NEW JERSEY DIVISION OF YOUTH AND FAMILY SERVICES V. K.M., SR. NEW JERSEY DIVISION OF YOUTH AND FAMILY SERVICES V. R.M.
Case Date: 06/22/1994
Docket No: SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
NEW JERSEY DIVISION OF YOUTH AND FAMILY SERVICES V. K.M., SR.
Argued February 28, 1994 -- Decided June 22, 1994
GARIBALDI, J., writing for a unanimous Court.
R.M. and K.M., Sr. (defendants) are the parents of three young children: S.W., K.M., Jr., and R.M.
Although physically and financially capable of taking care of their children, defendants have failed to provide
for their children's basic needs of food, clothing and shelter. The Division of Youth and Family Services
(DYFS) investigated the home and family in June 1989 and uncovered dangerous and filthy living conditions.
Although some of the conditions were attributable to the landlord, DYFS concluded that defendants lacked
essential parenting skills. Defendants voluntarily placed the children in foster care, moved to a three-bedroom apartment in Atlantic City, and signed a service agreement with DYFS in which they agreed to
provide the children with a clean home and adequate medical care. DYFS was especially concerned about
the medical care of the young infant, R.M., who was failing to thrive because of inadequate and infrequent
feeding and no medical attention.
After the children were returned to the home, DYFS made regular visits and again found
substandard living conditions and poorly nourished children. On November 30, 1989, R.M. was hospitalized
for failure to thrive, dehydration and malnutrition. He was immediately placed in foster care with parental
consent. The two older children remained in the home. Defendants signed another service agreement with
DYFS and entered an intensive parenting-skills program at the Family Life Center. Unfortunately,
conditions in the home did not improve and, on February 8, 1990, defendants again voluntarily placed the
two older children in foster care. Since that date, the children have not been returned to defendants.
On October 25, 1990, defendants sought the return of their children by revoking the voluntary-placement agreements. In response, DYFS filed for temporary custody of the children pursuant to a Title 9
abuse-or-neglect proceeding. At the conclusion of the proceedings, the trial court determined that, by a
preponderance of the evidence presented, the children had been abused or neglected. Finding that
defendants had failed to exercise a minimum degree of care in supplying their children with adequate food,
clothing, and medical care despite they had the means to do so, the trial court, on July 16, 1991, entered a
final order of disposition continuing DYFS's custody of the children.
On October 23, 1991, defendants appealed the abuse-or-neglect decision to the Appellate Division.
On October 16, 1991, DYFS had filed a Title 30 complaint seeking termination of defendants' parental rights
and for guardianship of the children. None of the attorneys participating in the termination matter had
previously participated in the abuse-or-neglect matter. Different judges also presided over the two cases.
Based on much of the same evidence before the trial court in the abuse-or-neglect proceeding, plus
psychological evaluations of defendants and evidence of their lack of progress since the determination of
abuse-or-neglect, the trial court, on March 23, 1993, terminated defendants' parental rights and granted
guardianship of the children to DYFS. A final order of guardianship was filed on April 20, 1993. No appeal
was taken from that order nor did defendants seek a stay of the termination proceeding. On June 12, 1993, the Appellate Division panel that was reviewing the Title 9 abuse-or-neglect appeal was advised that another trial court had granted DYFS a final order of guardianship terminating parental rights. Nevertheless, on August 4, 1993, the Appellate Division issued its opinion in the Title 9 case, remanding the matter and directing the trial court that heard the abuse-or-neglect case to 1) conduct a
hearing to determine whether the children could be returned to their parents; 2) require DYFS to provide
appropriate services; and 3) suspend further disposition. Finding that the termination trial should have been
delayed until the abuse appeal had been concluded, the Appellate Division also instructed the trial court that
had heard the termination matter to entertain a prompt application to set aside its final termination order.
DYFS filed a motion for reconsideration, which was denied.
The Supreme Court granted certification. Because it determined that the interests of justice
required a prompt disposition of DYFS appeals, the Court issued its disposition and orders in this case prior
to issuing the written opinion.
HELD: The Division of Youth and Family Services is statutorily empowered to bring concurrent but
separate Title 9 abuse-or-neglect proceedings and Title 30 termination proceedings against the
same parents. Furthermore, the Appellate Division, in its review of the abuse-or-neglect appeal,
improperly addressed the termination decision not before it.
