People v. Winterhalter

Case Date: 05/23/2000
Court: 3rd District Appellate
Docket No: 3-99-0272

23 May 2000

3--99--0272


IN THE
APPELLATE COURT OF ILLINOIS
THIRD DISTRICT

A.D., 2000

THE PEOPLE OF THE STATE OF ILLINOIS,
Petitioner-Appellee,

v.

ERROL DEAN WINTERHALTER,

Respondent-Appellant.

Appeal from the Circuit Court
for the 14th Judicial Circuit
Rock Island County, Illinois

No. 98--MR--268

Honorable
Larry S. Vandersnick,
Judge Presiding


JUSTICE HOMER delivered the opinion of the court:


Respondent was committed to a Department of Correctionsfacility pursuant to the Sexually Violent Persons Commitment Act(Act) (725 ILCS 207/1 et seq. (West 1998)). He appeals, arguing(1) the Act violates the Illinois and United States Constitutions'ex post facto, equal protection and substantive due processclauses; (2) the State failed to prove respondent is a sexuallyviolent person beyond a reasonable doubt; (3) the trial judge erredin refusing to grant respondent's motion in limine in full; and (4)the trial judge failed to provide a statutorily required hearingprior to ordering respondent committed to a secure facility. Afterour careful review, we affirm.

FACTS



Respondent was convicted in 1995 of the aggravated criminalsexual abuse of his niece (720 ILCS 5/12--16 (West 1994)) and wassentenced to five years' incarceration. Respondent was released onmandatory supervised release after serving less than two years ofthat sentence; however, based on an arrest for assault in Iowa,respondent's mandatory supervised release was revoked and he wasreturned to the Department of Corrections (DOC). Within 90 days ofrespondent's scheduled release, the State's Attorney filed apetition under the Act (725 ILCS 207/1 et seq. (West 1998)) to haverespondent committed as a sexually violent person.

At trial, the State sought to introduce a police video takenfollowing respondent's arrest in Iowa on assault charges. In thisvideo, respondent admitted to having committed the 1995 offense. The State also sought to have respondent's niece, K.W, testifyregarding the details of that crime. Respondent brought a motionin limine, seeking to bar these two pieces of evidence. The trialjudge permitted the State to introduce the evidence; however, theState was limited to using only a 15-second portion of thevideotape depicting respondent's admission and the State was barredfrom introducing testimony from respondent's niece regarding theimpact of the crime.

K.W. testified that when she was 15 years old, she lived withrespondent, his wife and the couple's children in their home. Onone occasion the family was helping friends move. Afterrespondent's wife and kids returned home respondent began "kissingon" K.W. Later, as K.W. and respondent walked home respondentknocked her down, got on top of her, and began putting his hand upher shirt and down her pants. She testified that she tried pushinghim off and telling him to quit. Though she managed to get him offof her, he knocked her down again a short distance later. Again, she told him to stop and eventually he got off of her and theyreturned home.

Once at home, K.W. put on her nightgown and got into bed. According to K.W., respondent then came into her room and "had sexwith [her]." She testified that, while respondent was raping her,he asked what she would do if he got her pregnant. K.W. startedcrying and said she did not know. At that point, respondent gotdressed and went back upstairs and K.W. cried herself to sleepuntil her aunt came to wake her up.

In addition to K.W.'s testimony and the video segment,containing respondent's admission, the State presented experttestimony from two psychiatrists. Both Dr. Leavitt and Dr. Bucktestified that respondent suffered from paraphilia (a sexualattraction to nonconsenting or underage females), alcohol abusedisorder, antisocial personality disorder and borderlineintellectual functioning. Dr. Buck testified that, based on therisk factors identified by researchers in the area of sexoffenders, she considered respondent to be at high risk ofreoffending with additional acts of sexual violence. Dr. Leavitttestified that, based on standardized psychological test scores, itwas substantially probable that respondent would in the futurecommit additional acts of sexual violence.

Dr. Chapman, a psychiatrist, testified as an expert forrespondent that respondent was partially retarded, had lowintellectual functioning and was not likely to commit future actsof sexual violence. Respondent also introduced evidence, outsidethe presence of the jury, that if he was found sexually violent buta candidate for conditional release, he had a job and a place tolive.

The jury found respondent to be a sexually violent person(SVP). The trial judge ordered respondent committed to a DOCfacility. Additional facts necessary to our decision will bediscussed below.



