SUBPART C—CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans—Civil Money Penalties (§150.301 to §150.347)
- 150.301—General rule regarding the imposition of civil money penalties.
- 150.303—Basis for initiating an investigation of a potential violation.
- 150.305—Determination of entity liable for civil money penalty.
- 150.307—Notice to responsible entities.
- 150.309—Request for extension.
- 150.311—Responses to allegations of noncompliance.
- 150.313—Market conduct examinations.
- 150.315—Amount of penalty—General.
- 150.317—Factors CMS uses to determine the amount of penalty.
- 150.319—Determining the amount of the penalty—mitigating circumstances.
- 150.321—Determining the amount of penalty—aggravating circumstances.
- 150.323—Determining the amount of penalty—other matters as justice may require.
- 150.325—Settlement authority.
- 150.341—Limitations on penalties.
- 150.343—Notice of proposed penalty.
- 150.345—Appeal of proposed penalty.
- 150.347—Failure to request a hearing.