STATE OF NEW JERSEY v. JUAN DARNELL SMITH
Case Date: 06/20/1994
Docket No: SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
Argued March 1, 1994 -- Decided June 20, 1994
CLIFFORD, J., writing for a majority of the Court.
The State indicted Smith for armed robbery and possession of a weapon for an unlawful purpose.
Smith admitted that he tried to pay Maroun with a counterfeit bill, but claimed that he had simply left
the cab without paying his fare. He stated that he never had a knife. He also claimed that the money in his
pocket was from his paycheck. Smith produced two witnesses, one of whom testified that Smith had received
his paycheck that day and the other that she had taken Smith to a check-cashing service that day.
Smith asked the trial court to instruct the jury on the charge of "theft of services," a disorderly persons
offense. The trial court refused. The jury returned a guilty verdict on both counts of the indictment. Smith
received a twenty-year prison term with a six-year parole ineligibility provision.
Smith appealed, arguing that the trial court had erred in failing to instruct the jury on Smith called the
"lesser-included offense" of theft of services. The Appellate Division reversed Smith's conviction, and the
Supreme Court granted the State's petition for certification.
HELD: Theft of services is not a lesser-included offense of robbery. Furthermore, notwithstanding the statutory
consolidation of theft offenses, robbery charges do not include theft of services as a related lesser offense.
1. The theft of services of the cab fare is not established by the same or less than all of the facts required to
prove the armed robbery of the cab driver. A threat of bodily injury establishes an offense that is different from
theft of services not simply in degree but in kind. (pp. 4-6)
2. The Legislature's purpose in enacting the "consolidation" provision of the theft statute (N.J.S.A. 2C:20-2a)
was to forestall a defendant's attempt to defeat one theft charge through a procedural sleight-of-hand, namely,
by arguing that defendant had committed a different theft offense. (pp. 6-9)
3. The exercise of prosecutorial discretion to charge offenses includes the authority to decline to prosecute a
defendant for an offense the defendant admits having committed, if that admission is inconsistent or incongruent
with the theory of the State's case. (p. 9)
The judgment of the Appellate Division is REVERSED and that of the Law Division is REINSTATED.
JUSTICES POLLOCK, GARIBALDI, and STEIN join in JUSTICE CLIFFORD's opinion. JUSTICE
O'HERN has filed a separate dissenting opinion. CHIEF JUSTICE WILENTZ and JUSTICE HANDLER did
not participate.
O'HERN, J., dissenting, would affirm the judgment of the Appellate Division. Denying the jury to
opportunity to resolve defendant's guilt on the basis of the evidence presented to it subjects the defendant to the
substantial risk that the jury, knowing he committed some lesser wrongdoing, will convict him of a greater offense
rather than acquit him entirely, the very evil to be avoided in these cases.
SUPREME COURT OF NEW JERSEY
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
JUAN DARNELL SMITH,
Defendant-Respondent.
Argued March 1, 1994 -- Decided June 20, 1994
On certification to the Superior Court,
Appellate Division.
Julie Davidson, Assistant Prosecutor, argued
the cause for appellant (Robert W. Gluck,
Middlesex County Prosecutor, attorney).
Stephen W. Kirsch, Assistant Deputy Public
Defender, argued the cause for respondent
Michael J. Williams, Deputy Attorney General,
argued the cause for amicus curiae, Attorney
General of New Jersey (Deborah T. Poritz,
Attorney General of New Jersey, attorney).
The opinion of the Court was delivered by
We granted certification,
134 N.J. 561 (1993), to review the
Appellate Division's reversal of defendant's convictions for
armed robbery, a violation of N.J.S.A. 2C:15-1, and possession of
a weapon for an unlawful purpose, contrary to N.J.S.A. 2C:39-4d.
In an unreported opinion the Appellate Division held that our
decision in State v. Talley,
94 N.J. 385 (1983), "mandates a
reversal because of the trial court's refusal to allow a jury to
convict defendant for theft of services," a disorderly-persons
offense under N.J.S.A. 2C:20-8 and N.J.S.A. 2C:20-2b(3). Because
we are satisfied that Talley does not apply in the circumstances
before us, we reverse and reinstate defendant's convictions.
On May 23, 1990, a taxi driver, Maroun J. Maroun, picked up
defendant in New Brunswick and drove him to an Edison motel.
Maroun claimed that defendant had attempted to pay the seven-dollar fare with a counterfeit one-hundred-dollar bill. The
driver refused to accept the bill because he saw that defendant
had a ten-dollar bill in his hand. In response, defendant drew a
large knife and took the victim's money, amounting to about $120
in cash. Defendant fled, only to be arrested shortly thereafter
with $124 in his pocket. The police failed to find a knife.
