifying a protective search for
weapons. Instead, courts must balance the competing interests. Neither the lateness of the hour at
which an investigatory stop occurs, nor the fact that the stop is in a high-crime area can be the sole
basis justifying a frisk for weapons. However, those factors justifiably elevate a police officer's
reasonable belief that a suspect is armed and dangerous. Moreover, a police officer's knowledge of a
suspect's criminal history, especially when that history involves weapons offenses, is a relevant factor in
judging the reasonableness of a Terry frisk. Although criminal history cannot be the sole justification for
a frisk because that may lead to unwarranted intrusions on a suspect's constitutional protections, a Terry
frisk is not automatically invalid because the frisking officer's reasonable suspicions is grounded, in part,
by the suspect's prior criminal history. (pp. 11-19)
4. Officer Nuccio's personal knowledge of Valentine's prior criminal history of armed robberies,
weapons and drug offenses, the fact that Valentine initially had his hands in his pockets, Valentine's
decision to duck behind a tree after seeing a police car, Valentine's nervousness, Valentine's failure to
make eye contact with Officer Nuccio, the high-crime nature of the area, and the time of night all
contributed to Officer Nuccio's reasonable belief that Valentine was armed and dangerous. Therefore,
the pat-down search was justified. (pp. 19-23)
Judgment of the Appellate Division is REVERSED and the conviction is REINSTATED.
JUSTICE CLIFFORD, dissenting, is of the view that the majority of the court below
appropriately applied the controlling principles of law in an acutely fact-sensitive area; therefore, he
would affirm substantially for the reasons set forth in the Appellate Division opinion.
CHIEF JUSTICE WILENTZ and JUSTICES HANDLER, POLLOCK, O'HERN, and STEIN join
in JUSTICE GARIBALDI's opinion. JUSTICE CLIFFORD filed a separate dissenting opinion.
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
RONALD VALENTINE,
Defendant-Respondent.
Argued November 9, l993 -- Decided February 2, 1994
On appeal from the Superior Court, Appellate
Division, whose opinions are reported at ___
N.J. Super. ___ (1993).
Deborah Bartolomey, Deputy Attorney General,
argued the cause for appellant (Fred DeVesa,
Acting Attorney General of New Jersey,
attorney).
Neal M. Frank, Designated Counsel, argued the
cause for respondent (Zulima V. Farber,
Public Defender, attorney).
The opinion of the Court was delivered by
seizure. The trial court denied defendant's motion to suppress,
holding that both the investigatory stop and the frisk of
defendant were constitutional, whereupon defendant entered a
guilty plea. The Appellate Division unanimously agreed that the
investigatory stop was constitutional, but a majority of that
court concluded that the search did not survive constitutional
scrutiny, wherefore it reversed the conviction. The dissenting
judge would have upheld the pat-down as constitutional. The
State appealed as of right, R. 2:2-1(a), and we now reverse.
On June 22, l990, at approximately l2:l0 a.m., Officer Nuccio was on routine patrol in a marked police car. As he patrolled the city of Red Bank alone, he observed a woman, Debra Collier, standing in the middle of Willow Street onto which he had just turned. As Officer Nuccio pulled up closer to the woman, he observed defendant duck behind a tree, which was located on the side of Willow Street adjacent to the Jersey Central Power and Light storage yard and across from a residential area. Officer Nuccio testified that he was personally familiar with the area as a high-crime area. In fact, he testified that he had made well over a hundred arrests in the area for offenses ranging from burglaries, robberies, and purse snatchings to possession and distribution of controlled dangerous substances.
On observing defendant duck behind the tree, Officer Nuccio
alighted from his car and approached defendant. Although the
area was not well lit, Officer Nuccio spotted defendant walking
out from behind the tree. Defendant was walking towards Officer
Nuccio with his hands in his pockets. As defendant moved closer
to him, Officer Nuccio recognized him from previous encounters.
Officer Nuccio testified that he was aware that defendant had a
lengthy arrest sheet, "that he had been involved in weapons
offenses, armed robberies, prior C.D.S. complaints and stuff like
that."
that point, Officer Nuccio radioed for backup because he "didn't
feel comfortable [by himself] the way things were going
together."
defendant, the Appellate Division concluded that Officer Nuccio
could not reasonably have believed that defendant might be armed
and dangerous. The court also was reluctant to encourage police
officers to rely on their knowledge of a person's prior criminal
record as a reason to support a frisk. Accordingly, the
Appellate Division found the frisk unconstitutional.
frisk had been sufficiently limited in its scope. Id. at 20, 88
S. Ct. at l879, 20 L. Ed.
2d at 905.