1. Abuse-or-neglect and termination proceedings are brought under separate statutory schemes, require
different burdens of proof, and allow for different remedies. DYFS may bring such actions concurrently.
Termination proceedings under Title 30 do not require a prior determination of abuse or neglect. In
addition, any determination of abuse or neglect under Title 9 must be based on a preponderance of the
evidence while the burden of proof in a Title 30 termination case is by a clear-and-convincing-evidence.
Moreover, Title 9 authorizes a temporary remedy by enabling a court to place a child on protective custody
for a period of up to eighteen months. On the other hand, Title 30 provides for permanent placement.
Enabling Title 9 and Title 30 actions to proceed independently of each other furthers the important
legislative preference for the permanent placement of children. (pp. 10-16)
2. DYFS's handling of the Title 9 and Title 30 proceedings in this case should have been better
coordinated. In many cases, different attorneys represent the same defendants in two separate actions
concerning their parental rights. However, in this case, separate counsel made the matter unnecessarily
complicated and the lack of communication between the attorneys and the courts and the resulting delays
may have caused irreparable harm to the children. Once DYFS made the decision to pursue a permanent
remedy of guardianship through Title 30 termination proceedings, the court that was handling the appeal of
the Title 9 abuse-or-neglect determination should have been promptly notified so that a motion could be
made either to stay or to dismiss that appeal. To avoid such confusion in the future, it is suggested that one
case worker and one Deputy Attorney General be assigned to one family. The Court is aware that this may
be a difficult task given the current DYFS case load. Moreover, because defendants had to defend their
interests in two separate matters involving common issues, the Court renews its suggestion made in
Guardianship of G.S. that the Legislature combine both avenues of child advocacy under a single title with a
single mandate to the Office of the Public Defender to provide the necessary representation. (pp. 14-20)
3. Because they are separate causes of action, an appeal from a Title 9 abuse-or-neglect does not give
the Appellate Division jurisdiction over the Title 30 action and vice versa. Although similar issues and facts
may appear in the two actions, it is the parties who are responsible for deciding whether to appeal. In this
case, the termination proceeding was not appealed and, therefore, was final. As such, the Appellate Division
improperly reviewed a judgment not before it. (p. 20)
The Appellate Division's affirmance of the court's finding of abuse and neglect is AFFIRMED, the
Appellate Division's reverse and remand of the trial court's grant of the custody application in the abuse-or-neglect matter is REVERSED and the Appellate Division's direction to the trial court in the termination
proceeding to entertain a motion to vacate its order of termination is REVERSED.
JUSTICES CLIFFORD, HANDLER, POLLOCK, O'HERN and STEIN join in JUSTICE
GARIBALDI's opinion. CHIEF JUSTICE WILENTZ did not participate.
SUPREME COURT OF NEW JERSEY
NEW JERSEY DIVISION OF YOUTH
Plaintiff-Appellant,
v.
K.M., SR.,
Defendant-Respondent,
IN THE MATTER OF:
Minors-Appellants.
_______________________________
NEW JERSEY DIVISION OF YOUTH
Plaintiff-Appellant,
v.
R.M.,
Defendant-Respondent,
IN THE MATTER OF:
Minors-Appellants.
_________________________________
Argued February 28, l994 -- Decided June 22, 1994
On certification to the Superior Court,
Appellate Division. Mark Singer, Deputy Attorney General, argued the cause for appellant Division of Youth and
Family Services (Deborah T. Poritz, Attorney
General of New Jersey, attorney; Mary C.
Jacobson, Assistant Attorney General, of
counsel).
Janet L. Fayter argued the cause for
appellant Law Guardian on behalf of minors
S.W., K.M., Jr., and R.M. (Susan L. Reisner,
Acting Public Defender, attorney; James A.
Louis, Deputy Public Defender, of counsel;
Ms. Fayter, Mr. Louis, and Phyllis G. Warren,
Assistant Deputy Public Defender, on the
briefs).
Michele A. Adubato, Designated Counsel,
argued the cause for respondent K.M., Sr.
(Susan L. Reisner, Acting Public Defender,
attorney).
Jay M. Grossman, Designated Counsel, argued
the cause for respondent R.M. (Susan L.
Reisner, Acting Public Defender, attorney).
