STATE OF MINNESOTA
IN COURT OF APPEALS
C9-00-826
Mary Blatz, et al.,
Respondents,
vs.
Allina Health System, d/b/a
HealthSpan Transportation Services,
Appellant.
Filed February 6, 2001
Affirmed
Lansing, Judge
Scott County District Court
File No. C1997-11134
Chris A. Messerly, Gary L. Wilson, Anne E. Workman, Robins, Kaplan, Miller & Ciresi, L.L.P.,
2800 LaSalle Plaza, 800 LaSalle Avenue, Minneapolis, MN 55402 (for respondents)
Kay Nord Hunt, Lommen, Nelson, Cole & Stageberg, P.A., 1800 IDS Centre, 80 South Eighth
Street, Minneapolis, MN 55402; and
David C. Hutchinson, Mary H. Alcorn, Geraghty, O'Loughlin & Kenney, P.A., 1400 Ecolab
University Center, 386 North Wabasha Street, St. Paul, MN 55102-1308 (for appellant)
Steven R. Schwegman, William V. Faerber, Quinlivan & Hughes, P.A., 400 First Street South,
Suite 600, St. Cloud, MN 56302 (for amicus curiae Minnesota Defense Lawyers Association)
William M. Hart, Erica Gutmann Strohl, Meagher & Geer P.L.L.P., 4200 Multifoods Tower, 33
South Sixth Street, Minneapolis, MN 55402 (for amici curiae Minnesota Hospital and Healthcare
Partnership, Minnesota Medical Association, and Minnesota Medical Group Management
Association)
Thomas Fraser, Kathleen M. Miller, Fredrikson & Byron, P.A., 1100 International Centre, 900
Second Avenue South, Minneapolis, MN 55402-3397 (for amici curiae Minnesota Ambulance
Association and North Central EMS Institute)
Considered and decided by Peterson, Presiding Judge, Lansing, Judge, and Stoneburner, Judge.
S Y L L A B U S
I. When providing medical care, a paramedic exercises professional judgment and is subject to a
professional standard of care. But when trying to locate a home while responding to an emergency,
a paramedic is engaged in conduct for which professional judgment is not required and is thus
subject only to an ordinary-person standard of care.
II. Because a paramedic's conduct in trying to locate a home while responding to an emergency is
within a layperson's general knowledge, expert testimony is not required to establish the standard of
care.
III. An instruction on a pre-existing medical condition does not constitute fundamental error when
the jury is presented with alternative causation theories that do not involve shifting the burden of
proof.
O P I N I O N
LANSING, Judge
Allina Health System, doing business as HealthSpan Transportation Services, contracts to provide
paramedic and ambulance services to Jordan, Minnesota, and surrounding communities. A Scott
County jury found Allina negligent in responding to a 911 call from the Jordan home of Mary Blatz
and Patrick Sherman. The jury further found that Allina's negligence was a direct cause of Blatz's
substantial injuries. Allina moved for judgment notwithstanding the verdict or a new trial and also
requested a Schwartz hearing to inquire into the truthfulness of two jurors' voir dire responses. The
district court denied the motions, and Allina appeals, contending that the evidence does not support
a finding of negligence or causation and that the district court abused its discretion in excluding
evidence, denying a mistrial, and declining to hold a Schwartz hearing and erred in instructing the
jury. We affirm.
FACTS
In the summer of 1995, Mary Blatz lived at 18555 Halifax Lane in Jordan with her husband, Patrick
Sherman, and their two children. On the morning of June 18, 1995, shortly after awakening, Blatz
told Sherman she was having trouble breathing. Three days earlier, Blatz had had arthroscopic knee
surgery, for which she was taking antibiotics and pain medication. Blatz told Sherman she thought
he should call a doctor. Sherman asked whether he should call their family physician or 911, and
when Blatz did not immediately answer, Sherman dialed 911.
The Scott County 911 tape indicates that Sherman's call was received at approximately 8:50 a.m.
Sherman told the dispatcher that his wife was having severe chest pains in a bad way right now.
The dispatcher confirmed the family's address and telephone number, notified the Scott County
Sheriff's Office, and notified the HealthSpan dispatcher. The HealthSpan dispatcher, in turn, notified
HealthSpan paramedics, and the ambulance was en route at 8:53 a.m.
Blatz and Sherman's 13-year-old son, Lucas, alarmed at his mother's condition, independently
called 911 at 8:55 a.m. The Scott County operator transferred Lucas to the HealthSpan dispatcher.
Lucas took the phone to his father, and the dispatcher began giving Sherman pre-arrival
instructions. The dispatcher asked Sherman to count out loud the number of times that Blatz
breathed while the dispatcher watched the clock. When Sherman indicated that Blatz had not taken
a breath for 15 seconds, the dispatcher instructed Sherman to begin giving Blatz CPR. Sherman had
just begun administering CPR when Scott County Deputy Brian Wondra arrived between 9:03 and
9:04 a.m. Sherman testified that up to the time the deputy arrived, Blatz was breathing, but taking
deep, labored breaths.
The deputy had not previously driven to the end of the lane where the Blatz-Sherman house is
located, but had no problem finding the house. On arrival, he made a primary survey of Blatz's
condition and determined that she was not breathing and had no heartbeat. Because the
positive-pressure airway mask was missing from the deputy's oxygen kit, he could not administer
oxygen to Blatz. Instead, he and Sherman continued to perform CPR until the paramedics arrived.
The paramedics did not have a problem locating Halifax Lane. They turned on Halifax and
proceeded north toward the Blatz-Sherman house. Halifax extends north from 190th Street for
approximately one-half mile and has four driveways marked by mailboxes. The address numbers
are in decreasing order as one travels north on Halifax, going from 18856 to 18681 to 18595 to
18555, the Blatz-Sherman number. When the paramedics arrived at the third mailbox, they could
not see the Blatz-Sherman mailbox, which was about 260 feet ahead of them in a cul-de-sac, but
they could see the cul-de-sac. To see the mailbox and the post with the house numbers, they would
have had to proceed about 50 feet past the third mailbox.
