McNamara v. Oak Lawn Municipal Officers Electoral Board

Case Date: 04/11/2005
Court: 1st District Appellate
Docket No: 1-05-0421 Rel

FIRST DIVISION
April 11, 2005



No. 1-05-0421

 

JOHN J. McNAMARA and GEORGE A. PAPPAS, ) Appeal from
  ) the Circuit Court
                Petitioners-Appellants, ) of Cook County
  )  
                           v. )  
  )  
THE OAK LAWN MUNICIPAL OFFICERS ) No. 05 COEL 15
ELECTORAL BOARD and BOARD MEMBERS )  
RONALD STANCIK, MARGORIE JOY, and ROBERT J. )  
STREIT; and HARRY YOURELL, ) Honorable
  ) Susan Fox Gillis,
               Respondents-Appellees. ) Judge Presiding.

 

PRESIDING JUSTICE CAHILL delivered the opinion of the court:

Petitioners John J. McNamara and George A. Pappas appeal an order by the circuit courtaffirming the decision of respondent Oak Lawn Municipal Officers Electoral Board (Board) toinvalidate nomination papers filed by them for the April 5, 2005, Oak Lawn election. The Boardfound the nomination papers invalid under section 10-3 of the Election Code (Code) (10 ILCS5/10-3 (West 2002)) and ordered that petitioners names not be printed on the ballot. We reverse.

Petitioners filed joint nomination papers as independent candidates in the upcomingelection for the Village of Oak Lawn. The nomination papers contained a joint heading that listedMcNamara as the candidate for village president and Pappas as the candidate for village clerk. The papers were signed by a little over 900 voters, just under 8% of the qualified voters for thevillage. Respondent Harry Yourell objected to the nomination papers on the ground that thepapers did not comply with section 10-3 of the Code.

The Board, comprised of respondents Ronald Stanick, Marjorie Joy and Robert Streit,sustained the objection by a 2 to 1 vote and ordered that petitioners' names not be printed on theballot. The majority found section 10-3 of the Code prohibits independent candidates from filingjoint nomination papers for the offices of village president and village clerk: "The Election Coderequires that an independent candidate circulate and collect signatures for himself alone andcannot combine his candidacy with that of another [i]ndependent [c]andidate as a 'slate[.]' " Board member Streit wrote a dissenting opinion.

Petitioners sought judicial review of the Board's decision in the circuit court. The circuitcourt agreed with the Board's finding that section 10-3 of the Code required independentcandidates to file individual nomination papers. The court ruled petitioners' nomination paperswere invalid under the statute because they were filed jointly and affirmed the Board's decision.

Petitioners appeal. We granted an expedited briefing schedule and ordered a motion todismiss filed by respondent Yourell taken with the case. We first address the motion to dismiss,which challenges our jurisdiction to hear this appeal.

Yourell moves to dismiss the appeal for petitioners' failure to name and serve necessaryparties. The motion alleges petitioners failed to name David Orr, the Cook County clerk, as aparty to this appeal and that no service of the appellate court proceedings was attempted on theBoard members, Yourell or the Cook County clerk. Yourell maintains such failures deprive thiscourt of jurisdiction under section 10-10.1 of the Code (10 ILCS 5/10-10.1 (West 2002)). Petitioners respond that Yourell's motion is brought in bad faith and request sanctions.

Illinois courts may exercise jurisdiction over election cases only when such jurisdiction isprovided for by statute. Hough v. Will County Board of Elections, 338 Ill. App. 3d 1092, 1093-94, 789 N.E.2d 795 (2003). Section 10-10.1 of the Code sets out the jurisdictional prerequisitesfor judicial review of election cases. Hough, 338 Ill. App. 3d at 1094. That section requires: (1)a challenging petition be filed with the clerk of the court within 10 days after the electoral boardissues its decision; (2) the petition state briefly the reasons why the board's decision should bereversed; (3) the petitioner serve copies of the petition on the electoral board and other parties tothe proceeding by registered or certified mail; and (4) the petitioner file proof of service with theclerk of the court. 10 ILCS 5/10-10.1 (West 2002). Yourell does not claim that the challengingpetition in the circuit court failed to comply with the jurisdictional requirements of the Code. Yourell's allegation that petitioners failed to serve the necessary parties with notice of theappellate court proceedings, an allegation refuted by petitioners, does not raise a jurisdictional barunder section 10-10.1 of the Code. Also, Yourell's argument that the failure to name and servethe Cook County clerk deprives us of jurisdiction ignores our holding in Allord v. MunicipalOfficers Electoral Board, 288 Ill. App. 3d 897, 904, 682 N.E.2d 125 (1997), where we foundthere was no such requirement. The motion to dismiss the appeal is denied. Because there is noevidence of bad faith in filing the motion, petitioners' request for sanctions is denied.

