People v. Gooden

Case Date: 12/31/1969
Court: Supreme Court
Docket No: 85439

Docket No. 85439-Agenda 12-September 1999.

THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. STEVE GOODEN, Appellant.

Opinion filed February 17, 2000.

JUSTICE FREEMAN delivered the opinion of the court:

Following a bench trial, the circuit court of Washington County found defendant, Steve Gooden, guilty of home invasion (720 ILCS 5/12-11 (West 1996)) and aggravated criminal sexual assault. 720 ILCS 5/12-14(a)(1) (West 1996). Defendant received concurrent prison terms of 12 years. The appellate court affirmed the convictions and sentence. 296 Ill. App. 3d 205. We subsequently granted defendant's petition for leave to appeal (177 Ill. 2d R. 315) and now affirm in part and reverse in part the judgment of the appellate court.

BACKGROUND

The State's Attorney of Washington County filed a criminal information against defendant on December 21, 1995, charging defendant with one count of home invasion. The information alleged that defendant had knowingly entered the dwelling of the victim, his ex-wife, without authority and had intentionally caused injury to the victim by striking her in the head with a gun. On that same date, an arraignment was held at which defendant pled not guilty to the charge. The circuit court set bail at $500,000 and further ordered that defendant was to have no contact with the victim. Defendant, unable to post bond, remained in the custody of the sheriff of Washington County.

The circuit court held a preliminary hearing in the matter on December 27, 1995. At that proceeding, an investigator for the Washington County State's Attorney testified that he had interviewed the victim shortly after the occurrence at issue. She related to him that, on December 20, 1995, she had been asleep at her home between 7 and 7:30 p.m., when she was awakened by the sound of breaking glass. She arose to investigate and was eventually confronted by the defendant, who was armed with a shotgun. At first, defendant merely argued with the victim because he was upset that she had been seeing another man. As the argument escalated, defendant struck the victim in the chest with the butt of the shotgun. Defendant then asked the victim to get him something to drink, and she went into the kitchen to comply. Defendant followed her, and another verbal altercation ensued. Defendant again beat the victim, this time on her head and face, with both his fists and the butt and barrel of the shotgun.

Defendant and the victim then returned to the dining room and tried to converse once more. At this time, defendant became remorseful and told the victim that he would allow her to go to the hospital, and he put the shotgun down on the floor. He later changed his mind and took the victim into a bedroom where he removed a knife that he had on his belt. He then told the victim to remove her clothing. The victim attempted to dissuade defendant and told him to put down the knife. The victim ultimately removed her clothes, and defendant performed an act of intercourse on her. Eventually, defendant brought her back out to the dining room area, where more talking and arguing ensued. Defendant left the victim's residence after she persuaded him to let her go and to leave the ammunition of his shotgun with her.

The investigator told the court that several pieces of physical evidence had been found at both the victim's home and defendant's residence, including bedsheets, clothing, and a 12-gauge pump shotgun. According to the investigator, the victim had admitted to him that she had sexual relations with another man earlier on the day in question.

The record reveals that the circuit court docketed the case for trial during the weeks of April 22 and April 29, 1996. On April 4, 1996, defendant requested a continuance in the matter for the funding of a mental health expert. Defense counsel told the court that he had explained to defendant that defendant had the right to be tried in the matter within 120 days of his arrest, that defendant's request would toll the statutory period, and that, as a result of the request, defendant might not be tried until August. Defense counsel further stated that defendant "understands" these facts and "would agree to have this case continued to the August docket." Counsel then noted that "with the attended tolling of his rights there is another matter, and this is the State expressed to me this morning their inclination to add another offense-other Class X offenses-arising out of this incident."

The court then asked the State for its position with regard to the continuance. The assistant State's Attorney replied that he had no objection to the request. The court then explained to defendant, on the record, the effect that his request would have on his right to be tried within 120 days of his arrest, noting that the trial would be held during the week of August 19, 1996. Defendant stated that he understood, and the court granted the continuance.

The cause came before the court several weeks later for a hearing on the State's motion for discovery. Specifically, the State sought to have defendant produce a saliva sample for genetic testing purposes.