The paramedics concluded that Halifax Lane ended at the cul-de-sac and thought they had missed
the Blatz-Sherman driveway. Their map was not helpful because it showed Halifax Lane ending in a
straight line at the top of the page. The paramedics knew that the numbers generally decreased as
they went north, but apparently misread the first mailbox on Halifax Lane and thought either the
houses were not numbered in the usual order or they had the wrong address. Rather than
proceeding to the end of Halifax and turning around in the cul-de-sac, the paramedics did a
three-point turn and started south on Halifax toward 190th Street. They saw no mailbox with the
18555 number, but continued out onto 190th and turned east to check the address of a house on a
lane off 190th Street. They also called the dispatcher to confirm the Blatz-Sherman address.
The paramedics determined that the house on 190th was not the Blatz-Sherman house. The
dispatcher confirmed that 18555 Halifax was the right address and told them the house must be
between 190th and the end of Halifax Lane. They proceeded back down Halifax, and this time they
continued all the way to the cul-de-sac. Once they turned into the cul-de-sac, they could see the
Blatz-Sherman mailbox, the driveway, and the deputy's car.
The paramedics estimated the diversion took about one and one-half minutes. A neighbor who saw
the ambulance pass by testified the diversion took between three and five minutes. Another
neighbor who also saw the ambulance testified the time elapsed by the diversion was at least two
minutes. Mary Blatz's sister, Aimee Blatz, testified that one of the paramedics said at the hospital
that the navigation error took maybe about four minutes.
When the paramedics arrived at the house between 9:08 and 9:09 a.m., Blatz still had no heartbeat
and was not breathing. The paramedics inserted an oropharyngeal airway and gave Blatz 100%
oxygen; they also established an IV line. One paramedic testified that within three minutes of their
arrival, the monitor showed perfusionthat the heart was pumping and the blood was flowing. The
other paramedic testified that Blatz's color improved within 30 to 60 seconds and her pulse returned
within one to two minutes.
Blatz remained in a coma for approximately four weeks. No one has been able to determine what
caused her initial cardiopulmonary arrest. But the arrest caused an anoxic brain injury that resulted
in a severe loss of mental and physical capacity. Blatz is permanently disabled, is incapable of caring
for herself, and lives in a nursing home. The medical evidence uniformly indicated that her condition
will not improve. By January 2000, Blatz had incurred medical expenses of about $469,000.
Blatz's theory of recovery at trial was that Allina's employees were negligent because a reasonably
prudent driver would have gone the short distance further to a clearly visible turnaround or
cul-de-sac, where the Blatz-Sherman address was clearly displayed on the mailbox post, rather
than make a three- or four-point turnaround in the middle of the street and go back to 190th
Street. On the damage issue, Blatz's witnesses included a physician who works as assistant director
of a hospital's emergency department. The witnesses testified that if the paramedics had not been
delayed for the time it took to drive to 190th Street and back, they would have arrived at the
Blatz-Sherman household approximately two to five minutes earlier. According to the physician's
testimony, this time period was within the window of opportunity in which Blatz could have been
revived and irreversible brain damage could have been prevented.
Allina's defense theory rested on the testimony of two expert witnesses, a physician specializing in
neurology and a physician specializing in pulmonary and respiratory disorders. Both expressed the
opinion that the irreversible brain damage was complete before the deputy's arrival, and thus the
paramedics' initial inability to locate the house had no effect on the brain injury Blatz suffered. On
the breach-of-duty issue, Allina offered the testimony of two expert witnesses on professional
standards of ambulance drivers, but the court excluded the evidence after ruling that the allegedly
negligent conduct was within the knowledge of laypersons.
During trial, Allina moved for a mistrial, alleging that the testimony of Aimee Blatz on the
paramedic's statement that the diversion took four minutes was not properly disclosed to Allina. At
the close of Blatz's case-in-chief, Allina moved for a directed verdict. The district court denied both
motions.
The jury found that Allina was negligent in responding to the 911 call and that this negligence was a
direct cause of Blatz's injuries. Allina brought posttrial motions for JNOV and a new trial. Allina
also requested a Schwartz hearing to determine if two jurors had truthfully answered voir dire
questions. The district court denied the motions, and Allina appealed. On appeal, although Allina
challenges a jury instruction relating to damages, it does not dispute the jury's $11 million damage
award.
ISSUES
I. Is Allina entitled to judgment notwithstanding the verdict because Blatz failed to establish the
applicable standard of care or causation?
II. Is Allina entitled to a new trial because the district court either abused its discretion in excluding
(a) expert evidence on the standard of care for ambulance drivers and paramedics or (b) evidence
on the alleged negligence of Scott County Deputy Sheriff Wondra, or erred in instructing the jury on
(a) negligence or (b) a pre-existing medical condition?
III. Did the district court abuse its discretion in failing to declare a mistrial for failure to disclose the
content of a late-noticed witness's testimony?
IV. Did the district court abuse its discretion in denying Allina a Schwartz hearing to inquire into the
truthfulness of two jurors' voir dire responses?
ANALYSIS
I
Allina first claims it is entitled to JNOV because Blatz failed to establish a prima facie case of
negligence. Judgment notwithstanding the verdict is proper when a jury verdict has no reasonable
support in fact or is contrary to the law. Diesen v. Hessburg, 455 N.W.2d 446, 452 (Minn.
1990). Whether to grant JNOV presents an issue of law, but the analysis admits every inference
reasonably to be drawn from the evidence, and an order denying JNOV should stand unless the
evidence is practically conclusive against the verdict. Seidl v. Trollhaugen, Inc., 305 Minn. 506,
507, 232 N.W.2d 236, 239 (1975). The same standard applies whether the issue is raised by
motion for directed verdict or motion for JNOV. Dean v. Weisbrod, 300 Minn. 37, 41, 217
N.W.2d 739, 742 (1974). The appellate courts must consider the evidence in the light most
favorable to the prevailing party, and the jury's verdict must stand if it can be sustained on any
reasonable theory of the evidence. Id. at 42, 217 N.W.2d at 742.
Standard of Care
Allina contends that Blatz failed to establish a prima facie case of negligence because Blatz did not
present expert testimony establishing either the appropriate standard of care for the paramedics or
its breach. Allina argues that because ambulance drivers and paramedics are professionals, their
conduct should be measured not under the reasonable-person standard, but under the standard
professionals would be held to under like circumstances.
