CHAPTER 247. ASSISTED LIVING FACILITIES
HEALTH AND SAFETY CODE
TITLE 4. HEALTH FACILITIES
SUBTITLE B. LICENSING OF HEALTH FACILITIES
CHAPTER 247. ASSISTED LIVING FACILITIES
SUBCHAPTER A. GENERAL PROVISIONS
Sec. 247.001. SHORT TITLE. This chapter may be cited as the
Assisted Living Facility Licensing Act.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991; Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff. Sept.
1, 1991. Amended by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999.
Sec. 247.0011. SCOPE, PURPOSE, AND IMPLEMENTATION. (a) The
purpose of this chapter is to ensure that assisted living
facilities in this state deliver the highest possible quality of
care. This chapter and the rules adopted under this chapter
establish minimum acceptable levels of care, and a violation of a
minimum acceptable level of care established under this chapter
is a violation of law. For purposes of this chapter, components
of quality of care include:
(1) resident independence and self-determination;
(2) humane treatment;
(3) conservative intervention;
(4) access to care;
(5) continuity of care;
(6) coordination of services;
(7) safe surroundings;
(8) professionalism of service providers;
(9) participation in useful studies; and
(10) quality of life.
(b) The department shall protect residents of assisted living
facilities by:
(1) adopting rules relating to quality of care and quality of
life;
(2) adopting rules relating to the assessment of the condition
and service needs of each resident;
(3) promoting policies that maximize the dignity, autonomy,
privacy, and independence of each resident;
(4) regulating the construction, maintenance, and operation of
assisted living facilities;
(5) strictly monitoring factors relating to the health, safety,
welfare, and dignity of each resident;
(6) imposing prompt and effective remedies for violations of
this chapter and rules and standards adopted under this chapter;
(7) providing a residential environment that allows residents to
maintain the highest possible degree of independence and
self-determination; and
(8) providing the public with helpful and understandable
information relating to the operation of assisted living
facilities in this state.
(c) Assisted living services are driven by a service philosophy
that emphasizes personal dignity, autonomy, independence, and
privacy. Assisted living services should enhance a person's
ability to age in place in a residential setting while receiving
increasing or decreasing levels of service as the person's needs
change.
Added by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999.
Sec. 247.002. DEFINITIONS. In this chapter:
(1) "Assisted living facility" means an establishment that:
(A) furnishes, in one or more facilities, food and shelter to
four or more persons who are unrelated to the proprietor of the
establishment;
(B) provides:
(i) personal care services; or
(ii) administration of medication by a person licensed or
otherwise authorized in this state to administer the medication;
and
(C) may provide assistance with or supervision of the
administration of medication.
(2) "Board" means the executive commissioner of the Health and
Human Services Commission.
(3) "Controlling person" means a person who controls an assisted
living facility or other person as described by Section 247.005.
(4) "Department" means the Department of Aging and Disability
Services.
(5) "Personal care services" means:
(A) assistance with feeding, dressing, moving, bathing, or other
personal needs or maintenance; or
(B) general supervision or oversight of the physical and mental
well-being of a person who needs assistance to maintain a private
and independent residence in an assisted living facility or who
needs assistance to manage the person's personal life, regardless
of whether a guardian has been appointed for the person.
(6) "Qualified religious society" means a church, synagogue, or
other organization or association that is organized primarily for
religious purposes and that:
(A) has been in existence in this state for at least 35 years;
and
(B) does not distribute any of its income to its members,
officers, or governing body other than as reasonable compensation
for services or reimbursement of expenses.
(7) "Commissioner" means the commissioner of the department.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Amended by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1,
eff. Sept. 1, 1991; Acts 1993, 73rd Leg., ch. 608, Sec. 2, eff.
Aug. 30, 1993; Acts 1995, 74th Leg., ch. 76, Sec. 8.092, eff.
Sept. 1, 1995; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept.