ANALYSIS

I. Constitutional Challenge

A. Ex Post Facto Prohibition

Respondent argues that because the Act is criminal in nature,his commitment violates the ex post facto prohibition of our stateand federal constitutions. However, during the pendency of thisappeal, our supreme court had occasion to consider this sameargument and held that it was without merit. See In re Detentionof David C. Samuelson, 189 Ill. 2d 548 (2000) Accordingly,respondent is not entitled to relief on this basis.



B. Equal Protection

Respondent also argues that similarly situated persons aretreated differently depending on whether the State proceeds underthe Act or the Sexually Dangerous Persons Act (725 ILCS 205/0.01 etseq. (West 1998)). In support, he argues that individualscommitted pursuant to the Sexually Dangerous Persons Act areafforded "rights, privileges, entitlements and benefits" that arenot extended to those committed under the Act. For example, theAct gives the State the right to request a jury trial in theinitial commitment proceedings, whereas under the SexuallyDangerous Persons Act the State has no such right. Furthermore,unlike a sexually dangerous person (SDP), an SVP has no right tohave a jury consider his petition for conditional release ordischarge and is subject to greater limitations in the filing ofsuch petitions. Therefore, respondent argues that the Act violatesthe equal protection clauses of the Illinois and United StatesConstitutions.

Equal protection analysis is the same under both the IllinoisConstitution and the United States Constitution. Samuelson, 189Ill. 2d at 561. In evaluating an equal protection challenge tothe Act, our supreme court in Samuelson, 189 Ill. 2d at 562,applied the rational basis test. Under the rational basis test,the court simply inquires whether the method or means employed inthe statute to achieve the stated goal or purpose of thelegislation is rationally related to that goal. Samuelson, 189Ill. 2d at 562. Consequently, if any set of facts can reasonablybe conceived to justify the classification, it must be upheld. Inre A.A., 181 Ill. 2d 32, 38, 690 N.E.2d 980, 982-83 (1998).

Here, there is a rational basis for treating persons committedunder the Act differently than those committed under the SexuallyDangerous Persons Act. Each act applies to separate classes ofindividuals. The Act requires the State to prove that it is"substantially probable the person will engage in acts of sexualviolence," (725 ILCS 207/5(f) (West 1998)), whereas the SexuallyDangerous Persons Act requires the State to show only that theperson has "criminal propensities to the commission of sexoffenses, and *** propensities toward acts of sexual assault oracts of sexual molestation of children." 725 ILCS 205/1.01 (West1998). Furthermore, an SVP has, by definition, been convicted,adjudicated delinquent, or found not guilty by reason of insanity,of a sexually violent offense. 725 ILCS 207/5(f) (West 1998). Onthe other hand, an SDP need not have ever faced a trial for a sexoffense.

Because the State has a legitimate interest in ensuring thatindividuals are not erroneously committed as sexually dangerous,the Sexually Dangerous Persons Act logically provides for differentprocedures, rights and burdens of proof. Because an SVP hasalready been found to have committed a sexually violent offense injudicial proceedings where the SVP has enjoyed all theconstitutional protections guaranteed such individuals, the Actlogically need not again provide identical procedures, rights andprivileges to protect against erroneous commitment.

The procedures, rights and privileges provided by the Act arerationally related to the State's goal of protecting society fromthose alleged by the State to be sexually violent persons. Accordingly, we reject respondent's equal protection challenge.



C. Substantive Due Process

Respondent also complains that the Act violates substantivedue process because "mental disorder" is too broad, vague andmanipulable, and because "substantial probability" is glaringlyvague and uncertain. Identical statutory language was challengedin Kansas v. Hendricks, 521 U.S. 346, 138 L.Ed. 2d 501, 117 S. Ct.2072 (1997), and the United States Supreme Court found no violationof substantive due process. Respondent urges that we maynonetheless find the Illinois Constitution to provide moreexpansive protection. See People v. Mitchell, 165 Ill. 2d 211,217, 650 N.E.2d 1014, 1017 (1995).

We decline to do so. In order to interpret an Illinoisconstitutional provision more expansively than its federalcounterpart, we must find in the language of our constitution, orin the debates and committee reports of the constitutionalconvention, something which will indicate that the provisions ofour constitution are intended to be construed differently than arethe similar provisions in the federal constitution. Mitchell, 165Ill. 2d at 217, 650 N.E.2d at 1017. Respondent fails to offer anyauthority to support his contention that the Illinois due processclause is to be interpreted more expansively than its federalcounterpart. Consequently, his substantive due process claim mustfail.



