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In re Estate of Andernovics, No. 3-99-0223

3rd District, 10 February 2000

JUSTICE BRESLIN delivered the opinion of the court:

Plaintiff Peggy Parrish filed suit against the estate of Budris Andernovics, claiming Andernovics breached an oral contractto make a will. The trial court denied Parrish's claim and ordered her to pay the estate's attorney fees as a sanction for herfailure to comply with a discovery order. Parrish now appeals, arguing that she should have been granted judgment on thepleadings because the estate neither admitted nor denied the allegations of her complaint. For the reasons that follow, weaffirm and hold that a probate court may require a claimant to prove her claim when the estate files an answer that does notexplicitly deny the allegations of the claim but requests strict proof thereof.

FACTS

On February 28, 1989, Parrish filed a ten count complaint against the estate of Budris Andernovics, seeking, among otherthings, specific performance of an alleged oral contract to make a will. Parrish claims that Andernovics agreed to allowParrish to deed certain parcels of encumbered real estate to him. According to Parrish, Andernovics stated that he wouldpay the mortgages on the parcels and deed them back to Parrish in his will in exchange for her assistance in helping him sellhis medical practice.

Parrish filed her claim in probate. The executor of Andernovics' estate, Rolf Hackmann (the estate), filed an answer to thecomplaint in which he did not admit or deny any of the counts. He only demanded "strict proof" of the claim. Parrish filed amotion for judgment on the pleadings, contending that the estate's answer amounted to an admission of all allegationsunder what is now 735 ILCS 5/2-610 (West 1998) (formerly Ill. Rev Stat., 1989 ch. 110, par. 2-610). After hearingarguments on the motion, the court denied it. The estate then filed various interrogatories and requests to produce to whichParrish did not respond.

Pursuant to Supreme Court Rule 308 (155 Ill. 2d R. 308), Parrish sought application for leave to appeal, arguing that sheshould have been granted judgment on the pleadings. We denied the application and also denied Parrish's petition forrehearing. In the meantime, the trial court entered an order to compel discovery, directing Parrish to answer theinterrogatories and requests to produce. Parrish never responded. Several months later, the estate filed a motion forsanctions. Following the estate's motion, Parrish renewed her motion for judgment on the pleadings.

As a sanction for Parrish's failure to comply with the discovery order, the trial court dismissed Parrish's cause of actionwith prejudice. In an unpublished order, we reversed and remanded so that the trial court could enter a less harsh sanctionsuch as an award of attorney fees to the estate. On remand of the sanction matter, the court conducted a hearing at which theestate requested over $18,000 in attorney fees. The court granted the estate attorney fees in the amount of $4,035, makingParrish and her attorney jointly and severally liable for this award.

Subsequently, a hearing on the merits of Parrish's claim took place in which Parrish submitted only evidence as to the valueof real estate and other items subject to the alleged oral contract to make a will. Parrish reiterated her position that theestate's answer to her claim constituted an admission. The court denied Parrish's claim, stating that she should havesubmitted her cause and proved her claim, but did not do so. The court further stated that, in order to grant specificperformance of a contract to make a will, the existence of the contract and its terms must be clear and explicit and soconvincing that it will leave no doubt in the mind of the court. The court relied on the Probate Act of 1975 (755 ILCS 5/18-1 et seq. (West 1998)) which provides that an unanswered claim may be taken as proved or the court may require theclaimant to prove his claim. Parrish now appeals.

ANALYSIS

Parrish contends that this case presents a pleading question governed by the Code of Civil Procedure (Civil Code or Code).735 ILCS 5/1-101 et seq. (West 1998). She cites In re Estate of Grimsley, 7 Ill. App. 3d 563, 288 N.E.2d 66 (1972), for theproposition that section 5/2-610 of the Code (which provides that every allegation in a complaint not explicitly denied isadmitted (735 ILCS 5/2-610 (West 1998))) applies when an estate does not explicitly deny the allegations of a probatecomplaint. Accordingly, because the estate's answer did not deny any of her allegations, Parrish maintains that her claimshould have been deemed admitted.

In Grimsley, the State Department of Mental Health (Department) filed a claim against the defendant's estate for past dueamounts the Department claimed it was owed for hospitalizing the defendant. In an unverified answer, the representative ofthe defendant's estate alleged that he had not received any statements of charges due, but did not deny that the charges wereowed and did not request the claim be proved. The trial court denied the claim at the close of the Department's evidence forfailure to prove the dates of hospitalization and for failure to prove the amount of rates charged. The appellate courtreversed. In so doing, the court held that the Civil Practice Act (now the Code of Civil Procedure) required that theundenied allegations be deemed admitted and, therefore, the proof required and found lacking by the court was unnecessary.Grimsley, 7 Ill. App. 3d at 565, 288 N.E.2d at 67.

We disagree with Grimsley on this point. In particular, we take issue with that portion of Grimsley that cites what is nowsection 5/18-7(a) of the Probate Act. Section 5/18-7(a) provides that an unanswered claim may be taken as proved or thecourt may require the claimant to prove his claim. 755 ILCS 5/18-7(a)(West 1998). The Grimsley court stated that thisprovision is only applicable if no answer is filed. Grimsley, 7 Ill. App. 3d at 566, 288 N.E.2d at 67. According to Grimsley,once an answer is filed the provisions of the Civil Practice Act apply. Grimsley, 7 Ill. App. 3d at 566, 288 N.E.2d at 67. Thecourt, however, provided no rationale to support this conclusion and we are unable to divine any ourselves. We can deduceno good reason for distinguishing between those probate cases in which no answer is filed and those in which therespondent files an answer which asks that the claimant prove her claim. Under Grimsley, in the former situation the courtcould require the claimant to prove her claim while in the latter the court could not. We believe that such a distinction hasno rational basis and thus refuse to apply Grimsley here.