The Terry Court identified the concerns that it considered
in establishing a workable standard to govern the
constitutionality of a frisk incident to a lawful stop:
Based on those concerns, the Terry Court established the now
well-known and often-quoted standard governing the frisk of a
suspect incident to a lawful investigatory stop.
Although we recognize that Article I, paragraph 7 of the New
Jersey Constitution may give greater protection against
unreasonable searches and seizures than does the Fourth
Amendment, see, e.g., State v. Bruzzese,
94 N.J. 2l0, 2l6 (l983),
cert. denied,
465 U.S. 1030, 1
045 S. Ct. 1295,
79 L. Ed.2d 695
(1984), we do not interpret the New Jersey Constitution to demand
a higher standard than the Fourth Amendment in order to justify a
frisk incident to a lawful investigatory stop. See State v.
Lund, ll
9 N.J. 35 (l990); Thomas, supra, ll
0 N.J. 673; Davis,
supra, l
04 N.J. 490; State ex rel. H.B.,
75 N.J. 243 (1977) (all
applying Terry standard); see also State v. Dilley,
49 N.J. 460
(l967) (applying standard later adopted in Terry).
Terry, however, does not permit police officers to conduct
pat-downs whenever the circumstances satisfy only the first
component of Terry -- namely, whenever some objective
manifestation exists that the suspect was or is involved in
criminal activity. To the contrary, Terry created
[Ybarra v. Illinois,
444 U.S. 85, 93-94, l00 Although a generalized cursory search for weapons is impermissible, "[v]arious circumstances may give rise to an objectively reasonable suspicion that a suspect is armed and dangerous," Thomas, supra, ll0 N.J. at 679, justifying a search for weapons. In certain circumstances, "the right to frisk must be immediate and automatic if the reason for the stop is . . . an articulable suspicion of a crime of violence." Terry, supra, 392 U.S. at 33, 88 S. Ct. at l886, 20 L. Ed. 2d at 9l3 (Harlan, J., concurring). See, e.g., People v. Shackelford, 546 P.2d 964, 967 (Colo. Ct. App. l976) (upholding protective search where
defendant was suspected of rape and robbery); State v. Kea, 606
P.2d l329, l332 (Haw. l980) (upholding protective search where
defendant was suspected of being about to commit assault with
deadly weapon); State v. Gilchrist,
299 N.W.2d 9l3, 9l7-l8
(Minn. l980) (upholding protective search where defendant was
suspected of homicide); ; Mays v. State,
726 S.W.2d 937, 944
(Tex. Ct. App. l986) (upholding protective search where
defendants were suspected of burglary), cert. denied,
484 U.S. 1079, l08 S. Ct. l059,
98 L. Ed 2d l020 (l988); .
Oftentimes, however, a law-enforcement officer is confronted
with far less clear circumstances. Even in those more murky and
difficult situations, however, law-enforcement officers must make
instantaneous decisions about whether a frisk for weapons is
justifiable. The task is an unenviable one often fraught with
life-and-death consequences.
line of duty in the United States. See Uniform Crime Reports:
Law Enforcement Officers Killed and Assaulted--1991.
No mathematical formula exists for deciding whether the
totality of the circumstances provide an officer with a
reasonable belief that a suspect was armed and dangerous. Id. at
505. "Such a determination can be made only through a sensitive
appraisal of the circumstances in each case." Ibid. Although
the cases are fact-sensitive, they, nevertheless, provide us with
guideposts in our consideration of whether Officer Nuccio's pat-down of defendant was reasonable.
claim that he was on his way back to hotel when he was in fact
walking away from hotel); Davis, supra, l04 N.J. at 496 n.4
(finding reasonable pat-down of suspects on stolen bicycles who
claimed their car, which was nowhere to be found, had run out of
gas and that bicycles were conveniently in vehicle's trunk).
suspicions regarding defendant's carrying of office supplies in
business district).
dangerous at that stop. 110 N.J. at 684. Likewise, the Supreme
Court has implied that knowledge of a person's criminal history
would be a factor supporting a legitimate frisk. Ybarra, supra,
44 U.S. at 93, 110 S. Ct. at 343, 62 L. Ed.
2d at 246.
scope of the search "went far beyond what was `minimally
necessary.'" Id. at 5l9.
[t]here was nothing unusual or suspicious
about the conduct of the defendant and his
companions in this case. Nor was there
anything in the surrounding circumstances
which could have justified the seizure of the
defendant. The officer could not point to
specific and articulable facts from which he
could have reasonably inferred that the
defendant had committed, or was about to
commit an offense. It was not enough that on
a previous occasion, personally known to the
officer, the defendant had been offensively
armed.