In their requested jury instructions, both Blatz and Allina included CIVJIG 25.10, the
reasonable-person instruction, rather than an instruction defining the higher standard of care
applicable to professionals. See 4 Minnesota Practice, CIVJIG 25.10 (1999). But during
in-chambers discussions on the first morning of trial, Allina's counsel, in a discussion on the
admissibility of Blatz's expert testimony defining the role of paramedics, indicated he was
considering submitting a supplemental jury instruction encompassing more than straight negligence.
In an in-chambers discussion two days later, Allina's counsel, objecting to the court's ruling that
expert testimony was unnecessary to determine whether the paramedics had breached their duty,
again referred to a supplemental jury instruction having to do with [the] behavior of paramedics.
Near the close of Blatz's case, Allina submitted a supplemental jury-instruction request. Allina
patterned its requested instruction after CIVJIG 80.10, which defines the standard of care for
doctors or dentists. 4A Minnesota Practice, CIVJIG 80.10 (1999). But unlike the standard
instruction for doctors and dentists, which provides that a failure of a treatment is not negligence if
the treatment was an accepted treatment, Allina's proposed instruction stated that an unsuccessful
decision made during emergency services is not negligence if the decision was acceptable based on
the information the paramedic had, or should reasonably have had, when the decision was made.
Allina preserved its right to argue the issue on appeal by submitting the supplemental instruction. The
alleged failure to present a prima facie case was also the basis on which Allina moved for a directed
verdict. Allina initially raises the standard-of-care issue as a structural error that improperly allowed
Blatz's claim to go to the jury despite a failure to present a prima facie case of negligence.
Negligence is a departure from a standard of conduct required by the law for the protection of
others against unreasonable risk of harm. Seim v. Garavalia, 306 N.W.2d 806, 810 (Minn.
1981) (quoting William L. Prosser, Contributory Negligence as a Defense to Violation of a
Statute, 32 Minn. L. Rev. 105, 110 (1948)). Generally, negligence claims present questions of fact
not susceptible to summary adjudication. Illinois Farmers Ins. Co. v. Tapemark Co., 273
N.W.2d 630, 633-34 (Minn. 1978). But the standard of care presents a question of law because it
defines a legal obligation to be determined only by the court and from which the jury may not
deviate. W. Page Keeton, Prosser and Keeton on the Law of Torts § 37, at 236 (5th ed. 1984).
An ordinary person has a duty to do what a reasonable person would do under the same or similar
circumstances. Id. A person providing professional services, however, is under a duty to exercise
such care, skill, and diligence as persons in that profession ordinarily exercise under like
circumstances. City of Eveleth v. Ruble, 302 Minn. 249, 253, 225 N.W.2d 521, 524 (1974).
Some professionals are customarily held to a professional standard of care. See, e.g., Atwater
Creamery Co. v. Western Nat'l Mut. Ins. Co., 366 N.W.2d 271, 279 (Minn. 1985) (insurance
agents); Gammel v. Ernest & Ernst, 245 Minn. 249, 253, 72 N.W.2d 364, 367 (1955)
(accountants); Harris v. Wood, 214 Minn. 492, 498, 8 N.W.2d 818, 821-22 (1943) (dentists);
Getchell v. Hill, 21 Minn. 464, 464 (1875) (medical doctors). But other professionals are not
subject to that higher standard of care. See, e.g., Fallin v. Maplewood-N. St. Paul Dist. No. 622,
362 N.W.2d 318, 321 (Minn. 1985) (woodworking instructor had duty to use only due care in
supervising students using machine-shop equipment); Steinbrecher v. McLeod Coop. Power
Ass'n, 392 N.W.2d 709, 713 (Minn. App. 1986) (We believe that painters are too diverse a
group to hold to rigid professional standards.).
Only one published Minnesota case involves an ambulance driver's or paramedic's negligence.
Schneider v. Buckman, 412 N.W.2d 787, 790 (Minn. App. 1987), rev'd on other grounds, 433
N.W.2d 98 (Minn. 1988). But Schneider is distinguishable from this case because (a) it involved
allegations of negligence in transporting a person with a spinal-cord injury, conduct that is more
closely related to the provision of patient care than navigating in search of an address; and (b) the
parties in Schneider agreed that ambulance personnel are medical personnel for the purpose of
determining the proper standard of care. Id.
Courts in other jurisdictions have decided negligence claims involving paramedics and ambulance
drivers, but most of these decisions grew out of accidents in which an ambulance collided with a
vehicle or another object. In these cases, courts have held that the driving conduct of ambulance
personnel is subject only to an ordinary standard of care. See, e.g., Lee v. Mitchell Funeral Home
Ambulance Serv., 606 P.2d 259, 261 (Utah 1980) (concluding that in collision of ambulance with
cow, ambulance driver owed patients and other persons riding in ambulance a duty to exercise due
or ordinary care).
This application of the ordinary standard of care to claims that do not involve medical expertise is
consistent with cases in other jurisdictions that subject medical professionals to a reasonable-person
standard of care when not furnishing medical treatment to patients, but subject them to the
heightened standard applied in medical-malpractice actions when engaged in conduct requiring
medical judgment or training or involving scientific judgments. See, e.g., Lyon v. Hasbro Indus.,
Inc., 509 N.E.2d 702, 706 (Ill. App. Ct. 1987) (holding that claim that
emergency-medical-services provider failed to provide equipment necessary to render emergency
care during transportation to hospital was medical-malpractice claim, but claim that company failed
to adequately service and maintain ambulance was ordinary-negligence claim); Bleiler v. Bodnar,
479 N.E.2d 230, 236 (N.Y. 1985) (holding that claims against hospital and nurse for failure to
identify metal fragment in eye were properly treated as medical-malpractice claims, but claims
against hospital for failure to provide competent emergency medical personnel and to promulgate
regulations related to patient care were negligence claims); Smith v. Pasquarella, 607 N.Y.S.2d
489, 491 (N.Y. App. Div. 1994) (holding that claim that doctor manipulated patient's leg in manner
causing injury was medical-malpractice claim, but claim that doctor removed patient's crutches from
her reach thus forcing her to hop across the room to retrieve them was ordinary-negligence claim);
Zellar v. Tompkins Community Hosp., Inc., 508 N.Y.S.2d 84, 86 (N.Y. App. Div. 1986)
(concluding that medical-malpractice standard of care applied to whether hospital staff responded
to patient call for assistance in timely manner and general-negligence standard of care applied to
allegation that hospital failed to maintain adequate staff for patient care).
