STATE OF NEW JERSEY V. KEITH STEWART
Case Date: 06/08/1994
Docket No: SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
Argued February 15, 1994 -- Decided June 8, 1994
GARIBALDI, J., writing for a unanimous Court.
Keith Stewart was charged with three counts of narcotics violations and the disorderly persons
offense of resisting arrest. Pursuant to a plea agreement under N.J.S.A. 2C:35-12 (section 12), Stewart pled
guilty to possession of a controlled dangerous substance with intent to distribute within 1,000 feet of school
property, in violation of N.J.S.A. 2C:35-7 (section 7). As part of the plea agreement, the State dropped other
charges and the court sentenced Stewart on January 21, 1993 to two years probation conditioned on serving
364 days in the county jail.
Shortly after his sentencing, Stewart applied to the Essex County Local Intensive Probation
Supervision Effort (ECLIPSE), an early-release program. On March 25, 1993, over the State's objection, the
court granted Stewart's application to enter ECLIPSE, and he was released from the county jail.
On appeal, the Appellate Division summarily vacated the court's order granting Stewart admission
into ECLIPSE. The Supreme Court granted certification to determine whether a court may divert to
ECLIPSE a defendant who, pursuant to a section 12 plea agreement, pled guilty to a section 7 violation but
who has not yet completed his county-jail sentence.
HELD: The trial court improperly admitted Keith Stewart into the Essex County Local Intensive
Probation Supervision Effort Program because N.J.S.A. 2C:35-12 expressly prohibits a court from
imposing a lesser term of imprisonment than that provided in the plea agreement.
1. A violation under section 7 requires a mandatory minimum term of imprisonment of three years,
with no parole eligibility. Under a section 12 negotiated plea agreement, the mandatory sentence may be
reduced; however, a court cannot impose a lesser term of imprisonment, period of parole ineligibility or fine
than that expressly provided for under the terms of the plea agreement. (pp. 2-4)
2. The ECLIPSE program, which began in 1985, eases overcrowding in the Essex County Jail annex by
placing certain offenders back into the community under intensive probation supervision. The program is
beneficial to Essex County because it saves money, retains jail space for more serious offenders and avoids
the risk of overcrowding. Furthermore, the community service by ECLIPSE participants results in the
completion of necessary work in the public interest. ECLIPSE is modeled after the Intensive Supervision
Program administered by the State Administrative Office of the Courts. Both programs restrict admittance
to non-violent criminals and have similar goals of reducing prison overcrowding, imposing punishment, and
fostering rehabilitation. Despite their advantages, court-administered probation programs may not operate in
a way that conflicts with explicit legislative intent. (pp. 4-6) 3. Section 12 does not differentiate between sentencing proceedings. To allow a court to sentence below the prison term provided in the plea agreement undermines the clear legislative purpose expressed in section 12. Section 12's purpose is achieved only if the defendant receives the sentence required under the plea agreement. A court-administered program that conflicts with the statute exceeds the authority of the judiciary and violates separation of powers principles. When the Legislature mandates a term of imprisonment for a crime, it is intended that the specific sentence of imprisonment be imposed and served. Early release into ECLIPSE would frustrate the legislative intent that defendants actually serve the sentence
imposed pursuant to a plea agreement. A court cannot achieve the legislative goal in encouraging
cooperation between offenders and prosecutors if the court does not enforce the agreement of the parties.
(pp. 6-11)
4. Section 12 is a legislative mandate entitled to enforcement. The ECLIPSE program is a non-legislative-initiated program and the rules for admittance into the program must yield to statutorily-mandated
sentencing. Absent any explicit legislative directive to the contrary, a county may not circumvent the
sentencing mandates of the State, which were originally imposed to foster sentencing uniformity. Once
sentenced to a custodial term, a defendant must serve that term in the absence of a statute to the contrary.
(pp. 11-13)
The Appellate Division's order removing Stewart from the ECLIPSE program is AFFIRMED.
CHIEF JUSTICE WILENTZ and JUSTICES CLIFFORD, HANDLER, POLLOCK, O'HERN and
STEIN join in JUSTICE GARIBALDI's opinion.
SUPREME COURT OF NEW JERSEY
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
KEITH STEWART,
Defendant-Appellant.
Argued February l5, l994 -- Decided June 8, 1994
On certification to the Superior Court,
Appellate Division.
Mordecai Garelick, Assistant Deputy Public
Defender, argued the cause for appellant
(Susan L. Reisner, Acting Public Defender,
attorney).
Debra Cannella, Assistant Prosecutor, argued the
cause for respondent (Clifford J. Minor, Essex
County Prosecutor, attorney; Gary A. Thomas,
Assistant Prosecutor, on the letter brief).