1, 1999; Acts 2001, 77th Leg., ch. 1248, Sec. 1, eff. Sept. 1,
2001.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
1106, Sec. 2, eff. September 1, 2009.
Sec. 247.0025. IMMEDIATE THREAT OF HARM. For purposes of this
chapter, there is considered to be an immediate threat to the
health or safety of a resident, or a situation is considered to
put the health or safety of a resident in immediate jeopardy, if
there is a situation in which an assisted living facility's
noncompliance with one or more requirements of licensure has
caused, or is likely to cause, serious injury, harm, impairment,
or death to a resident.
Added by Acts 2001, 77th Leg., ch. 1248, Sec. 2, eff. Sept. 1,
2001.
Sec. 247.003. APPLICATION OF OTHER LAW. (a) Except as provided
by Subsections (b) and (c), Chapter 242 does not apply to an
assisted living facility licensed under this chapter.
(b) Subchapter D, Chapter 242, applies to an assisted living
facility, and the department shall administer and enforce that
subchapter for an assisted living facility in the same manner it
is administered and enforced for a nursing home.
(c) Except as provided by this subsection, Subchapter R, Chapter
242, applies to an assisted living facility, and the department
shall administer that subchapter for an assisted living facility
in the same manner it is administered and enforced for a nursing
home, but shall enforce that subchapter in accordance with the
sanctions authorized by this chapter. Sections 242.851 and
242.852 do not apply to an assisted living facility or to conduct
within an assisted living facility.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991; Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff. Sept.
1, 1991. Amended by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999; Acts 2003, 78th Leg., ch. 160, Sec. 1, eff. May
27, 2003.
Sec. 247.004. EXEMPTIONS. This chapter does not apply to:
(1) a boarding home facility as defined by Section 254.001;
(2) an establishment conducted by or for the adherents of the
Church of Christ, Scientist, for the purpose of providing
facilities for the care or treatment of the sick who depend
exclusively on prayer or spiritual means for healing without the
use of any drug or material remedy if the establishment complies
with local safety, sanitary, and quarantine ordinances and
regulations;
(3) a facility conducted by or for the adherents of a qualified
religious society classified as a tax-exempt organization under
an Internal Revenue Service group exemption ruling for the
purpose of providing personal care services without charge solely
for the society's professed members or ministers in retirement,
if the facility complies with local safety, sanitation, and
quarantine ordinances and regulations; or
(4) a facility that provides personal care services only to
persons enrolled in a program that is funded in whole or in part
by the department and that is monitored by the department or its
designated local mental retardation authority in accordance with
standards set by the department.
Added by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff.
Sept. 1, 1991. Amended by Acts 1993, 73rd Leg., ch. 608, Sec. 1,
eff. Aug. 30, 1993; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
1106, Sec. 3, eff. September 1, 2009.
Sec. 247.005. CONTROLLING PERSON. (a) A person is a
controlling person if the person, acting alone or with others,
has the ability to directly or indirectly influence, direct, or
cause the direction of the management, expenditure of money, or
policies of an assisted living facility or other person.
(b) For purposes of this chapter, "controlling person" includes:
(1) a management company, landlord, or other business entity
that operates or contracts with others for the operation of an
assisted living facility;
(2) a person who is a controlling person of a management company
or other business entity that operates an assisted living
facility or that contracts with another person for the operation
of an assisted living facility; and
(3) any other individual who, because of a personal, familial,
or other relationship with the owner, manager, landlord, tenant,
or provider of an assisted living facility, is in a position of
actual control or authority with respect to the facility, without
regard to whether the individual is formally named as an owner,
manager, director, officer, provider, consultant, contractor, or
employee of the facility.
(b-1) Notwithstanding any other provision of this section, for
purposes of this chapter, a controlling person of an assisted
living facility or of a management company or other business
entity described by Subsection (b)(1) that is a publicly traded
corporation or is controlled by a publicly traded corporation
means an officer or director of the corporation. The term does
not include a shareholder or lender of the publicly traded
corporation.