Minnesota courts have adopted a comparable analytical structure in disputes over whether a
particular claim is subject to the medical-malpractice statute of limitations or the general-negligence
statute of limitations. Typically, a claim is subject to the medical-malpractice statute of limitations if it
involves negligent conduct that is connected to a person's professional licensure. See Kaiser v.
Memorial Blood Ctr. of Mpls., Inc., 486 N.W.2d 762, 767 (Minn. 1992). In Kaiser, the court
held that a claim against a blood bank was subject to the general-negligence statute of limitations not
only because blood banks were not expressly listed as a class of defendants under the
medical-malpractice statute, but also because the alleged negligence involved administrative or
standardizing functions for which a professional license was not required. Id. at 766, 768. The court
thus drew an important analytical distinction between malpractice by professionals acting pursuant
to their professional licensure [and] negligence based on conduct for which a professional licensure
is not required. Id. at 767.
Minnesota courts have applied the Kaiser distinction in other cases. See Henderson v. Allina
Health Sys., 609 N.W.2d 7, 9 (Minn. App. 2000) (concluding that hospital employee's decision
not to raise patient's bed rails required a medical judgment and thus amounted to medical
malpractice rather than ordinary negligence), review denied (Minn. June 13, 2000); D.A.B. v.
Brown, 570 N.W.2d 168, 171 (Minn. App. 1997) (classifying claim that physician breached
fiduciary duty by taking kickbacks from drug companies for prescribing certain drugs as
medical-malpractice claim because scheme was dependent on the medical diagnosis, treatment and
care of the patients).
Minnesota law requires persons who operate ambulance services to be licensed. See Minn. Stat. §
144E.10, subd. 1 (2000). It also requires ambulance-service employees such as first responders to
register and to complete several requirements, including specialized training programs, to obtain and
keep their employment. See Minn. Stat. § 144E.27 (2000). But with respect to operating
ambulances on public roadways, Minnesota statutes impose only a duty to drive with due regard for
the safety of others on the roadways, a duty consistent with the standard of ordinary negligence for
non-treatment-related conduct such as driving. Minn. Stat. § 169.17 (2000).
Relying on the distinction demonstrated by Kaiser, we conclude that when paramedics furnish
medical treatment to a patient, a medical or professional standard of care should apply. But when
paramedics are performing functions not requiring professional training or judgment, such as using
an address to locate a home when responding to an emergency, then a heightened standard of
professional care is not required. Blatz predicated her negligence claim on conduct that did not
involve medical judgment or training. Thus, the district court did not err in determining that the
standard of care applicable in this narrow fact situation should be that of a reasonable person and
not that of a medical professional.
Allina further argues that because Blatz's attorney focused on Allina's internal procedures in his
closing argument, these procedures became the standard of care. In cross-examination, a
HealthSpan dispatcher testified that Allina's goal in rural areas is to have paramedics at an
emergency scene within 15 minutes of the 911 call in 90% of the cases. In this case, it took the
paramedics 17 to 18 minutes to arrive at the Blatz-Sherman house.
Allina argues that its 15-minute internal goal became the standard of care because Blatz's counsel
used it that way in his closing argument. We do not condone counsel's references to this 15-minute
criterion in his final argument. But Allina's attorney did not object to questions relating to the
criterion, did not request that Blatz's attorney be prohibited from referring to those answers in
closing argument, did not object when the references were made in final argument, and did not
request a curative instruction. Counsel's statements in final argument, to which there was no
objection, do not retrospectively define the standard of care. The standard of care is a legal issue
and was properly determined by the district court and stated in the jury instructions. To the extent
that Allina concluded that references to its internal response goal may have suggested a heightened
standard of care, its remedy was to preserve its objection at trial. Allina did not preserve its
objection and may not overcome that failure by recasting an evidentiary issue as a definition of the
standard of care.
Allina's final argument on the negligence standard is that because the paramedics arrived at the
Blatz-Sherman house within 30 minutes travel time at maximum allowable speeds, they are not
negligent as a matter of law. See Minn. R. 4690.3400, subp. 3(C) (1999) (defining maximum size
of service area in smaller cities). We reject this argument for two reasons. First, as the district court
observed, the purpose of the rule is to define the maximum size of the service area. The rule could
not reasonably be construed to dictate the standard of care, for instance, for responding to calls
from houses within one block of the ambulance service. Second, as a general matter, a person's
compliance with a statute or ordinance regulating conduct is not conclusive proof that the person
exercised due care. Blasing v. P. R. L. Hardenbergh Co., 303 Minn. 41, 49, 226 N.W.2d 110,
115 (1975). The administrative rule does not establish the standard of care in this case.
Causation
Allina also argues that Blatz and Sherman failed to prove that Allina's negligence caused Blatz's
injury. The district court found that Blatz satisfied the burdens of proof and production on causation.
For a party's negligence to be the proximate cause of an injury, the act [must be] one which the
party ought, in the exercise of ordinary care, to have anticipated was likely to result in injury to
others, even though the party could not have anticipated the particular injury which did happen.
Lubbers v. Anderson, 539 N.W.2d 398, 401 (Minn. 1995) (citations omitted). The plaintiff must
show that the defendant's conduct was a substantial factor in bringing about the injury. Id. (citation
omitted). Proximate cause is usually a question of fact for the jury. Id. at 402. But proximate cause
can become a question of law if reasonable minds can come only to one conclusion. Id.
