People v. Effler

Case Date: 06/08/2004
Court: 2nd District Appellate
Docket No: 2-03-0424 Rel

No. 2--03--0424


IN THE

APPELLATE COURT OF ILLINOIS

SECOND DISTRICT


THE PEOPLE OF THE STATE
OF ILLINOIS,

          Plaintiff-Appellee,

v.

BILLY J. EFFLER,

          Defendant-Appellant.

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Appeal from the Circuit Court
of Boone County.



No. 01--CF--81

Honorable
Gerald F. Grubb,
Judge, Presiding.



JUSTICE BYRNE delivered the opinion of the court:

Following a jury trial, defendant, Billy J. Effler, was convicted of conspiracy to commitforgery and sentenced to five years' imprisonment pursuant to the first clause of section 8--2(c) of theCriminal Code of 1961 (the Code) (720 ILCS 5/8--2(c) (West 2000)), which provides that a personconvicted of conspiracy may be imprisoned for a term not to exceed the maximum provided for theoffense that is the object of the conspiracy. The underlying offense of forgery is a Class 3 felony. 720 ILCS 5/17--3(d) (West 2000). Defendant's sole contention on appeal is that the trial courtshould have construed the statute in its entirety and sentenced him under the last clause, because itapplies to offenses, such as forgery, that are not enumerated in section 8--2(c) and limits the punishment for conspiracy to commit such an offense to that allowed for a Class 4 felony, whichcarries a maximum of three years (see 730 ILCS 5/5--8--1(a)(7) (West 2000)). We agree.

Because this case involves only a question of statutory interpretation, which we must reviewde novo (see People v. Robinson, 172 Ill. 2d 452, 457 (1996)), we dispense with the facts of the case. All that is relevant here is that defendant was convicted of conspiracy to commit forgery. Accordingly, we begin our analysis with the statute. It provides:

"A person convicted of conspiracy may be fined or imprisoned or both not to exceed the maximum provided for the offense which is the object of the conspiracy, except that if theobject is an offense prohibited by Sections 11--15, 11--16, 11--17, 11--19, 24--1(a)(1), 24--1(a)(7), 28--1, 28--3 and 28--4 of the 'Criminal Code of 1961', approved July 28, 1961, asamended, or prohibited by Sections 404 or 406(b) of the 'Illinois Controlled Substances Act',enacted by the 77th General Assembly, or an inchoate offense related to any of the aforesaidprincipal offenses, the person convicted may be sentenced for a Class 3 felony however,conspiracy to commit treason, first degree murder, or aggravated kidnapping shall not besentenced in excess of a Class 2 felony, and conspiracy to commit any offense other thanthose specified in this subsection, and other than those set forth in Sections 401, 402, or 407of the Illinois Controlled Substances Act, shall not be sentenced in excess of a Class 4 felony." (Emphasis added.) 720 ILCS 5/8--2(c) (West 2000).

Defendant does not dispute that he was convicted of conspiracy to commit forgery and thatforgery is a Class 3 felony. 720 ILCS 5/17--3(d) (West 2000). The trial court sentenced defendantto five years' imprisonment, the maximum allowed for a Class 3 felony, based upon the language in the first clause of section 8--2(c), which permits "[a] person convicted of conspiracy to be fined orimprisoned or both not to exceed the maximum provided for the offense which is the object of theconspiracy." 720 ILCS 5/8--2(c) (West 2000). Under defendant's reading of the statute, however,he maintains that the first clause applies to conspiracies to commit misdemeanors and that the lastclause applies to his conviction, because conspiracy to commit forgery is not specifically listed in thestatute. Accordingly, defendant argues that the trial court should have sentenced him as a Class 4offender under the last clause. The State maintains that a person who is convicted of conspiracy tocommit forgery should be sentenced under the first clause and that interpreting the first clause as applying solely to misdemeanors as defendant urges amounts to reading into the statute a limitationthat the legislature did not express.

Our primary objective when construing the meaning of a disputed statute is to ascertain andgive effect to the intent of the legislature. People v. Zaremba, 158 Ill. 2d 36, 40 (1994). Courtsshould consider the statute in its entirety, keeping in mind the subject it addresses and the legislature'sapparent objective in enacting it. Gill v. Miller, 94 Ill. 2d 52, 56 (1983). The most reliable indicatorof legislative intent is the language of the statute, which, if plain and unambiguous, must be readwithout exception, limitation, or other condition. People v. Lavallier, 187 Ill. 2d 464, 468 (1999);People v. Robinson, 172 Ill. 2d 452, 457 (1996).