Defendant admitted that he had attempted to pay with a
counterfeit bill, but claimed that he had merely left the cab
without paying and that he had never had a knife. He further
claimed that the cash in his pocket constituted what remained of
his paycheck. Defendant produced two witnesses, one of whom
testified that defendant had received his paycheck on the day of
the theft and the other that she had taken defendant to a check-cashing establishment that day.
The trial court rejected defendant's request to instruct the
jury on theft of services. It limited its instruction to the
offenses contained in the indictment, namely, armed robbery and
the weapon-possession charge, and explained to the jury that if
it believed defendant's version of the events and decided that
defendant had committed theft of services only, it must find
defendant not guilty of the charges brought against him. The
jury returned a verdict of guilty on both counts. Merging the
charge of possession into the robbery charge, the trial court
sentenced defendant to twenty years imprisonment with a parole-ineligibility period of six years and eight months pursuant to
the persistent-offender provision, N.J.S.A. 2C:44-3a. It denied
defendant's post-trial motion for a mistrial based on the jury
instructions. Defendant based his appeal to the Appellate Division on the single contention that the trial court had improperly denied his request for a jury instruction on what defendant characterized as "the lesser-included offense" of theft of services. Because the Appellate Division concluded that the record contained "evidence of a single integrated act of theft," it reversed. Quoting from State v. Sloane, 111 N.J. 293, 299 (1988), the court declared that a trial court should give a jury an instruction that the
facts support and the defendant requests, to protect against a
jury convicting a defendant of a greater charge solely to ensure
that the defendant not go free.
In seeking reversal of the Appellate Division judgment, the
State poses as the sole issue whether Talley, supra,
94 N.J. 385,
"require[s] consolidation of two unintegrated thefts, involving
distinct properties, misappropriated by distinct methods with
distinct victims."
II
Primarily, we address the issue of lesser-included charges.
To be considered a lesser-included offense, a crime either must
be established by proof of the same or less than all the facts
used to establish the greater charge, N.J.S.A. 2C:1-8d(1), or it
must differ from the crime charged only through a lower degree of
risk of injury to the victim or a lower degree of culpability of
the defendant, N.J.S.A. 2C:1-8d(3). Here the theft of services of the seven-dollar cab fare is not established by the same or less than all the facts required to prove the armed robbery of the cab driver. The theft-of-services statute, N.J.S.A. 2C:20-8a, renders a person guilty of
theft "if he purposely obtains services [that] he knows are
available only for compensation, by deception or threat, or by
false token, slug, or other means." The same statute defines
"services" as including "transportation," and further provides:
Where compensation for service is ordinarily
paid immediately upon the rendering of such
service, as in the case of hotels and
restaurants, absconding without payment or
offer to pay gives rise to a presumption that
the service was obtained by deception as to
intention to pay.
Defendant's testimony at trial was that he did not rob Maroun, did not threaten him, did not have a knife, did not take any money from him, did not force Maroun to give him anything, and that he did nothing more than "cheat[] him out of the cab fare by not paying him." The State's case, on the other hand, rested on proof that defendant had threatened Maroun with a knife and had robbed him of about $120. The offense of theft of services -- deceptively and purposely obtaining a cab ride without paying the fare -- is not established by evidence that is the same as or less than that required to prove the wholly different "taking" involved in forcing the victim to turn over $120 at knifepoint. The operative ingredient -- deception in the one case, the threat of immediate bodily injury in the other - is sharply different for each offense. In this case, because the element of deception is an essential ingredient of obtaining services without payment but is not required for a robbery
conviction, theft of services cannot be said to be a lesser-included offense of robbery. See Talley, supra, 94 N.J. at 393
(declaring theft by deception not "included offense" of robbery
under N.J.S.A. 2C:1-8d(1), because it contains element of
fraudulent taking, not required for robbery conviction).
Nor does the "lower risk or lower degree of culpability"
analysis required under N.J.S.A. 2C:1-8d(3) yield a different
result. A threat of immediate bodily injury, with or without a
knife, with its greater attendant culpability and risk of injury,
establishes an offense that is different from theft of services
not simply in degree but in kind. The first poses a risk of
physical injury, but the second involves at most a financial
loss. We conclude that under these facts, theft of services is
not a lesser-included offense of robbery under N.J.S.A. 2C:1-8d(3).
Defendant contends that because theft of services is a "related lesser offense" of robbery, he was entitled, as the Appellate Division held, to an instruction on theft of services under N.J.S.A. 2C:20-2a, which consolidates acts of theft under Chapter 20 of the Code of Criminal Justice in a single offense. We hold that even in light of the "consolidation" statute,
robbery charges do not include theft of services as a related
lesser offense.