II. Sufficiency of the Evidence

Next, respondent argues that the evidence presented wasinsufficient to establish that he is a sexually violent person. Under the Act, in order to prove the respondent was a sexuallyviolent person, the State was required to prove that he (1) hadbeen convicted of a sexually violent offense; (2) was within 90days of discharge from the DOC; (3) has a mental disorder; and (4)is dangerous to others because the mental disorder creates asubstantial probability that he will engage in future acts ofsexual violence. 725 ILCS 207/15 (West 1998).

In reviewing the sufficiency of the evidence, our standard ofreview is whether, viewing the evidence in the light most favorableto the prosecution, a rational trier of fact could have found theessential elements of the offense to have been proved beyond areasonable doubt. People v. Collins, 106 Ill. 2d 237, 261, 478N.E.2d 267, 277 (1985).

The respondent admits he was convicted of a sexually violentoffense and that he was within 90 days of discharge from the DOC. Two experts testified that respondent has a mental disorder whichmakes it substantially probable that he will commit sexuallyviolent acts in the future. Dr. Leavitt testified thatpsychological screening tools suggested a high probability thatrespondent would commit future acts of sexual violence. We findthat a rational trier of fact could have found beyond a reasonabledoubt that respondent is a sexually violent person as defined bythe Act.



III. Motion in Limine

Respondent next contends that the trial judge erred bypermitting the State to introduce a portion of a videotapedstatement made by respondent and by permitting the State tointroduce the testimony of respondent's victim regarding the 1995offense. It is the function of the trial judge to weigh theprobative value and potential prejudicial effect of evidence, andthe decision of the trial judge will not be reversed absent anabuse of discretion. People v. Hobley, 159 Ill. 2d 272, 317, 637N.E.2d 992, 1012 (1994).

Respondent argues that the trial judge abused his discretionin admitting both the videotaped statement and the testimony ofrespondent's niece because the prejudicial nature of that evidencefar outweighed any probative value. Respondent argues that boththe video evidence and his niece's testimony were probative only ofthe fact that he had been convicted of a sexually violent offense. Because he was willing to stipulate to the conviction and becausehis conviction of that offense was a matter of record, respondentargues that the testimony and the video were cumulative and servedonly to inflame the passions of the jury.

The State argues that, since the rules of evidence in criminalactions apply to this civil proceeding, the State is allowed toprove every element of the crime charged and every relevant fact,even if a party agrees to stipulate to a fact. People v. Hobley,159 Ill. 2d 272, 316, 637 N.E.2d 992, 1012 (1994). Thus, the Stateargues, regardless of respondent's willingness to stipulate to thefact of the conviction, the State was entitled to introduceevidence to prove that necessary element.

Initially, we note that the record on appeal does not includethe video. Therefore, this court is unable to evaluaterespondent's claim that because the video portrays him as veryupset and angry, it was prejudicial to him. The appellant bearsthe burden of presenting a sufficiently complete record of theproceedings at trial, and, in the absence of a complete record, itwill be presumed that the trial court's order was in conformitywith the law and had a sufficient factual basis. People v. Benson,256, Ill. App. 3d 560, 563, 627 N.E.2d 1207, 1209 (1994).

On the other hand, we agree with respondent that the trialcourt erred in permitting the testimony of K.W., the victim of the1995 crime for which respondent was incarcerated. While the Stateis obliged to prove that a respondent has been convicted of asexually violent offense, that element of the State's petition issufficiently proven by the introduction of a certified copy of therespondent's conviction. Therefore, the testimony of a victimdescribing the details of such crime would be admissible only ifrelevant to the remaining isssues of whether the person has amental disorder and is dangerous to others because the person'smental disorder creates a substantial probability that he or shewill engage in acts of sexual violence. See 725 ILCS 207/15(b)(4),(5) (West 1998). It is clear when applying this standard that theprobative value of K.W.'s testimony was outweighed by its potentialprejudicial effect. Therefore, we conclude that the trial courtabused its discretion in admitting K.W.'s testimony.

However, we find this error harmless in light of theoverwhelming evidence supporting the jury's verdict. Dr. Bucktestified that respondent continues to deny responsibility for anyof his sexual misconduct. In his interview with Dr. Buck,respondent discussed three sex related offenses for which he had been convicted. Respondent called the victims of these offenses"whores" and "bitches." He told Dr. Buck that he hoped he hadruined his victims' lives. Respondent also told Dr. Buck that thevictims of his sexual crimes were to blame for his incarcerationbecause they called the police when respondent felt they did notneed to do so. Both Dr. Leavitt and Dr. Buck agreed thatrespondent is properly diagnosed with paraphilia, alcohol abuse,antisocial personality disorder, and borderline intellectualfunction. Dr. Leavitt testified that three separate screeningtools used by psychologists to predict recidivism indicated a highrisk that respondent would reoffend if released into society. Given the overwhelming weight of the evidence, the error inadmitting K.W.'s testimony was harmless.