A court should not construe a statute in a manner that would lead to consequences that areabsurd, inconvenient, or unjust. A court should avoid an interpretation of a statute that would renderany portion of it meaningless or void. Paciga v. Property Tax Appeal Board, 322 Ill. App. 3d 157,161 (2001). Moreover, a criminal or penal statute is to be strictly construed in favor of the accused,and nothing should be taken by intendment or implication beyond the obvious or literal meaning ofthe statute. People v. Laubscher, 183 Ill. 2d 330, 337 (1998). Any ambiguity in a penal statute mustbe resolved in favor of the defense. People v. Whitney, 188 Ill. 2d 91, 98 (1999).

When interpreting a statute, the court may consider the reason and necessity for the law, theevils sought to be remedied, and the purposes to be achieved. People v. Storms, 254 Ill. App. 3d139, 142 (1993). Conspiracy requires an agreement to commit a specific crime and an overt act infurtherance of the agreement. People v. Moorhead, 128 Ill. App. 3d 137, 141 (1984). A conspiracyto commit a crime generally is not considered to be as serious an offense as the underlying offenseitself, unless the legislature intends otherwise. Therefore, the legislature's classifications of conspiracies should ensure that the sentencing structure is proportionate to the seriousness of theunderlying offenses, with realistic maximums.

Applying these principles to the present case, we have carefully examined the statute todetermine whether the last clause applies to conspiracy to commit forgery. We find that it does.

It is clear that the first clause is a general provision that "sets the ceiling" for personsconvicted of conspiracies. It directs the court that "[a] person convicted of conspiracy may be finedor imprisoned or both not to exceed the maximum provided for the offense which is the object of theconspiracy." 720 ILCS 5/8--2(c) (West 2000). In other words, the legislature intends that theconspiracy offender cannot be punished more severely for the conspiracy offense than he or shewould be punished for the underlying offense. The first clause appears to apply to both felony andmisdemeanor offenses, as the only limitation it sets is that the person convicted of the conspiracyoffense may be "fined" or "imprisoned" or "both."

The second clause of section 8--2(c) applies to certain enumerated misdemeanors and otheroffenses, such as those prohibited by section 404 or 406(b) of the Illinois Controlled Substances Act(720 ILCS 570/404, 406(b) (West 2000)), and it is relevant to this case only in that conspiracy tocommit forgery is not listed there. Similarly, the third clause of section 8--2(c) applies to conspiraciesto commit the capital offenses of treason, first-degree murder, and aggravated kidnapping. Clearly,conspiracy to commit forgery is not enumerated in the third clause either.

The final clause, however, provides that conspiracy to commit any offense not specified in thestatute "shall not be sentenced in excess of a Class 4 felony." 720 ILCS 5/8--2(c) (West 2000). Therefore, unlike the first clause of section 8--2(c), the final clause distinguishes between conspiraciesto commit felonies and misdemeanors. Clearly, the legislature has reduced the maximum punishmentfor those felony conspiracy offenses that are not specifically enumerated in the statute. An isolatedreading of the first clause would indicate that conspiracy to commit any felony may be punished asseverely as the underlying offense. However, for conspiracy to commit an unspecified felony, thefinal clause reduces the punishment to no greater than the maximum for a Class 4 felony.

Construing the statute in its entirety, we hold that, for offenses that are not enumerated insection 8--2(c), the final clause limits the maximum punishment for conspiracy to commit a felony tothat allowed for a Class 4 felony, and the first clause limits the maximum punishment for conspiracyto commit a misdemeanor to the maximum provided for the underlying misdemeanor. Logically,conspiracy to commit any misdemeanor other than those mentioned in the statute would be within only the first clause of section 8--2(c). We emphasize that the first clause of section 8--2(c) wouldalso apply to sections 401, 402, and 407 of the Illinois Controlled Substances Act (720 ILCS570/401, 402, 407 (West 2000)). Conspiracy to commit an offense under sections 401, 402, and 407may not be punished more severely than the underlying offense. Furthermore, the last clause cannotapply to a misdemeanor because a court cannot punish someone for conspiracy to commit amisdemeanor to the extent of a Class 4 felony. To read this any other way would lead to an absurdresult clearly not intended by the legislature.