The Legislature has provided that
[c]onduct denominated theft in this chapter
constitutes a single offense, but each
episode or transaction may be the subject of
a separate prosecution and conviction. A
charge of theft may be supported by evidence
that it was committed in any manner that
would be theft under this chapter,
notwithstanding the specification of a
different manner in the indictment or
accusation, subject only to the power of the
court to ensure fair trial by granting a bill
of particulars, discovery, a continuance, or
other appropriate relief where the conduct of
the defense would be prejudiced by lack of
fair notice or by surprise.
The Legislature's purpose in enacting the "consolidation" provision was to forestall a defendant's attempt to defeat one theft charge through a procedural sleight-of-hand, namely, by arguing that defendant had committed a different theft offense, i.e., that defendant had misappropriated property by some means other than the kind of theft contemplated by the indictment. Talley, supra, 94 N.J. at 391. We thus held in Talley that "[b]y virtue of the 'consolidation' provision * * *, a defendant charged with robbery is now on notice that any conduct denominated as theft is within the four corners of a robbery indictment." Id. at 393. We based our decision on the notion
that "the adversary system cannot be permitted to deteriorate
into a mere game in which defendant brazenly manifests his
contempt for the system by openly admitting his guilt of an
offense and then seeking exoneration on the basis of some arcane
notion of pleading." Id. at 394.
This appeal presents a related issue. Defendant seeks not
exoneration but a conviction for a lesser offense, entitling him,
he says, to an instruction on a disorderly-persons offense in
addition to that on the first-degree crime charged. We reject
his interpretation of N.J.S.A. 2C:20-2a and of related lesser
offenses. Statutory consolidation covers all thefts that are
"linked together by the concept of the 'involuntary transfer of
property.'" Talley, supra, 94 N.J. at 394. That is, statutory
consolidation reaches all different methods for the involuntary
transfer of the same property. In the instant case, however, we
are concerned with two separate harms, not two versions of the
means through which defendant brought about the same harm -- the
involuntary transfer of a single form of property. The State
charged that defendant stole the victim's money at knifepoint.
Defendant claims that he stole only the service of the taxi ride.
The fact that defendant argues a different means of involuntary
transfer does not permit consolidation of the harm he admits with
the harm that the State charges.
We also note that the issue of related lesser offenses does
not raise the "difficult constitutional questions," Keeble v.
United States,
412 U.S. 205, 208,
93 S. Ct. 1993, 1995,
36 L. Ed.2d 844, 847 (1973); accord State v. Muniz,
228 N.J. Super. 492,
505 (App. Div. 1988), certif. denied,
127 N.J. 321 (1990),
implied by a defendant's right to have a jury consider
instructions on lesser-included offenses rationally supported by
the evidence. The danger of a compromise verdict of guilt on the
greater charge when the trial court refuses to instruct the jury
on a lesser-included offense indicated by the proofs and
requested by the defendant, see Sloane, supra, 111 N.J. at 299,
is not posed by refusal to charge the jury on lesser offenses
that are not included in the offense on which the defendant has
been indicted. We hold, therefore, that even considering the
statutory "consolidation" provision, theft of services is not
within the four corners of a robbery indictment when the theft
underlying the robbery was the wrongful taking of the victim's
money. Finally, we are persuaded by the State's contention that the exercise of prosecutorial charging discretion includes the authority to decline to prosecute defendant for an offense that defendant admits having committed, if that admission is inconsistent or incongruent with the theory of the State's case. In prosecuting defendant for armed robbery and possession of a
weapon for an unlawful purpose, the State was prepared to have
the jury acquit defendant if it believed he had committed only
the offense of theft of services. A defendant should not be
allowed to alter the State's trial strategy by admitting the
commission of an unrelated, less serious offense, and then having
the court charge the jury, over the State's objection, that it
can return a verdict on that offense.
Judgment reversed. Defendant's convictions are reinstated.
Justices Pollock, Garibaldi, and Stein join in this opinion.
Justice O'Hern has filed a separate dissenting opinion. Chief
Justice Wilentz and Justice Handler did not participate.
SUPREME COURT OF NEW JERSEY
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
JUAN DARNELL SMITH,
Defendant-Respondent.
O'HERN, J., dissenting.
predicated only on the theft of the $120, not on defendant's
refusal to pay the cab fare. But "an indictment is merely a
pleading device and never an end in itself." State v. LeFurge,
101 N.J. 404, 419 (1986). The indictment, moreover, charges the
defendant with armed robbery, that is, that on May 23, 1990,
defendant "in the course of committing a theft, did threaten
immediate bodily injury to [the taxi driver] and/or purposely put
[the taxi driver] in fear of immediate bodily injury, while armed
with and/or threatening the immediate use of [a] deadly weapon."