(c) A controlling person described by Subsection (b)(3) does not
include an employee, lender, secured creditor, landlord, or other
person who does not exercise formal or actual influence or
control over the operation of an assisted living facility.
(d) The department may adopt rules that specify the ownership
interests and other relationships that qualify a person as a
controlling person.
Added by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
917, Sec. 3, eff. September 1, 2009.
Sec. 247.006. ADVISORY COMMITTEE. (a) The Advisory Committee
on Assisted Living Facilities consists of nine members appointed
by the board. The commissioner of human services shall appoint
two staff members from the department to serve as nonvoting
advisory members. In appointing staff members under this
subsection, the commissioner shall appoint one member as a
representative of long-term care policy and one member as a
representative of long-term care regulation.
(b) The board shall appoint the advisory committee to provide
for a balanced representation of assisted living providers and
consumers and shall appoint one member who has expertise in life
safety code regulations. At least one of the provider members
must be representative of a nonprofit facility, and at least one
member must be a family member of a resident of a facility.
(c) The committee shall elect the presiding officer from among
its members.
(d) The committee shall advise the department on standards for
licensing assisted living facilities and on the implementation of
this chapter.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Amended by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1,
eff. Sept. 1, 1991; Acts 1995, 74th Leg., ch. 76, Sec. 8.094,
eff. Sept. 1, 1995; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999. Renumbered from Sec. 247.051 and amended by by
Acts 2001, 77th Leg., ch. 1248, Sec. 10, eff. Sept. 1, 2001.
SUBCHAPTER B. LICENSING, FEES, AND INSPECTIONS
Sec. 247.021. LICENSE REQUIRED. (a) A person may not establish
or operate an assisted living facility without a license issued
under this chapter.
(b) A person establishing or operating a facility that is not
required to be licensed under this chapter may not use the term
"assisted living" in referring to the facility or the services
provided at the facility.
(c) A person establishing or operating a facility that is not
required to be licensed but who elects to obtain a license under
this chapter may use the term "assisted living" in referring to
the facility or the services provided at the facility.
(d) The department by rule shall establish procedures to issue a
six-month provisional license to existing facilities with
residents. The department may issue a provisional license if:
(1) the facility is in compliance with resident care standards;
(2) the facility voluntarily discloses that the facility needs
additional time to comply with life safety code and physical
plant standards;
(3) the disclosure is made in writing by certified mail to the
department;
(4) an investigation of the violation was not initiated and the
violation was not independently detected by the department; and
(5) the disclosure is made promptly after knowledge of the
information disclosed is obtained by the facility.
(d-1) A provisional license expires the earlier of:
(1) the 180th day after the effective date of the provisional
license or the end of any extension period granted by the
department, in the department's sole discretion; or
(2) the date a license is issued to the provisional license
holder under Subsection (d-3).
(d-2) The department shall conduct a life safety code inspection
of the facility as soon as reasonably possible after the
department issues a provisional license.
(d-3) After conducting a life safety code inspection, the
department shall issue a license under Section 247.023 to the
provisional license holder if the facility passes the inspection
and the applicant meets all requirements for a license. A
license issued under this subsection has the same effective date
as the provisional license.
(e) Repealed by Acts 2009, 81st Leg., R.S., Ch. 917, Sec. 9,
eff. September 1, 2009.
(f) Repealed by Acts 2009, 81st Leg., R.S., Ch. 917, Sec. 9,
eff. September 1, 2009.
(g) The department shall, upon submission of a written request
by the applicant, automatically issue a provisional license to a
newly constructed facility if:
(1) the facility is in compliance with resident care standards;
(2) all local approvals have been obtained;
(3) a complete license application is submitted within 30 days
of receipt of all local approvals;
(4) the license fee has been paid;
(5) before beginning construction, the license applicant submits
working drawings and specifications to the department for review;
and
(6) the department determines that the license applicant
constructed another facility in this state that complies with the
department's life safety code standards.