IV. Dispositional Hearing

Respondent argues that, after the jury found respondent to bea sexually violent person, the trial judge should have conducted aformal dispositional hearing before deciding to summarily commitrespondent to the DOC. Respondent complains he was denied theopportunity to present his case that he would be an appropriatecandidate for conditional release. The State argues the statute isclear that the trial court may conduct such a dispositional hearingif the court lacks sufficient evidence to determine immediatelyfollowing trial whether to commit the respondent to the DOC orallow him conditional release. Statutory construction presents aquestion of law which this court decides de novo. Advincula v.United Blood Services, 176 Ill. 2d 1, 12, 678 N.E.2d 1009, 1015(1996).

Section 40 (b)(1) of the Act provides, in relevant part:

"The court shall enter an initial commitment order underthis Section pursuant to a hearing held as soon aspracticable after the judgment is entered that the person*** is a sexually violent person. If the court lackssufficient information to make the determination [whetherinstitutional care in a DOC facility or conditionalrelease is appropriate] immediately after trial, it mayadjourn the hearing and order the [Department of HumanServices] to conduct a predisposition investigation or asupplementary mental examination, or both, to assist thecourt in framing the commitment order." (Emphasis added.)725 ILCS 207/40(b)(1) (West 1998).

The parties dispute whether respondent was entitled to adispositional hearing prior to his commitment; however, theparties blur the distinction between the predispositioninvestigation or supplementary mental examination which the courtmay in its discretion order with the dispositional hearing whichthe court is required to hold.

Immediately following the verdict, the trial judge noted thata hearing needed to be held to determine whether respondent shouldbe ordered committed to a secure facility or allowed conditionalrelease. Respondent indicated that he would prefer that the trialcourt wait for Dr. Leavitt to draft a report regarding histreatment recommendation prior to deciding respondent'sdisposition. The trial judge, however, indicated that he felt hehad enough information upon which to base his decision. He askedthe attorneys if either side had any additional evidence theywished to introduce and respondent was asked if he wished totestify. When both of these questions were answered in thenegative, the judge announced his decision to commit respondent toa secured facility. The trial judge further indicated that,should Dr. Leavitt's report suggest a contrary disposition orshould respondent have evidence he wished to introduce at a latertime, respondent should file a motion to reconsider.

Respondent did file a motion to reconsider; however,respondent did not suggest that Dr. Leavitt's report suggested acontrary disposition or that respondent had evidence which hewished to introduce. Rather, respondent asserted that the trialcourt "should have conducted a formal dispositional hearingincluding a report from the Department of Human Services and/orsupplemental mental examination pursuant to section 207/40 (b)(1)"of the Act.

Taken in this context, respondent appears to be appealing thetrial court's decision not to request either a predispositioninvestigation or a supplementary mental examination. Because thearguments before this court refer to a "dispositional hearing,"however, we consider also whether respondent was denied adispositional hearing.

We first find that, under the plain language of the Act, thetrial court is required to conduct a hearing before entering itscommitment order. After careful review of the record, we are notpersuaded that respondent was denied this hearing. Immediatelyfollowing the verdict, the trial court gave respondent theopportunity to present evidence or testimony with respect to thecommitment order. Respondent declined this opportunity. Theattorneys on both sides argued as to what each felt would be anappropriate disposition. Under the circumstances, we disagreewith respondent's contention that he was denied a dispositionalhearing.

We further find that, under the plain language of the Act,the trial court may in its discretion request a predispositioninvestigation or supplementary mental examination if it lackssufficient information to make its decision. Given the evidencethat respondent did not take advantage of treatment opportunitieswhile incarcerated, felt that treatment would be useless since hewas drunk when he committed his crimes and did not remember themanyway, and failed to attend counseling when required as acondition of his mandatory supervised release following his 1995sentence, we are persuaded the trial judge had sufficient evidenceto conclude that respondent would not have been an appropriatecandidate for conditional release. Consequently, the trial courtdid not err in failing to request the discretionarypredispositional investigation or supplementary mentalexamination.

CONCLUSION

For the foregoing reasons, the judgment of the circuit courtof Rock Island County is affirmed.

SLATER, PJ, and HOLDRIDGE, J., concurred.