The State subsequently filed an amended criminal information in the case on July 26, 1996. The amended information contained the original home invasion charge as well as five additional charges of aggravated criminal sexual assault. Defendant moved to dismiss the criminal sexual assault charges, arguing that the State did not bring him to trial on those charges within 120 days of his arrest. According to defendant, the 120-day speedy-trial period began to run on December 21, 1995, the day of his arrest, because the State knew of the sexual assault charges at that time. The State maintained that the 120-day period did not apply to the criminal sexual assault charges because those charges were based on separate acts from the original home invasion charge. The State also pointed out that a motion to sever was an option. The State further related that the DNA testing in the case had not been completed until June 1996. Prior to that time, none of the DNA samples taken from the victim's apartment matched either the victim or the defendant. The circuit court denied defendant's motion to dismiss the sexual assault charges.

On August 20, 1996, the circuit court conducted a stipulated bench trial in the matter. The parties stipulated that the victim, if called to testify, would testify that defendant broke into her home armed with a shotgun. He proceeded to argue with the victim, striking her about the head and face with the weapon. The victim would also testify that defendant committed several acts of nonconsensual intercourse on her. Based on the parties' presentation of the stipulated facts, the court found defendant guilty of home invasion and one count of aggravated criminal sexual assault. The court dismissed the remaining counts of aggravated criminal sexual assault. Subsequently, the court denied defendant's post-trial motion and sentenced defendant to concurrent prison terms of 12 years. Defendant appealed.

The appellate court affirmed. In so doing, the court held that defendant's speedy-trial rights were not violated because the sexual assault and home invasion charges arose from different acts and were not required to have been joined. Alternatively, the court held that defendant's 120-day term had been extended by the continuance that defendant had obtained from the circuit court. The appellate court also rejected defendant's request that he receive day-for-day good-conduct credit because the truth-in-sentencing law, under which he had been sentenced, violated the single subject clause of the Illinois Constitution.

ANALYSIS

Speedy Trial

Defendant maintains that the State violated his statutory right to a speedy trial when the State delayed charging him with aggravated criminal sexual assault until July 26, 1996. According to defendant, the sexual assault charges clearly arose from the same set of facts as the home invasion charge. Moreover, defendant points out that the State knew at time of his arrest for the home invasion charge that the victim had claimed that defendant had sexually assaulted her, yet the State did not charge him with that offense until 217 days later. For these reasons, defendant believes that reversal of his conviction for aggravated criminal sexual assault is mandated on speedy-trial grounds.

The State responds that it did not violate defendant's statutory right to a speedy trial with respect to the aggravated criminal sexual assault charges because those charges were not required to have been joined with the home invasion charge. Thus, according to the State, the 120-day statutory period for the criminal sexual assault charges began to run on the date that the charges were brought, i.e., July 26, 1996. The State insists that the speedy-trial act was not violated in this case because defendant was tried within 30 days of being charged with the assault.

As an initial matter, we note that the right to a speedy trial, guaranteed to a defendant under both the sixth amendment and the due process clause of the federal constitution (Klopfer v. North Carolina, 386 U.S. 213, 18 L. Ed. 3d 1, 87 S. Ct. 988 (1967)), is fundamental. An additional statutory right can also be found in section 103-5 of the Code of Criminal Procedure of 1963, which specifies periods of time within which an accused must be brought to trial. See 725 ILCS 5/103-5 (West 1996). Under section 103-5(a), every person in custody in this state for an alleged offense shall be tried within 120 days from the date the accused was taken into custody unless delay is occasioned by the accused. 725 ILCS 5/103-5(a) (West 1996). Section 103-5 implements the constitutional right to a speedy trial (People v. Reimolds, 92 Ill. 2d 101 (1982)), but the constitutional right and the statutory right are not coextensive (People v. Jones, 84 Ill. 2d 162 (1981)). Defendant does not raise any constitutional claims in this case; this appeal concerns only the extent of defendant's rights under the statute.

Defendant's argument is based upon a rule first announced by our appellate court in People v. Williams, 94 Ill. App. 3d 241 (1981). The court held that

"[w]here new and additional charges arise from the same facts as did the original charges and the State had knowledge of these facts at the commencement of the prosecution, the time within which trial is to begin *** is subject to the same statutory limitation that is applied to the original charges." Williams, 94 Ill. App. 3d at 248-49.