The trial court nonetheless refused to permit the jury to
consider the offense of theft of services, which was plainly in
the case by virtue of defendant's testimony. In other
circumstances, we have regularly held that a jury must be
presented with all available verdicts that have support in the
evidence, subject to a fair-notice requirement applicable to
either the defendant or the State. For example, in State v.
Mancine,
124 N.J. 232 (1991), we held that a defendant indicted
as the perpetrator of a murder, who testified at trial that
someone else had committed the murder, could be found guilty of
aggravated manslaughter as an accomplice to that murder on the
theory that he may have hired the other person to injure the
victim but did not intend that the victim be killed. In his
concurring opinion, Justice Stein succinctly stated the
principles that apply in such cases. He wrote:
N.J.S.A. 2C:1-8d, permits a defendant to be
convicted of "an offense included in an
offense charged," meaning that the statutory
definition of an "included offense" refers
back to the offense for which defendant was
indicted, in this case murder. See State v.
LeFurge,
101 N.J. 404, 419,
502 A.2d 35 [,43]
(1986). Hence, as the majority opinion
tacitly acknowledges, the aggravated-manslaughter offense in this case was not a
lesser-included offense of murder, the
indicted offense, because its factual
predicate was entirely different. The
evidence supporting the aggravated-manslaughter charge indicated that defendant
hired someone to injure the decedent, and the
murder indictment charged that defendant
committed the homicide by his own conduct.
Nevertheless, there was clearly a
rational basis in the evidence for the
aggravated-manslaughter charge, and
defendant, understandably, did not object to
the trial court's proposed charge on
aggravated manslaughter. As we noted in
State v. Sloane,
111 N.J. 293, 300,
544 A.2d 826 [,829] (1988), the statutory definition
of lesser-included offenses is not "all-encompassing," nor are the statutory
categories "water-tight compartments."
Sloane suggests that in certain
circumstances, subject to the requirements of
fair notice, an offense not meeting the
Code's definition of lesser-included offense
should be charged to the jury if it is
supported by the evidence. That principle
"comports with our general view that subject
to fair notice the jury should resolve the
degree of an actor's guilt on the basis of
the evidence presented to the jury." Ibid.
[Id. at 264-65 (Stein, J., concurring).]
He observed that the principles stated in LeFurge, supra, that a
defendant may be found guilty of an uncharged lesser offense
included in the offense charged, 101 N.J. at 419, would equally
accommodate a charge on a related offense. 124 N.J. at 265.
In State v. Grunow,
102 N.J. 133 (1986), we held that
although the defendant could not be charged with murder (he had
previously been acquitted of that offense by a jury), on retrial
a jury must nevertheless consider the available verdict of
passion/provocation manslaughter, a lesser-included offense of an
uncharged offense. In short, as our cases have repeatedly
explained, the lesser-included-offense doctrine is not an
abstract doctrine of watertight compartments. Rather, it is an
essential component of a fair trial. Defendant is entitled to
have a jury consider his guilt of any offense shown by the
evidence that is related to the offense charged.
theft of the $120 in cash. That is almost the same argument that
the State made in State v. Purnell,
126 N.J. 518 (1992), in which
it chose not to prosecute a felony-murder homicide. Although
felony-murder homicide is not a lesser-included offense of murder
(it requires the proof of an additional element), we held that
the State could not deprive the defendant of the right to have a
jury consider defendant's guilt of an uncharged offense that
would subject him to a lesser penalty. Id. at 534. Granted that
the stakes were higher there and the facts a bit different in
that the State sought to establish a robbery in the penalty
phase, id. at 529, the principles remain the same.
scenario. That defendant need not mention either offense in
defending a rape charge because they are wholly unrelated and
irrelevant. This defendant, who is sworn to tell the truth as
are the State's witnesses, cannot defend against the theft
without explaining to the jury what theft did occur. The
indictment charged defendant with threatening the taxi driver "in
the course of committing a theft." To deny the jury the
opportunity to resolve defendant's guilt on the basis of the
evidence presented to it subjects defendant to the substantial
risk that the jury, knowing he committed some lesser wrongdoing,
will convict him of a greater offense rather than acquit him
entirely, the very evil to be avoided in these cases. Keeble v.
United States,
412 U.S. 205, 212-13,
93 S. Ct. 1993, 1997-98,
36 L. Ed.2d 844, 850 (1973).
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