We turn to the substantive issue raised by this appeal: whether, under section 10-3 of theCode, independent candidates for local election may file joint nomination papers. The issue is oneof statutory construction.

The fundamental rule of statutory construction is to ascertain and give effect to thelegislature's intent. People ex rel. Birkett v. City of Chicago, 202 Ill. 2d 36, 45, 779 N.E.2d 875(2002). The best indication of legislative intent is the plain and ordinary meaning of the statutorylanguage. Birkett, 202 Ill. 2d at 45. Where the language is clear and unambiguous, we mustapply the statute without resort to other aids of statutory construction. Birkett, 202 Ill. 2d at 45-46. If the statutory language is ambiguous, we look to other sources to decide the legislature'sintent. Birkett, 202 Ill. 2d at 46. The construction of a statute is a question of law that isreviewed de novo. Birkett, 202 Ill. 2d at 46.

Section 10-3 of the Election Code reads in pertinent part:

"Nominations of independent candidates for public office within any district orpolitical subdivision less than the State, may be made by nomination papers signedin the aggregate for each candidate by qualified voters of such district, or politicalsubdivision, equaling not less than 5%, nor more than 8% *** of the number ofpersons, who voted at the next preceding regular election in such district orpolitical subdivision in which such district or political subdivision voted as a unitfor the election of officers to serve its respective territorial area ***." (Emphasisadded.) 10 ILCS 5/10-3 (West 2002).

Petitioners argue the statute allows independent candidates to file joint nomination papers asevidenced by the legislature's reference to candidates in the plural and inclusion of the words "inthe aggregate." Respondents argue the words "each candidate" require independent candidates tofile individual nomination papers.

We agree with this reading. The statute requires that each independent candidate fileseparate, individual nomination papers signed in the aggregate by a specified percentage ofqualified voters. "Nomination papers signed in the aggregate," the language relied on bypetitioners, refers to the compilation of signature sheets viewed as a set. It does not refer to thenumber of candidates that may be listed on a set of nomination papers.

But our inquiry does not end there. We must decide whether petitioners' noncompliancewith section 10-3 compels striking them from the ballot. Respondents argue petitioners' namescannot appear on the ballot under section 10-4 of the Code. Section 10-4 requires that allpetitions for nomination under Article 10 of the Election Code comply with certain authenticity,formatting and stylistic specifications. 10 ILCS 5/10-4 (West 2002). Section 10-4 imposes apenalty for violation of that section: "No signature shall be valid or be counted in considering thevalidity or sufficiency of such petition unless the requirements of this [s]ection are compliedwith." (Emphasis added.) 10 ILCS 5/10-4 (West 2002). Once again, we find the language of thestatute clear. The penalty only applies to violations of section 10-4. See Ballentine v. Bardwell,132 Ill. App. 3d 1033, 1038-39, 478 N.E.2d 500 (1985) (rejecting argument that penaltyprovision of section 10-4 applies to violations of section 10-5 of the Code).