Defendant contends that, under this rule, it is immaterial whether the additional charges must be joined because the inquiry turns strictly on the State's knowledge at the time of the commencement of the prosecution and not on whether the charges are based on the same act for purposes of compulsory joinder, as the State insists.

Compulsory joinder requires that, in certain situations, the State bring multiple charges in a single prosecution unless the circuit court determines that the interests of justice require a separate trial. See 720 ILCS 5/3-3(c) (West 1996). The question in this case is whether the rule announced in Williams should be extended to situations in which the State is not required by statute to join the additional charge with the original charge. Contrary to defendant's contention, we believe that compulsory joinder principles are relevant to the issue of whether defendant's statutory right to a speedy trial was violated in this case. We acknowledge that our appellate court has taken different views on this question (compare People v. Hinkle, 234 Ill. App. 3d 663, 667 (1992), with People v. Crowe, 195 Ill. App. 3d 212, 215-16 (1990)) and that defendant's position on appeal finds support in several opinions. We, of course, are not bound by opinions of the appellate court, particularly when they conflict with our own precedent. As we will explain below, we believe it unwise to so extend the Williams rule because it would result in the State having to join charges not otherwise mandated by the statute to be joined.

Although this court has never addressed the question presented in this appeal, we have had occasion to consider the Williams rule in the recent past. In People v. Quigley, 183 Ill. 2d 1 (1998), we emphasized the important interaction that exists between the speedy-trial provisions and the compulsory-joinder provision when additional charges are brought against a defendant who had been previously charged. See Quigley, 183 Ill. 2d at 12-13. We held, consistent with the opinion in Williams, that "[i]f the charges are required to be brought in a single prosecution, the speedy-trial period begins to run when the speedy-trial demand is filed, even if the State brings some of the charges at a later date." People v. Quigley, 183 Ill. 2d 1, 13 (1998).(1) Given the fact that this court in Quigley recognized, and in fact relied upon, the interplay between compulsory joinder principles and speedy-trial principles in holding that the Williams rule applies in cases of compulsory joinder, we cannot conclude that compulsory-joinder principles are irrelevant to the question in this case. We therefore agree with the State the issue presented in this appeal turns upon the application of compulsory-joinder law.

Our compulsory-joinder statute provides that

"If the several offenses are known to the proper prosecuting officer at the time of commencing the prosecution and are within the jurisdiction of a single court, they must be prosecuted in a single prosecution *** if they are based on the same act." 720 ILCS 5/3-3(b) (West 1996).

Once a defendant has been prosecuted for an offense, the State is barred from prosecuting him or her for any other offense which, pursuant to section 3-3(b), should have been joined with the original prosecution. 720 ILCS 5/3-4(b)(1) (West 1996). In enacting the compulsory-joinder provision, our legislature attempted to alleviate the fundamental unfairness that ensues when the State hold repeated trials for the same illegal conduct, a practice which had "troubled the conscience of the courts and the legislature." People v. Golson, 32 Ill. 2d 398, 411 (1965).

Nevertheless, the fact that multiple offenses arise from distinct, but related, acts in the course of single incident is irrelevant for purposes of compulsory joinder. People v. Mueller, 109 Ill. 2d 378, 385 (1985) (and cases cited therein). Indeed, this court has acknowledged that "[t]here is no requirement of joinder where multiple offenses arise from a series of related acts." Mueller, 109 Ill. 2d at 385, citing People v. Griffin, 36 Ill. 2d 430, 433-34 (1967). This is so because the compulsory joinder provision was not "intended to cover the situation in which several offenses-either repeated violations of the same statutory provision or violations of different provisions-arise from a series of acts which are closely related with respect to the offender's single purpose or plan." Ill. Ann. Stat., ch. 38, par. 3-3, Committee Comments-1961 at 102 (Smith-Hurd 1972); see also Mueller, 109 Ill. 2d at 385 (same). Thus, independent, overt acts that constitute different offenses are not required to be joined because they are not offenses "based on the same act." Mueller, 109 Ill. 2d at 385.