Parrish also cites In re Estate of Brauns, 330 Ill. App. 322, 71 N.E.2d 364 (1947), for the same proposition as she citesGrimsley. Braun, however, involved distinct pleading requirements with respect to judgment notes and was decided underthat section of the Civil Practice Act which addressed such requirements. As a consequence, Braun is inapplicable to thefacts at hand.

Our decision today is further supported by Greenwood v. Commercial National Bank, 7 Ill. 2d 436, 130 N.E.2d 753 (1955).In Greenwood, the court affirmed the principle that, in order to grant specific performance of a contract to make a will, theexistence of the contract and its terms must be clear and explicit and so convincing that it will leave no doubt in the mind ofthe court. Greenwood, 7 Ill. 2d at 440, 130 N.E.2d at 756. Accordingly, we believe the trial court had discretion to demandthat Parrish provide proof to support the allegations of her complaint and, upon her failure to do so, properly dismissed herclaim.

We now turn to the issue of sanctions to determine if the court abused its discretion in awarding the estate attorney fees inthe amount of $4,035.

An unreasonable failure of a party to comply with the rules and orders of discovery may result in the imposition ofsanctions by the trial court under Supreme court Rule 219(c). 166 Ill. 2d R. 219(c). Such sanctions include the court'sability to enter an order that the offending party pay the reasonable attorney fees of the other party. 166 Ill. 2d R. 219(c).Under Rule 219(c), the trial court's imposition of sanctions will not be disturbed on review unless the sanctions constitutean abuse of discretion, such as when the sanctioned party's conduct was not unreasonable or when the sanction itself is notjust. Hartnett v. Stack, 241 Ill. App. 3d 157, 607 N.E.2d 703 (1993). To determine whether noncompliance with discoveryrules or orders was unreasonable, the trial court should consider whether the offending party's conduct was characterized bya deliberate and pronounced disregard for the discovery rules or order. Beiermann v. Edwards, 193 Ill. App. 3d 968, 550N.E.2d 587 (1990). To determine whether a sanction order was just, a court must look to the conduct that gave rise to thesanction order and to the effect of that conduct on the parties. Beiermann, 193 Ill. App. 3d at 975, 550 N.E.2d at 592.

Parrish argues that the trial court erred by imposing the sanction it did here because: (1) there was no showing that theparties attempted to reach an accord; (2) Parrish's refusal to comply with discovery requests and orders was reasonable; and(3) there was no showing that the attorney fees awarded resulted from or were related to her alleged misconduct. We areunpersuaded by these arguments.

Parrish initially invokes Supreme Court Rule 201(k) which requires that "[e]very motion with respect to discovery shallincorporate a statement that after personal consultation and reasonable attempts to resolve differences the parties have beenunable to reach an accord." 134 Ill.2d R. 201(k). She argues that compliance with Rule 201(k) was not shown in this case.Technical compliance with Rule 201(k)is not required, however, when the record reflects that the parties were unable toreach an accord after reasonable attempts to resolve differences. Lavaja v. Carter, 153 Ill. App. 3d 317, 505 N.E.2d 694(1987).

Here, Parrish showed an adamant refusal to budge from her position that she should have been granted judgment on thepleadings. She did not respond to the estate's interrogatories and request to produce even after the trial court ordered her todo so and even after we remanded the case, having found that she was obligated to proceed with discovery after we deniedher leave to appeal on her Rule 308 petition. 155 Ill. 2d R. 308. In the face of such a demonstrated attitude ofnoncooperation, technical compliance with Rule 201(k) is not required in this case. See Hartnett, 241 Ill. App. 3d at 174,607 N.E.2d at 715.

Turning to Parrish's second argument, once the trial court has imposed the sanction for noncompliance with a discoveryrule or order, the sanctioned party has the burden of establishing that the noncompliance was reasonable or justified byextenuating circumstances or events. Kubian v. Labinsky, 178 Ill. App. 3d 191, 533 N.E.2d 22 (1988). Parrish has notshouldered this burden. As stated above, Parrish exhibited a stubborn refusal to comply with discovery from early on in thiscase. Despite the fact that her reliance on Grimsley might have justified her initial noncompliance with discovery, once wedenied her leave to appeal under Rule 308 all subsequent refusals to comply on her part were patently unreasonable.

Finally, Parrish objects to the amount of attorney fees awarded by the trial court, arguing that the estate did notsatisfactorily prove that the fees awarded resulted from or were related to her alleged misconduct. Supreme Court Rule219(c) provides that the offending party should pay the other party's costs that resulted from the offending party'smisconduct. 166 Ill. 2d R. 219(c). The trial court undertook a 9 hour, 2^1/2 day hearing on this issue, during which the estatesought over $18,000 in fees. Testimony concerning the hours worked and services rendered by the estate's attorneys washeard. After reviewing the record of this hearing, we cannot say the trial court abused its discretion. See First MidwestBank, N.A. v. Sparks, 289 Ill. App. 3d 252, 682 N.E.2d 373 (1997)(the trial court's award of attorney fees will not bereversed absent a manifest abuse of discretion).

For the reasons stated above, the judgment of the circuit court of McDonough County is affirmed.

Affirmed.

HOMER and KOEHLER, JJ., concur.