Allina argues that Blatz failed to prove causation because Blatz's expert, Dr. Frederic Condo, did
not explicitly state that had the paramedics given Blatz supplemental oxygen three minutes earlier,
Blatz would have suffered no brain injury. Condo's testimony, however, includes equivalent
statements throughout. Relying on his work in emergency rooms, caring for cardiac patients,
providing emergency helicopter air-transport service, teaching paramedics, and providing
ambulance service, Condo testified that (a) the paramedics played a substantial part or role in
[Blatz's] brain injury * * * because of the delay; (b) [e]very second is critical because the brain,
when deprived of oxygen, is extremely sensitive; (c) there's only a certain window within which
the brain must be reperfused and reoxygenated or irreversible damage will occur; (d) the period
for which the brain can be without oxygen before permanent damage occurs is five minutes; (e) if
persons are resuscitated within the five-minute window, the outcome is [u]sually good, without any
perceptible irreversible brain damage; and (f) the longer * * * outside [the] 5-minute window
resuscitation occurs, the more irreversible brain damage occurs.
Allina argues that it is conjecture that the paramedics' actions, rather than the administration of CPR
or some unknown cause, resulted in Blatz's reperfusion. But Condo premised his opinion on fact
statements from witnesses who were observing and monitoring Blatz. It is well established that an
opinion of a medical expert witness based on an adequate factual foundation is not conjecture, and
the expert is permitted to make legitimate inferences, which have probative value in determining
disputed fact questions. Hiber v. City of St. Paul, 219 Minn. 87, 91, 16 N.W.2d 878, 880
(1944).
On adequate facts, causation is ultimately a jury issue. Lubbers, 539 N.W.2d at 402. As a
reviewing court, we do not determine which experts we would have believed, but whether the jury
had adequate facts to support its finding of causation. The record provides an adequate basis for
the jury's finding. The district court did not abuse its discretion in denying a directed verdict or
JNOV.
II
Allina alternatively argues that it is entitled to a new trial because of evidentiary and jury-instruction
errors. The granting of a new trial rests largely within the district court's discretion, and reversal is
warranted only when the district court's decision involves a violation of a clear legal right or a
manifest abuse of discretion. State Farm Fire & Cas. v. Short, 459 N.W.2d 111, 114 (Minn.
1990); Templin v. Crestliner, Inc., 263 Minn. 149, 151, 116 N.W.2d 178, 180 (1962).
Claimed Evidentiary Errors
Allina alleges that two evidentiary errors require a new trial. First, Allina contends that the exclusion
of expert testimony defining a paramedic's role violated its due process right to present a defense.
Second, Allina maintains that the district court abused its discretion in excluding evidence on
Wondra's failure to have a complete oxygen kit. We disagree.
In preliminary discussions at the beginning of trial, the court, ruling on objections to deposition
testimony, attempted to ascertain the specific basis for Blatz's negligence claim. Blatz's attorney
stated that the claim was not based on inadequate medical training or medical care but rather on the
paramedics' driving conduct in failing to go to the cul-de-sac at the end of Halifax and instead
turning around in the middle of the road and driving back to 190th Street. Relying on Blatz's
attorney's description of Blatz's claim, the district court ruled that expert testimony was not required
because the issues Blatz's claim raised were within the jury's common understanding. This is not a
matter of expertise. All the people on the jury drive. Allina later made an offer of proof indicating
that both experts were prepared to testify to the standard of care for paramedics in responding to
emergency situations.
The decision to allow expert testimony is within the district court's sound discretion and will not be
reversed unless the court misapplies the law or abuses its discretion. Uselman v. Uselman, 464
N.W.2d 130, 138 (Minn. 1990). To require a new trial, the exclusion of evidence must be both an
abuse of discretion and prejudicial. Id.
Allina's claim that the exclusion of its expert witnesses amounts to a due process violation
reconfigures the standard of review and has no basis in Minnesota law. Allina has provided no
cases that support its theory. Certainly the right to a trial includes, among other rights, the right to be
heard, to produce witnesses, and to examine and cross-examine witnesses. State ex rel. Spurck v.
Civil Serv. Bd., 226 Minn. 240, 247, 32 N.W.2d 574, 579 (1948). But it does not include an
absolute right to present expert testimony.
Instead, whether expert testimony is required depends on the nature of the question to be decided
by the trier of fact and on whether technical or specialized knowledge will assist the trier of fact.
Bernloehr v. Central Livestock Order Buying Co., 296 Minn. 222, 225, 208 N.W.2d 753, 755
(1973); see Minn. R. Evid. 702 (setting forth standard for admitting expert testimony). When a
claim is predicated on conduct subject to a professional standard of care, expert evidence is
generally required to support the claim. Hestbeck v. Hennepin County, 297 Minn. 419, 424, 212
N.W.2d 361, 364 (1973). But expert testimony is not necessary when the issues are within an
area of common knowledge. Id. (holding no expert testimony necessary to support claim that
surgeon negligently left sponge in patient after gallbladder surgery because the error fell within an
area of common knowledge and developing lay comprehension of medical techniques).
The district court concluded that whether the paramedics were negligent in locating a house in
response to an emergency call was a question largely within the jury's knowledge and experience.
The court thus ruled that expert testimony was not necessary. This ruling is consistent with our
earlier conclusion that the district court appropriately instructed the jury on the reasonable-person
standard of care. The district court thus did not abuse its discretion in excluding expert testimony.
Allina also alleges the district court erred in excluding evidence of the deputy's conduct in
responding to the call. Blatz initially sued Scott County as well as Allina. But the district court
granted summary judgment to Scott County, concluding that the public-duty doctrine precluded
liability. This court affirmed. See Blatz v. Allina Health Sys., No. C5-98-1082 (Minn. App. Dec.
29, 1998), review denied (Minn. Apr. 20, 1999).
Allina does not advance any theory under which Scott County would be liable for Blatz's injuries.
Instead, Allina asserts that the jury should have been allowed to consider the paramedics'
reasonable assumption that the deputy was at the Blatz-Sherman house before they arrived and that
he was administering oxygen to Blatz.
Evidentiary rulings are within the district court's sound discretion and will not be reversed absent an
abuse of discretion. Jenson v. Touche Ross & Co., 335 N.W.2d 720, 725 (Minn. 1983).
Reversible evidentiary error must be both an abuse of discretion and prejudicial. Id.