The opinion of the Court was delivered by
Defendants R.M. and K.M., Sr. are the parents of three children: S.W., born August l5, l986; K.M., Jr., born May 22, l988; and R.M., born March l5, l989. Unlike the stereotype of a troubled family that draws the attention of DYFS, no substance abuse or physical abuse is involved in this case. The father has been fairly consistently employed, while the mother has remained at home with the three young children. Although physically and financially capable of doing so, the parents have failed to provide for their children's basic needs of food, clothing and shelter. DYFS first became involved with the family in June l989, when S.W. fell from a window of the family's second-story apartment. Miraculously, she was not injured but the DYFS investigation that followed uncovered dangerous and filthy living conditions in the home. The one-room apartment was roach-infested, with holes in the walls, exposed wiring, open windows without screens, and gnats stuck to dried paint on the walls. Although some of these deplorable conditions were attributable to the landlord, DYFS concluded that defendants lacked essential parenting skills. R.M. and K.M., Sr. voluntarily placed their children in foster care the same month. While the children were away, defendants moved to a three-bedroom apartment in Atlantic City and signed a service agreement with DYFS. In the agreement, R.M. and K.M., Sr. agreed to
provide the children with a clean home and provide adequate
medical care. DYFS' concern for the children's medical care
focused primarily on R.M., the youngest, who was born prematurely
weighing only two pounds, nine ounces, and who had gained very
little weight under defendants' care due to inadequate and
infrequent feeding and no medical attention. R.M.'s medical
problems were so severe that he had to remain in foster care for
a few weeks after S.W. and K.M., Jr. were returned to their
parents to stabilize his condition.
home. On February 8, l990, defendants again voluntarily placed
S.W. and K.M., Jr. in foster care. Since that date, the children
have not been placed back into their parents' custody.
Defendants continued their parenting skills courses on an
irregular basis. DYFS filed a verified complaint to begin an abuse-or neglect proceeding seeking temporary custody of the three children under N.J.S.A. 9:6-8.2l to -8.73 and N.J.S.A. 30:4C-l2. At the abuse-or-neglect proceeding, DYFS presented the testimony of two caseworkers assigned to the family as well as testimony from the director of the Family Life Center. The trial court correctly applied the standard that "any determination that the child [has been abused or neglected] must be based on a
preponderance of the evidence" under N.J.S.A. 9:6-8.46b, and
found that the children had been abused or neglected. Its
findings included the following:
After a series of initial hearings, the trial court on July
l6, l99l, entered a final order of disposition continuing DYFS'
custody of the children.
On October 23, l99l, defendants appealed the abuse-or
neglect decision. By the time the matter was submitted to the
Appellate Division on November l6, l992, the children had been in
foster care nearly three years.
had participated in the initial abuse-or-neglect matter.
Different judges also presided over the two matters.
The court also found that DYFS worked extensively to reunite the
family, but that there was "literally no improvement!" And,
specifically with regards to R.M., the court noted that the
parents had not visited him since October l990 and that the
"positive transformation of R.M. since he has been in foster care
is quite remarkable." The final order for guardianship was filed
on April 20, l993. No appeal was taken from the order. Nor did
defendants ever seek a stay of the termination proceeding.
to entertain a prompt application to set aside its final
termination order, and found that the termination trial should
have been delayed until the child-abuse appeal had been
concluded. The Appellate Division entered that judgment despite
the fact that the termination matter was not before it and that
it had never reviewed the record in that trial.
Abuse-or-neglect and termination proceedings are brought under separate statutory schemes, require different burdens of proof, and allow for different remedies. The applicable statutes do not prohibit DYFS from bringing a termination proceeding while an abuse-or-neglect proceeding was pending in the court. Not only may DYFS bring such actions concurrently, but in many
instances DYFS in fact must bring concurrent actions to remain in
compliance with Title 30.
Therefore, either the action or the inaction of a parent, as is
the case here, may constitute grounds to find abuse or neglect.
neglect. The statute, in fact, offers a number of possible bases
on which to initiate a termination proceeding:
[N.J.S.A. 30:4C-l5.] As stated above, "a petition . . . may be filed" to terminate parental rights where one of the aforementioned criteria have been met. Ibid. (emphasis added). Therefore, a finding of abuse or neglect under Title 9 is only one of the bases on which DYFS or "any person or any association or agency,
interested in such child" may initiate a termination proceeding.
Ibid. Moreover, the statute makes clear that that is not the
only basis for such a petition, nor is it a requisite basis.
a. The child's health and development have
b. The parent is unwilling or unable to
c. The division has made diligent efforts
[N.J.S.A. 30:4C-15.1.]