Accordingly, because the home invasion and sexual assault charges in this case were based on separate acts, the compulsory joinder statute did not require the State to prosecute both offenses in the same proceeding. During oral argument, defendant's attorney stated that while the charges in this case were not required to be joined, she believed that a piecemeal prosecution of defendant would have been unfair. We disagree. As our appellate court has held, "[t]here is no fundamental unfairness in prosecuting a defendant in separate trials for similar statutory violations based on separate and distinct acts." People v. Thomann, 197 Ill. App. 3d 516, 521 (1990). In our view, defendant is attempting to enlarge the reach of the compulsory-joinder statute by way of the speedy- trial statute. Under defendant's theory, the speedy-trial act would compel the State to join charges that are otherwise not mandated to be joined under our compulsory-joinder statute. We will not interpret the speedy-trial act in such a way that the plain language of the compulsory-joinder statute is overridden. Thus, because the State was not required to join the offenses in this case, there is no reason to apply the speedy-trial term applicable to the home invasion charge to the sexual assault charges. Nevertheless, we will examine whether the State's decision to permissively join these charges thwarted, in any way, the purposes behind the speedy-trial act.

In People v. Stuckey, 34 Ill. 2d 521 (1966), this court explained that the speedy-trial act operated to prevent the constitutional speedy-trial issue from arising in a case. The "evil intended to be prevented by the speedy trial provision is wrongful incarceration *** [and] is based upon the right of the individual to liberty." People v. Garcia, 65 Ill. App. 3d 472, 475 (1978), citing People v. Kidd, 357 Ill. 133 (1934). As our appellate court has observed, the purpose of the 120-day rule is to guarantee a speedy trial and not "to open a new procedural loophole which defense counsel could unconscionably use to obstruct the ends of justice." People v. George, 71 Ill. App. 3d 932, 934 (1979).

Defendant here was incarcerated for the offense of home invasion from December 21, 1995, until the filing of the amended information on July 26, 1996. From July 26, 1996, until the date of his trial, August 20, 1996, defendant was incarcerated for both the offense of home invasion and the offense of criminal sexual assault. We fail to see how defendant's right to a speedy trial with respect to the sexual assault charges was violated when defendant was tried on those charges within 30 days of their being filed. We must emphasize that the bulk of defendant's pretrial incarceration in this case was due to defendant's inability to post bond for the home invasion charge. Stated differently, defendant suffered less than 30 days of pretrial incarceration with respect to the sexual assault charges. Under these facts, defendant simply cannot maintain that he was denied a speedy trial on the sexual assault charges.

The record demonstrates that the delay which caused defendant's trial to be postponed until August was occasioned in April, when defendant requested a continuance for the appointment of a mental health expert. The State had no role in causing the original April trial date to be continued until August. Defendant, however, argues that the April continuance cannot be used to extend the speedy-trial term for the sexual assault charges because those charges were not in existence at the time he sought that continuance. We agree. However, it is precisely because those charges were not in existence at that time that we cannot say, as a matter of law, that defendant's speedy-trial rights with respect to those charges were violated. Defendant received a speedy trial with respect to the sexual assault charges. We must emphasize that had defendant not requested this continuance, his trial in April would have proceeded on the home invasion charge alone because the sexual assault charges had not been filed at that time. Moreover, if the original April trial date had not been delayed and trial had proceeded on the home invasion charge as scheduled, defendant still would have faced the prospect of being tried on the sexual assault charges sometime in the future because the charges were not subject to compulsory joinder. In light of these considerations, we hold that where the State chooses to join new charges after the filing of the original charges, the Williams rule is inapplicable.

That said, we believe, consistent with our opinion in Quigley, that the concerns that attend to the right to a speedy trial come into play in those cases where the later-filed charges are based on the "same act" as the original charges, i.e., in cases where the charges must be brought in a single prosecution. In other words, had the sexual assault charges been required under section 3-3(b) to have been joined, we would not allow the State to circumvent the original speedy-trial term. The later date could not be used by the State to "restart" the speedy-trial period, and any delay occasioned by such a late filing would not be attributable to the defendant. The State would be required to bring defendant to trial on all of the charges within the original speedy-trial term or face dismissal of the new charges. In such cases, fairness dictates that those charges "relate back" to the date the original charges were filed.

For the foregoing reasons, the circuit court correctly denied defendant's motion to dismiss, on speedy-trial grounds, the aggravated criminal sexual assault charges.

Truth-in-Sentencing

Defendant also contended in the appellate court that Public Act 89-404, which created the truth-in-sentencing law, was enacted by the General Assembly in violation of the single subject clause of the Illinois Constitution. Ill. Const. 1970, art. IV,