CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 > SUBPART E—Forms for Statements Made in Connection With Exempt Tender Offers (§249.480 to §249.510) > 249.501—Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.

249.501—Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.

(a) This form shall be used for application for registration as a broker-dealer under the Securities Exchange Act of 1934, or to amend such application.
(b) Interim Form BD shall be used for application for registration as broker-dealer under the Securities Exchange Act of 1934, or to amend such application, only by order of the Commission. In the event broker-dealers are required to comply with their filing obligations on Interim Form BD, the form will be made available at the Commission's Publication Office at (202) 942-4040.

Code of Federal Regulations

[33 FR 18995, Dec. 20, 1968]

Code of Federal Regulations

Editorial Note: For Federal Register citations affecting Form BD, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at at www.fdsys.gov.