The opinion of the Court was delivered by
GARIBALDI, J.
other charges, and the court sentenced defendant on January 21,
1993, to two years probation conditioned on serving 364 days in
the county jail. Section 7 is part of the Comprehensive Drug Reform Act of 1986, N.J.S.A. 2C-35-1 to -23 (Drug Reform Act). The Legislature, in enacting the Drug Reform Act, declared that the public policy of the State provides for "the strict punishment, deterrence and incapacitation of the most culpable and dangerous drug offenders." N.J.S.A. 2C:35-1.1c.
Specifically, defendant pled guilty to violating that
portion of section 7 providing that
The Assembly Judiciary Committee recognized that section l2
permitted waiver of the mandatory terms imposed under the Drug
Reform Act:
and mandatory terms of parole ineligibility
for the most prolific or repeat offenders.
These mandatory prison terms can only be
waived by a negotiated plea or post-conviction agreement, and where that
agreement expressly so provides, the
defendant cannot receive a lesser term of
imprisonment or fine than that expressly
agreed to. This provision will ensure that
the State, as well as the defendant, receives
the full benefit of a negotiated agreement.
[Judiciary Committee Statement, Assembly Bill
No. 3270 at 3 (Dec. 18, 1986) (emphasis
added) ("Committee Statement").]
II
unemployment insurance benefits, or lend or borrow
money.
Both programs restrict admittance to non-violent criminals and
have essentially the same goals of reducing prison overcrowding,
imposing punishment, and fostering rehabilitation. We hold that the court improperly admitted defendant into the ECLIPSE program because section 12 expressly prohibits a court from imposing a lesser term of imprisonment than that provided in the plea agreement. The language and intent of section l2, which we discussed in Bridges, supra, l3l N.J. at 405-l4, mandates that result. The defendant in Bridges pled guilty to possession of cocaine with intent to distribute within 1,000 feet of school property in violation of section 12. Bridges' plea agreement, similar to Stewart's, provided for probation conditioned on serving 364 days in county jail. The issue was whether section 12's prohibition against imposing a lesser term of imprisonment than provided for in the plea agreement applied to custodial
terms of less than one year in county jail. l3l N.J. at 414. We
determined that the court was bound to enforce the plea agreement
as written. Ibid.
Section 12's purpose, therefore, is achieved only if the defendant receives the sentence required under the plea agreement. If a court initially imposes the sentence required under the plea agreement, only to rescind that sentence a few months later, the court has effectively reduced the sentence
agreed on in the plea agreement. That sentence reduction would
violate section 12.
If the sentence of a first- or second-degree offender is
"noncustodial or probationary," then N.J.S.A. 2C:44-1f(2) allows
the prosecutor to appeal the sentence. In resolving the conflict
between the statutes and defendant's early release into ISP, we
deferred to the statutes. That the Legislature has primary power
to determine the punishment for crimes is "simply one of the most
basic understandings of the allocation of governmental powers
among the three branches." Cannon, supra, l28 N.J. at 560.
Both ISP and ECLIPSE are court-administered sentencing
alternatives. Because they affect sentencing, they fall within
an "area over which the Legislature has close to total power:
the power to punish, to deter, to rehabilitate, including the
power to restrict any variations on the methods and options
available for those purposes." Id. at 563. Because of the
Legislature's overriding authority in the area of sentencing,
courts may not apply a non-legislative program in a manner that
conflicts with a statute. Therefore, a court-administered
program that conflicts with a statute exceeds the authority of
the judiciary and violates separation of powers principles.
custodial sentence. Such prosecutorial discretion, defendant
argues, does not have the force of legislative mandate and
thereby need be followed only at the original sentencing. That
argument fails, however, because the court can achieve the
legislative goal of encouraging cooperation between offenders and
prosecutors only if the court enforces the agreement of the
parties. Reforming a section l2 plea agreement even at a
subsequent stage would frustrate the legislative intent. Section
12 is as much a legislative mandate entitled to enforcement as
N.J.S.A. 2C:44-1(d), the statute central to Cannon.
determination was within the court's, not the prosecutor's,
discretion, pursuant to a statute requiring the court to weigh
the aggravating and mitigating factors to determine the
appropriate punishment. Our holding that a court could
resentence a defendant after defendant violated the terms of his
or her probation was, therefore, tied to the explicit legislative
intent as expressed in N.J.S.A. 2C:45-3b. In Cannon, we stayed our opinion to give the Legislature the opportunity to amend its statutes to permit the early release of first- and second-degree offenders into ISP. In response, the Legislature passed L. 1993, c. 123, which provided that under certain conditions, second-degree offenders could be eligible for the ISP program. If the Legislature determines that counties
should have the discretion to shorten the custodial term of an
inmate sentenced pursuant to a plea agreement, it can provide for
that as well. Absent such an explicit legislative directive,
however, a county may not circumvent the sentencing mandates of
the State, which were originally imposed to foster uniformity in
punishing criminals. Chief Justice Wilentz and Justices Clifford, Handler, Pollock, O'Hern, and Stein join in this opinion.
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