Certainly, if we were to apply the first clause of the statute in the manner the State asserts,it would lead to consequences the legislature sought to avoid. For example, if punishment were tobe handed out according to the first clause, then a person who conspired to commit armed robberycould be sentenced in line with a Class X felony (see 720 ILCS 5/18--2(b) (West 2000)). However,the specific limitations of the third clause of section 8--2(c) provide that conspiracy to commit first-degree murder can be punished only to the extent of a Class 2 felony. The legislature could not haveintended to punish a person who conspired to commit armed robbery more severely than a personwho conspired to commit first-degree murder. Furthermore, if we were to apply the first clause toa person convicted of conspiracy to commit an unspecified felony, then the last clause would berendered meaningless. Additionally, such an interpretation would not favor the accused. As we haveinterpreted the statute, the legislature's classifications of conspiracies ensure that the sentencingstructure is proportionate to the seriousness of the underlying offense.

The State also argues that, in People v. Gonzales, 314 Ill. App. 3d 993 (2000), we held that the defendant's conviction of criminal drug conspiracy made him ineligible for custodial sentencecredit pursuant to sections 5--8--7(d) and 5--5--3(c)(2)(C) of the Unified Code of Corrections (730ILCS 5/5--8--7(d), 5--5--3(c)(2)(C) (West 1998)). Noting that the sentencing scheme created bysection 405.1(c) of the Controlled Substances Act (720 ILCS 570/405.1(c) (West 1998)) permits a defendant convicted of criminal drug conspiracy to be sentenced as if he were convicted of theoffense that was the object of the conspiracy, which in Gonzales was a Class X unlawful delivery ofcocaine, we found that the legislature clearly intended that such a defendant receive a Class Xsentence and carry the label of a Class X offender. Gonzales, 314 Ill. App. 3d at 997. The Staterecognizes that the sentencing statute at issue in Gonzales differs from that in the present case, butnevertheless believes that we should follow our reasoning in Gonzales; that, with few exceptions, thelegislature intends to punish group criminal activity based upon the seriousness of the offense that is the object of the conspiracy.

Our interpretation of section 8--2(c) does not deviate from the principle that the legislatureintends to structure punishment in proportion to the seriousness of the offense. However, in theGonzales case, we applied a provision that the legislature specifically added to the calculated drugconspiracy statute, mandating that the sentence may not be less than the minimum nor more than themaximum provided for the offense that is the object of the conspiracy. 720 ILCS 570/405.1(c) (West1998). Section 8--2(c) otherwise has no application to a calculated drug conspiracy case.

Finally, we direct the State to People v. King, 140 Ill. App. 3d 937 (1985), wherein we heldthat the trial court erred in determining that conspiracy to commit robbery is a Class 2 felony, and wefound that the sentence for conspiracy to commit robbery cannot be in excess of that for a Class 4felony under section 8--2(c) (Ill. Rev. Stat. 1983, ch. 38, par. 8--2(c)). King, 140 Ill. App. 3d at 945. At that time, the statute was virtually the same as it is today. While we did not analyze whetherconspiracy to commit robbery, which was not enumerated in the statute, properly fell within the lastclause of the statute, it is evident that we applied the last clause because the underlying offense ofrobbery at the time was a Class 2 felony (see Ill. Rev. Stat. 1983, ch. 38, par. 18--1(b)) and, under the last clause of section 8--2(c), the defendant's conspiracy offense fell within the lower classificationof a Class 4 felony.

For the reasons stated, pursuant to Supreme Court Rule 615(b)(4) (134 Ill. 2d R. 615(b)(4)),we vacate the five-year sentence and, because defendant does not request a new sentencing hearingbut requests that the maximum sentence for a Class 4 felony be imposed, we modify defendant'ssentence to the maximum term for a Class 4 felony, which is three years. See 730 ILCS 5/5--8--1(a)(7) (West 2000).

Affirmed as modified.

KAPALA and GILLERAN JOHNSON, JJ., concur.