The district court excluded evidence of the deputy's failure to have a complete oxygen kit because it
concluded that any relevance was substantially outweighed by the danger of unfair prejudice and
jury confusion. See Minn. R. Evid. 403; see also Albert v. Paper Calmenson & Co., 515
N.W.2d 59, 68 (Minn. App. 1994) (excluding evidence relating to a dismissed third party's
possible negligence was proper because the evidence would have misled the jury), aff'd as
modified, 524 N.W.2d 460 (1994). Because Allina has advanced no supportable theory that Scott
County could be held liable for the injuries, additional evidence on the deputy's conduct would not
reasonably have helped the jury and could have caused confusion. Also, because the jury heard
evidence that the deputy was at the Blatz-Sherman home and assisted Sherman in giving Blatz CPR,
there is no evident prejudice. Allina is not entitled to a new trial because evidence of the deputy's
conduct was excluded.
Jury Instructions
Allina argues that the district court's jury instructions on negligence and a pre-existing condition
constitute error. District courts have considerable latitude in selecting language used in the jury
charge and in determining the propriety of a specific instruction. Alholm v. Wilt, 394 N.W.2d 488,
490 (Minn. 1986). To determine whether an instruction constitutes error, the instructions must be
read as a whole, keeping in mind the evidence in the case. Lindstrom v. Yellow Taxi Co., 298
Minn. 224, 229, 214 N.W.2d 672, 676 (1974). If the charge as a whole properly states the law,
this court will not reverse simply because the objecting litigant preferred other language. Alholm,
394 N.W.2d at 490. Errors in jury instructions are not grounds for a new trial unless the error is
prejudicial. Lewis v. Equitable Life Assurance Soc'y of the United States, 389 N.W.2d 876,
885 (Minn. 1986).
First, Allina argues that the district court's use of jury instructions setting forth the general definitions
of reasonable care and negligence improperly prejudiced the jury. We have addressed this issue
in conjunction with Allina's JNOV and due process arguments. Because we have concluded that the
appropriate standard of care to be applied to the paramedics' conduct is the reasonable-person
standard, the court's instruction was not erroneous.
We further observe that the instruction Allina requested in lieu of the reasonable-care instruction the
court gave demonstrates the difficulty of imposing an expert standard of care on these facts. In
attempting to adapt the medical-malpractice instruction, Allina could find no ready substitute for the
failure of an accepted treatment that is excluded from the definition of negligence in the
medical-malpractice standard. See 4A Minnesota Practice, CIVJIG 80.10 (1999). Instead, the
instruction proposed that an unsuccessful treatment decision is not negligent if the decision was
acceptable. But the proposed instruction did not indicate to which professional community the
decision must be acceptable. As such, it did not accurately state the law. A district court acts within
the range of discretion by rejecting a jury instruction that does not accurately state the law. See
Alholm, 394 N.W.2d at 490 (rejecting an instruction that standard should be the highest degree of
care, when proprietor only had a duty to exercise reasonable care).
Second, Allina alleges that the district court's instruction on a pre-existing condition, based on
CIVJIG 91.40, misstates the law. See 4A Minnesota Practice, CIVJIG 91.40 (1999). As a
threshold matter, the record discloses that although Allina objected to the use of this instruction in
posttrial motions, it did not object before the jury was charged. Instead, Allina's counsel asked for
and received changes in the instruction's wording.
When a litigant fails to object to an instruction before the jury begins its deliberations, appellate
review is limited to whether the instruction contains an error of fundamental law. Kallevig v.
Holmgren, 293 Minn. 193, 198 n.6, 197 N.W.2d 714, 718 n.6 (1972); see also Minn. R. Civ. P.
51 (An error in the instructions with respect to fundamental law or controlling principle may be
assigned in a motion for a new trial although it was not otherwise called to the attention of the
court.). To constitute fundamental error, the instruction must destroy the substantial correctness of
the charge considered as a whole, cause a miscarriage of justice, or result in substantial prejudice on
an issue that is vital to the litigation. Clifford v. Peterson, 267 Minn. 142, 145, 149 N.W.2d 75,
77 (1967).
Although Allina now objects to the entire instruction, its argument is directed to the last sentence of
the instruction. Joined by amici curiae, Allina argues that the last sentence impermissibly shifts the
burden of proving causal damages from the plaintiffs to the defendants. The instruction given at trial
reads:
Now, there is evidence that Mary Blatz had a pre-existing medical condition prior
to the arrival of the Allina ambulance. Allina Health Systems is liable only for the
damages that you find to be directly caused by the negligence, if any. If you cannot
separate damages caused by the pre-existing medical condition from those
caused by Allina's negligence, if any, then Allina is to be held liable for all of
the damages.
4A Minnesota Practice, CIVJIG 91.40 (1999) (emphasis added). Although this instruction is
based on CIVJIG 91.40, it differs from the standard CIVJIG form in that it refers to damages
caused by Allina's negligence, rather than damages caused by the accident.
CIVJIG 91.40 is intended to take the place of CIVJIG 163 from the 1986 edition of the Jury
Instruction Guides, which read:
A person who has a defect or disability at the time of an accident is nevertheless
entitled to damages for any aggravation of such pre-existing condition, even though
the particular results would not have followed if the injured person had not been
subject to such pre-existing condition. Damages are limited, however, to those
results which are over and above those which normally followed from the
pre-existing condition, had there been no accident.
4 Minnesota Practice, CIVJIG 163 (1986).
The principles expressed in the new instruction's last sentence are drawn in part from the rules
apportioning liability contained in the Restatement (Second) of Torts §§ 433A & 433B (1965). The
restatement's central apportionment rule is that damages may be apportioned among causes when
the causes have combined to bring about a single harm if the harm is capable of reasonable division.
Restatement, supra, § 433A. The rule provides for liability apportionment among at-fault
defendants and also for damage apportionment among innocent causes such as the plaintiff's
conduct, a force of nature, or a pre-existing condition. Id. & cmts. a, e.
Minnesota adopted the Restatement concept of apportioning liability among at-fault defendants in
Mathews v. Mills, 288 Minn. 16, 22, 178 N.W.2d 841, 845 (1970). Analyzing liability for a
passenger's injuries in a multiple-impact collision, the court held that unless the damage caused by
each [tortfeasor] is clearly separable, permitting the distinct assignment of responsibility to each,
each is responsible for the entire damage. Id. at 21, 178 N.W.2d at 844 (quotation omitted). The
burden of proving that the harm is capable of being divided lies with each defendant who contends it
can be divided. Id. at 22, 178 N.W.2d at 845. If the court determines the harm is divisible, the
actual apportionment is a fact question for the jury. Id. at 22-23, 178 N.W.2d at 845. The court,
relying on principles of joint and several liability, reasoned that placing the burden of proof on the
defendant is a result of a choice made as to where a loss * * * shall fallon an innocent plaintiff or
on defendants who are clearly proved to have been at fault. Id. at 22, 178 N.W.2d at 845.