Petitioners argue that, if this court finds noncompliance with section 10-3, their namesshould nonetheless appear on the ballot. Petitioners cite cases where our Illinois courts, relyingon fundamental constitutional principles, have declined to penalize election law violations. Thepolicy favors ballot access and guards the right of voters to endorse and nominate the candidate oftheir choice. See, e.g., Lucas v. Lakin, 175 Ill. 2d 166, 176, 676 N.E.2d 637 (1997); Welch v.Johnson, 147 Ill. 2d 40, 56-57, 588 N.E.2d 1119 (1992); Anderson v. Schneider, 67 Ill. 2d 165,365 N.E.2d 900 (1977). In deciding whether petitioners' noncompliance with section 10-3 is fatalto their nomination, we rely on People ex rel. Meyer v. Kerner, 35 Ill. 2d 33, 39, 219 N.E.2d 617(1966). Our supreme court in Kerner held:

"Where a statute provides that an election shall be rendered void by failure of thoseinvolved in the election process to perform certain duties, the courts are bound toenforce it as mandatory. [Citations.] But, where the statute does not expresslydeclare its provisions to be mandatory or compliance therewith to be essential toits validity, the failure to strictly comply, in the absence of fraud or a showing thatthe merits of the election were affected thereby, is not fatal." Kerner, 35 Ill. 2d at39.

Section 10-3 does not contain mandatory language, nor does it provide that compliance isessential to effect a valid nomination. The legislature used the word "may" in describing hownominations may be made: "Nominations of independent candidates for public office within anydistrict or political subdivision less than the State, may be made by nomination papers signed inthe aggregate for each candidate by qualified voters of such district[] or political subdivision ***."(Emphasis added.) 10 ILCS 5/10-3 (West 2002). The word "shall" appears several times withinsection 10-3 but it does not appear in the pertinent provision. We conclude that the legislaturedid not intend that this provision be mandatory. See Briscoe v. Kusper, 435 F.2d 1046, 1056 (7thCir. 1970) (interpreting section 10-3 in the least restrictive and most obvious manner to uphold itsconstitutionality).

Also, section 10-3 does not provide that an election will be rendered void by failure ofthose involved in the election process to perform according to its terms. Cf. 10 ILCS 5/10-4(West 2002); Wollan v. Jacoby, 274 Ill. App. 3d 388, 393, 653 N.E.2d 1303 (1995) (interpretingsection 10-4 of the Code as mandatory and to require strict compliance). Accordingly, even if wewere to find section 10-3 mandatory rather than directory, compliance therewith is not essential tothe validity of a nomination. See Ballentine, 132 Ill. App. 3d at 1039 (in the absence of anapplicable strict compliance provision, candidates' names may appear on ballot despite violation ofsection 10-5 of the Code).

Finally, respondents have not alleged petitioners engaged in fraud or that the merits of theelection would be affected by petitioners' failure to file individual nomination papers. We notepetitioners received more than the minimal percentage of voter signatures. The statute providesthat the nomination papers be signed by no less than 5% and no more than 8% of the qualifiedvoters for the district or political subdivision where the election is to take place. 10 ILCS 5/10-3(West 2002). Petitioners obtained more than 900 voter signatures, just under 8% of the qualifiedvoters for the village. See Merz v. Volberding, 94 Ill. App. 3d 1111, 1118, 419 N.E.2d 628(1981) (allowing names of independent candidates to appear on ballot despite failure to obtainsignatures from at least 5% of the qualified voters).

So what is the consequence for a failure to abide by the procedures set forth in section 10-3 absent a showing of fraud or that the merits of the election would be affected? We do notknow, not because the statute is ambiguous but because it is silent. While it seems clear to us thatthe statute anticipates that independent candidates for various offices in an election will fileseparate nomination petitions, it may be that the legislature simply did not anticipate whathappened in this case. We will not read a remedy into a statute that fails to provide for one,particularly a drastic remedy that deprives a citizen of the right to run for office. See In reMarriage of Mitchell, 319 Ill. App. 3d 17, 22-23, 745 N.E.2d 167 (2001) (refusal to read intostatute remedy the legislature did not specifically authorize); Ballentine, 132 Ill. App. 3d at 1038(appellate court cannot restrict or enlarge the plain meaning of an unambiguous statute).

The motion to dismiss the appeal is denied. The judgement of the circuit court affirmingthe Board, and the order of the Board, are reversed. The Board is directed to place petitioners'names on the ballot for the April 5, 2005, village election.

Reversed.

McBRIDE and KARNEZIS, JJ., concur.