The burden of proof under both statutes is also different.
The burden of proof in abuse-or-neglect proceedings is that any
determination of abuse or neglect must be based on a
preponderance of the evidence. N.J.S.A. 9:6-8.46. The burden of
proof in a Title 30 termination case, however, is the higher
clear-and-convincing-evidence standard. In re Guardianship of
J.C., l29 N.J. l, l0 (l992).
Recognizing the separate and distinct natures of Title 9 and
Title 30 proceedings, we conclude that they may proceed
independently of each other. That result also furthers the
important policy preference for the permanent placement of
children. In the Child Placement Bill of Rights Act, N.J.S.A.
9:6B-1 to -6, all children placed outside their homes by DYFS or
other agencies have the right to a placement plan "designed to
facilitate the permanent placement or return home of the child in
a timely manner." N.J.S.A. 9:6B-4j. The Legislature explicitly
recognized the benefits of permanent placement for children in
the Child Placement Act:
* * * *
d. The obligation of the State to recognize
[N.J.S.A. 30:4C-53.1.]
second time. N.J.S.A. 30:4C-53.3. Also, the "best interests"
test under N.J.S.A. 30:4C-15.1 requires finding that a delay of
permanent placement further harms a child. Case law also
supports the importance of permanency for children. See New
Jersey Div. of Youth & Family Servs. v. A.W.,
103 N.J. 59l, 610
(l986) (stating that permanence is important to nurturing child);
In re Guardianship of S.C., 246 N.J. Super. 414, 425 (App. Div.)
(finding that delay of permanent placement would "only work to
[child's] detriment"), certif. denied,
126 N.J. 334 (1991).
Although DYFS properly commenced both the Title 9 and Title 30 proceedings, its handling of both matters should have been better coordinated. This case should never have become so
complicated. In our recent decisions in New Jersey Division of
Youth and Family Services v. E.B. & D.W., ___ N.J. ___, ___
(l994) (slip op. at 6), and In re Guardianship of G.S. III, ___
N.J. ___, ___ (l994) (slip op. at l5), we discussed the overlap
of Title 9 and Title 30 in connection with the payment of
litigation expenses for indigent defendants. In E.B. & D.W.,
supra, we recognized that "DYFS's statutory mission is to protect
the health and welfare of the children of the State" and that it
does so under both Title 9 and Title 30. ___ N.J. at ___ (slip
op. at 5). We likewise recognized the "overlapping of Titles 9
and 30 causes occasional misunderstanding." Id. at ___ (slip op.
at 6). Specifically, referring to this case, we noted that
although termination of parental rights can occur without child
abuse and neglect, "such overlapping often occurs when child
abuse or neglect is involved in Title 30 parental-rights-termination cases." Ibid. In Guardianship of G.S. III, supra,
we noted the "unnecessary complexity introduced into the
disposition by the parallel but not congruent track of Title 9
and Title 30 proceedings." ___ N.J. at ___ (slip op. at l5).
we required lawyers to provide pro bono service. See R. 3:27-2.
Many times, therefore, different attorneys represent the
same defendants in two separate actions concerning their parental
rights. Defendants R.M. and K.M., Sr. were represented by
different counsel in all three proceedings: the abuse-or-neglect
proceeding, the termination proceeding, and, finally, the abuse-or-neglect appeal. Separate counsel not only made this matter
unnecessarily complicated but their lack of communication and the
resulting delays caused by both the parties and the courts in the
proceedings may also have caused irreparable damage to three
small children.
that a motion could be made either to stay or to dismiss that
appeal. Legislature could combine both avenues of child advocacy under a single title with a
single mandate to OPD to provide the
necessary representation. Any savings
thought to be achieved by current use of pro
bono lawyers may be diluted by the legal
manuevers required to sort out the differing
responsibilities of DYFS, OPD, the private
bar, and public-interest firms.
V
For the aforementioned reasons, we affirm the Appellate Division's affirmance of the court's finding of abuse and neglect, reverse the Appellate Division's reverse and remand of the trial court's grant of the custody application in the abuse-or-neglect matter, and reverse the Appellate Division's direction to the trial court in the termination proceeding to entertain a motion to vacate its order of termination. Justices Clifford, Handler, Pollock, O'Hern, and Stein join in this opinion. Chief Justice Wilentz did not participate.
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