CIVJIG 91.40 extends beyond Mathews in two significant ways. First, it treats aggravation of an
injury as an apportionable cause. Thus it embraces the second part of section 433A by apportioning
harm not just among at-fault defendants, but between a pre-existing condition and an at-fault
defendant. Second, it places the burden of proof for the apportionment of aggravation on the
at-fault defendant. Because the apportionment of aggravation of an injury is not between two
at-fault defendants, as in Mathews, but rather between a pre-existing condition and an at-fault
defendant, the principles underlying joint and several liability have thus been extended to
circumstances in which they do not apply.
There is precedent in other states for placing the burden of proof on the at-fault defendant when
apportioning damages between an at-fault defendant and an innocent or pre-existing cause. See,
e.g., Newbury v. Vogel, 379 P.2d 811, 813 (Colo. 1963) (holding that defendant was responsible
for the entire damage when court found it impossible to apportion between damages from accident
and damages from pre-existing arthritic condition); Lovely v. Allstate Ins. Co., 658 A.2d 1091,
1092 (Me. 1995) (holding that defendant was liable for all damages to plaintiff's elbow when court
was unable to apportion injuries between accident and pre-existing fracture); David v. DeLeon,
547 N.W.2d 726, 730 (Neb. 1996) (concluding that burden of apportioning damages resulting
from tort and from pre-existing medical conditions rests squarely on the defendant); Bigley v.
Craven, 769 P.2d 892, 898 (Wyo. 1989) (holding that jury should be instructed that if it is unable
to apportion plaintiff's damages among a pre-existing disability and a condition caused by an
accident, then the defendant is liable for the entire damages). See generally Dan B. Dobbs, The
Law of Torts § 174, at 425 (2000); W. Page Keeton, Prosser and Keeton on The Law of Torts
§ 52, at 349 (5th ed. 1984).
The use note for CIVJIG 91.40 explains that the plaintiff has the burden of proving the extent of his
or her damages, but the defendant has the burden of apportioning damages. The use note's
explanation of burdens relies on language in Canada by Landy v. McCarthy, 567 N.W.2d 496,
507-08 (Minn. 1997). The Eighth Circuit Court of Appeals has also read Canada to impose on
defendant the burden of proving that damage caused by other factors is divisible and, if so, the
amount of the damage to be apportioned. See Jenson v. Eveleth Taconite Co., 130 F.3d 1287,
1293-95 (8th Cir. 1997) (discussing limitation of damages for aggravation as apportionment).
Jenson ultimately concluded that apportionment did not apply because plaintiff's psychological
condition was not a pre-existing condition but a vulnerability addressed by the eggshell skull
principle. Id. at 1295.
We read Canada as an application of the doctrine stated in Mathews that when two or more
at-fault defendants have a substantial part in causing harm to the plaintiff, and one or more of the
defendants seeks to limit liability by apportioning the harm, the burden is on each defendant seeking
limitation to prove both that the harm is divisible and the amount of the divided harm for which each
is not liable. Although some language in Canada has been read more broadly, the facts of that case
involved only damage apportionment among at-fault defendants. We do not read Canada to extend
a defendant's burden of proof to apportionment between an at-fault defendant and an innocent or a
pre-existing cause.
This allocation of the burden of proof is consistent with the restatement. Although the restatement
recognizes that damages may be apportioned between innocent conduct and at-fault defendants, it
does not place a burden on a defendant to prove divisibility or the limit of a defendant's own liability
unless two or more actors are involved. See Restatement, supra, § 433B(2), (3) (placing
apportionment burden of proof on two or more actors who have combined to cause harm to
plaintiff). Comment (g) specifically provides that the failure-of-proof provisions in § 433B(3) apply
only when each of two or more actors has been proved to be at fault (rule has no application to
cases of alternative liability when no proof that the conduct of one or more actor has been
tortious).
CIVJIG 91.40 is an ambitious attempt to synthesize aggravation, pre-existing disability, pre-existing
medical condition, and apportionment. The terms do not all have precise definitions, and the lack of
definition contributes to making the scope of the instruction too broad. With some rewording, the
instruction may be a correct statement of the law in a case apportioning damage among two or
more defendants whose combined conduct causes a plaintiff harm. But applying the instruction to
aggravation of a pre-existing medical condition to apportion damage between that pre-existing
condition and an at-fault defendant not only extends Minnesota law but also conflicts with existing
caselaw. See Leubner v. Sterner, 493 N.W.2d 119, 122 (Minn. 1992) (concluding that while
plaintiff must prove that accident caused injury and aggravated a pre-existing condition, the measure
of damages is the pain and disability over and above pre-accident pain and disability); Schore v.
Mueller, 290 Minn. 186, 189-90, 186 N.W.2d 699, 701 (1971) (concluding that plaintiff entitled
to recover proved damages for aggravation of pre-existing injury, limited, however, to those
damages caused by defendant's negligence); Nelson v. Twin City Motor Bus Co., 239 Minn. 276,
280, 58 N.W.2d 561, 563 (1953) (concluding that plaintiff was entitled to recover damages from
aggravation of pre-existing condition caused by defendant's negligence, but limited damages to the
amount over and above the amount caused by the pre-existing injury alone).
In this case, however, the instruction neither destroyed the substantial correctness of the charge nor
created substantial prejudice on a vital issue. First, the district court crafted the instruction to state
that Allina was liable only for damages directly caused by its negligence, if any, rather than any
damages caused by the accident. The instruction is narrowed to the pre-existing medical
condition and Allina's negligence, not incorporating any theoretical injuries caused by the accident
that might not result from Allina's negligence or a pre-existing condition.