Unlike the situation in Giltner, the circumstances of this
case unquestionably warranted the stop of defendant. Moreover,
unlike the situations in Hairston and Giltner, the justification
for defendant's frisk by Officer Nuccio was not the sole fact
that defendant had been armed on a prior occasion. That was just
one of the factors that Officer Nuccio considered.
history. We see no reason to exclude evidence seized pursuant to
such a frisk as a prophylactic device to curb potential police
overreaching. As the Terry Court itself was aware, "[t]he
exclusionary rule has its limitations. . . as a tool of judicial
control. It cannot properly be invoked to exclude the products
of legitimate police investigative techniques on the ground that
much conduct which is closely similar involves unwarranted
intrusions upon constitutional protections." Id. at l3, 88 S.
Ct. at 1875, 20 L. Ed.
2d at 90l.
review of probable cause determinations and in sentencing, while
denying law-enforcement officers the power to take it into
account when confronting a suspect on the street would make
little sense. In sentencing defendants, trial courts view
criminal history in order to determine what sentence will best
protect the public from the defendant. The much more immediate
need to protect oneself demands that we permit law-enforcement
officers to take criminal history into account. Whether a frisk is reasonable depends on the facts in each case. Based on our review of the totality of circumstances, we find that Officer Nuccio reasonably concluded that defendant might be armed and dangerous, justifying the pat-down. Officer Nuccio's suspicion that defendant was engaged or about to become engaged in criminal activity was reasonable. Approaching a suspect believed to be engaged in criminal activity, Officer Nuccio was initially alarmed that defendant had his hands in his pockets. He asked defendant to remove his hands from his pockets and to explain why he had ducked behind a tree after seeing the police vehicle. Defendant gave a weak excuse, suggesting to Officer Nuccio that he was lying. Moreover, defendant refused to make eye contact with Officer Nuccio, and he repeatedly looked around the area. In addition, Officer Nuccio testified that he recognized defendant as someone who had a long history of
criminal activity, including armed robberies and weapons
offenses. All the foregoing occurred after midnight on a dark
street known to Officer Nuccio as a high-crime area. For Officer
Nuccio to conclude that the suspect might be armed and that his
safety was in danger was eminently reasonable.
Three officers were on the scene. The informant had given no
indication that Thomas was armed, nor did any of the officers
have knowledge of the fact that the defendant had been armed on
previous occasions. Finally, the frisk of Thomas exceeded the
permissible scope of a Terry frisk in that it was designed to
uncover more than weapons. See also Ybarra, supra, 444 U.S. at
93-94, l00 S. Ct. at 343, 62 L. Ed.
2d at 247; Sibron v. New
York,
392 U.S. 40, 88 S. Ct. l889,
20 L. Ed.2d 9l7 (l968) (both
cases finding scope of frisk exceeded Terry's mandate).
the car. The trooper removed the jacket, discovering a white
towel stuck in the seat. On removing the towel, he discovered a
large manila envelope containing cocaine. Ibid.
As previously stated, no mathematical formula for determining what set of facts gives rise to a reasonable belief that a suspect is a potential threat to an officer and thus justifies a protective search for weapons. Instead, we must balance the competing interests. Balancing the right to be protected from unwarranted and overbearing police intrusions against the State's need for effective law enforcement and police safety, we hold that the frisk of defendant was reasonable under the totality of the circumstances. Officer Nuccio's personal knowledge of defendant's prior criminal history of armed robberies, weapons and drug offenses, the fact that defendant initially had his hands in his pockets, defendant's decision to
duck behind a tree after seeing a police car, defendant's
nervousness, defendant's failure to make eye contact with Officer
Nuccio, the high-crime nature of the area, and the time of the
night all contributed to Officer Nuccio's reasonable belief that
defendant was armed and dangerous. The frisk of defendant was,
therefore, reasonable.
Accordingly, we reverse the judgment of the Appellate
Division and reinstate the conviction.
Chief Justice Wilentz and Justices Handler, Pollock, O'Hern,
and Stein join in this opinion. Justice Clifford has filed a
separate dissenting opinion.
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
RONALD VALENTINE,
Defendant-Respondent.
CLIFFORD, J., dissenting.
This case strikes me as not much more than a challenge to our ingenuity in teasing out of this slim record a range of nuances of conduct and speech that lead to a result favoring either admissibility or suppression. Had the issue come to us on a petition for certification rather than as an appeal as of right under Rule 2:2-1(a), I very much doubt that we would have taken the case. The controlling principles of law are firmly established; the problem arises with their application in an acutely fact-sensitive area. Because I think the majority in the court below has the better of the argument on that score, I would affirm substantially for the reasons set forth in its opinion.
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