SUBCHAPTER II—INVESTMENT ADVISERS (§§ 80b1—80b21)
- § 80b-1. Findings
- § 80b-2. Definitions
- § 80b-3. Registration of investment advisers
- § 80b-3a. State and Federal responsibilities
- § 80b-4. Reports by investment advisers
- § 80b-4a. Prevention of misuse of nonpublic information
- § 80b-5. Investment advisory contracts
- § 80b-6. Prohibited transactions by investment advisers
- § 80b-6a. Exemptions
- § 80b-7. Material misstatements
- § 80b-8. General prohibitions
- § 80b-9. Enforcement of subchapter
- § 80b-10. Disclosure of information by Commission
- § 80b-10a. Consultation
- § 80b-11. Rules, regulations, and orders of Commission
- § 80b-12. Hearings
- § 80b-13. Court review of orders
- § 80b-14. Jurisdiction of offenses and suits
- § 80b-15. Validity of contracts
- § 80b-16. Omitted
- § 80b-17. Penalties
- § 80b-18. Hiring and leasing authority of Commission
- § 80b-18a. State regulation of investment advisers
- § 80b-19. Separability
- § 80b-20. Short title
- § 80b-21. Effective date