Second, the effect of the instruction is limited by the facts of the case. Blatz's expert testified that
Blatz sustained irreversible brain injury in the time period between arrival of the deputy at 9:03 to
9:04 a.m. and the paramedics' arrival at 9:08 to 9:09 a.m. Allina's causation experts both testified
that Blatz sustained brain damage before the deputy arrived; thus, under Allina's theory of the case,
an earlier arrival of the paramedics would not have made a difference because the irreversible injury
was completed before 9:03-9:04 when the deputy arrived. The jury was thus presented two
alternative theories of causation; those theories were separate, and the evidence did not overlap in a
way that resulted in a shifting of the burden of proof. Furthermore, Allina did not argue for
apportionment. The jury instruction, while not helpful to the jury, was not prejudicial. Allina is not
entitled to a new trial because of the jury instruction on a pre-existing condition.
III
Allina argues that the district court erred in denying a mistrial because Blatz failed to disclose the
substance of Aimee Blatz's testimony. Plaintiffs did not disclose Aimee Blatz as a witness until just
before trial, and they failed to disclose the substance of her testimony prior to trial. Aimee Blatz
testified that paramedic Anderson, when referring to the paramedics' delay in reaching the
Blatz-Sherman residence, said that the trip took maybe about four minutes and that made all the
difference.
Although Allina's counsel did not object during Aimee Blatz's testimony, counsel moved for a
mistrial after the jury was excused for the day. The district court denied the motion but permitted
Allina to take Aimee Blatz's deposition and recall her as a witness, at counsel's discretion. Allina's
counsel took Aimee Blatz's deposition but did not recall her.
The decision to grant a new trial based on claimed attorney misconduct rests wholly within the trial
court's discretion. Johnson v. Washington County, 518 N.W.2d 594, 600 (Minn. 1994). The
misconduct must clearly result in prejudice to the losing party. Eklund v. Lund, 301 Minn. 359,
362, 222 N.W.2d 348, 350 (1974).
Although the attorneys disagree on what was disclosed about the anticipated content of Aimee
Blatz's testimony, it is clear that Blatz had a continuing obligation to keep opponents apprised of
any changes in circumstances which make it necessary to call witnesses or to introduce evidence not
previously disclosed. Phelps v. Blomberg Roseville Clinic, 253 N.W.2d 390, 393 (Minn. 1977).
But a failure to comply with this obligation is not reversible unless it is prejudicial. Id. at 394.
We conclude that the failure to disclose was not so prejudicial that it requires a mistrial. Sherman
had already testified that Anderson on more than one occasion expressed essentially the same
regret to Sherman about the paramedics' delay. Aimee Blatz's testimony recounting Anderson's
remark likely did not prejudice the defense because the jury had already heard similar testimony
from Sherman. In addition, the curative measure of allowing Allina to depose Aimee Blatz after her
testimony weighs against any finding of prejudice. See VanHercke v. Eastvold, 405 N.W.2d 902,
906 (Minn. App. 1987).
IV
Finally, Allina argues that the district court erred in denying a Schwartz hearing because of alleged
juror misconduct. Allina based its claim of juror misconduct on one juror's failure to acknowledge a
relationship with an Allina company and another juror's failure to acknowledge that he had been
involved in a legal proceeding.
The decision of whether to grant a Schwartz hearing is within the district court's discretion.
Zimmerman v. Witte Transp. Co., 259 N.W.2d 260, 262 (Minn. 1977). Generally, a party may
not point to juror incompetency after that juror is accepted and sworn if the party knew of the
juror's incompetency beforehand and was silent. Moose v. Vesey, 225 Minn. 64, 69, 29 N.W.2d
649, 653 (1947). A Schwartz hearing is mandated when the evidence, standing alone and
unchallenged, would warrant the conclusion of jury misconduct. Johnson v. Ramsey County, 424
N.W.2d 800, 805 (Minn. App. 1988) (quoting State v. Larson, 281 N.W.2d 481, 484 (Minn.
1979)), review denied (Minn. Aug. 24, 1988).
Allina admits that it discovered information relating to the first juror's insurance coverage in its billing
records and discovered the second juror's arrest record after the trial had concluded. The district
court reasonably concluded that Allina could have discovered this information earlier.
The first juror apparently did not respond when asked if any juror or juror's family members had
received medical treatment at an Allina entity or received health insurance from Medica, an Allina
entity. After the trial, Allina learned that the juror's family members had been treated at Allina
facilities from 1997 to 1999. Those facilities had pursued collection of past-due accounts through
Reliance Recoveries, Inc., an Allina-owned collection agency. Reliance Recoveries sent the family
mail in connection with the accounts and spoke once to the juror and also to her husband on the
telephone about the accounts. The family appeared to have been insured by Medica in 1997,
although HealthPartners, a non-Allina company, also insured them.
Although the juror was insured by Medica and received care at Allina facilities, Allina's billing
records show that the juror knew of some of the Allina companies or their agents by the names
Reliance Recoveries, St. Francis Regional Medical Center, and Shakopee Physician Services.
The district court found that the juror was not withholding information when the juror did not
disclose this relationship, because the juror may not have realized that these entities were part of
Allina. See Collins v. Bridgland, 296 Minn. 93, 96-97, 206 N.W.2d 652, 654-55 (1973)
(upholding district court's refusal to conduct jury-misconduct hearing when a juror did not
affirmatively respond to question of whether any juror had an interest in State Farm Mutual
Insurance Company, even though juror's husband had leasing arrangement with State Farm and the
juror had two State Farm auto insurance policies). The juror's relationship with Allina was too
inconsequential to have resulted in prejudice.
Allina further alleges that another juror did not answer truthfully when he failed to respond to a
question seeking to determine whether any of the prospective jurors had been involved in legal
proceedings. After the trial, Allina obtained evidence that the juror had been arrested for shoplifting
in 1998 but the charges had been continued for dismissal. The district court characterized the
question as inquiring whether any juror had a criminal conviction. The record before this court
contains no transcript of the precise question asked during voir dire. The district court found that the
juror did not lie when asked about a conviction because the charges were dismissed without a
conviction. In the absence of a transcript, and in light of the dismissal, Allina has not established that
the juror's answer was untruthful or represented misconduct. The district court's denial of a
Schwartz hearing was not an abuse of discretion.
D E C I S I O N
The district court did not err in denying JNOV, a new trial, or a Schwartz hearing.
Affirmed.
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