(h) The department may automatically issue a provisional license
in the case of a corporate change of ownership of a facility.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991; Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff. Sept.
1, 1991. Amended by Acts 1997, 75th Leg., ch. 1088, Sec. 1, eff.
Sept. 1, 1997; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept.
1, 1999.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
917, Sec. 4, eff. September 1, 2009.
Acts 2009, 81st Leg., R.S., Ch.
917, Sec. 9, eff. September 1, 2009.
Sec. 247.0211. EXPEDITED LIFE SAFETY CODE INSPECTION. (a) The
executive commissioner of the Health and Human Services
Commission shall adopt rules to implement an expedited inspection
process that allows an applicant for an assisted living facility
license or for a renewal of a license to obtain a life safety
code and physical plant inspection not later than the 15th day
after the date the request is made.
(b) The department may charge a fee to recover the cost of the
expedited inspection.
Added by Acts 2009, 81st Leg., R.S., Ch.
917, Sec. 5, eff. September 1, 2009.
Sec. 247.022. LICENSE APPLICATION. (a) An applicant for an
assisted living facility license must submit an application to
the department on a form prescribed by the department.
(b) Each application must be accompanied by a nonrefundable
license fee in an amount set by the board.
(b-1) If the department conducts more than two life safety code
inspections at the applicant's facility, the department may
collect a fee in addition to the fee under Subsection (b) for the
application for the license.
(c) The department may provide technical assistance to an
applicant by making brief inspections of the assisted living
facility proposed to be licensed and making recommendations
concerning actions necessary to meet standards for assisted
living facilities.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Amended by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1,
eff. Sept. 1, 1991; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
917, Sec. 6, eff. September 1, 2009.
Sec. 247.023. ISSUANCE AND RENEWAL OF LICENSE. (a) The
department shall issue a license if, after inspection and
investigation, it finds that the applicant, the assisted living
facility, and all controlling persons with respect to the
applicant or facility meet the requirements of this chapter and
the standards adopted under this chapter. The license expires on
the second anniversary of the date of its issuance. The
executive commissioner of the Health and Human Services
Commission by rule may adopt a system under which licenses expire
on various dates during the two-year period. For the year in
which a license expiration date is changed, the department shall
prorate the license fee on a monthly basis. Each license holder
shall pay only that portion of the license fee allocable to the
number of months during which the license is valid. A license
holder shall pay the total license renewal fee at the time of
renewal.
(b) To renew a license, the license holder must submit to the
department the license renewal fee.
(c) The board may require participation in a continuing
education program as a condition of renewal of a license. The
board shall adopt rules to implement this subsection.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Amended by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1,
eff. Sept. 1, 1991; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999.
Amended by:
Acts 2007, 80th Leg., R.S., Ch.
809, Sec. 14, eff. September 1, 2007.
Sec. 247.0231. COMPLIANCE RECORD IN OTHER STATES. The
department may require an applicant or license holder to provide
the department with information relating to compliance by the
applicant, the license holder, or a controlling person with
respect to the applicant or license holder with regulatory
requirements in another state in which the applicant, license
holder, or controlling person operates or operated an assisted
living facility.
Added by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999.
Sec. 247.024. FEES; DISPOSITION OF REVENUE. (a) The department
shall set license fees imposed by this chapter:
(1) on the basis of the number of beds in assisted living
facilities required to pay the fee; and
(2) in amounts reasonable and necessary to defray the cost of
administering this chapter, but not to exceed $1,500.
(b) The board shall establish by rule a base fee schedule and a
per bed fee schedule.
(c) All fees or penalties collected under this chapter shall be
deposited in the state treasury to the credit of the general
revenue fund and shall be appropriated to the department only to
administer and enforce this chapter.
(d) Investigation fees or attorney's fees may not be assessed
against or collected from an assisted living facility by or on
behalf of the department or another state agency unless the
department or other state agency assesses and collects a penalty
authorized by this chapter from the facility.
(e) An applicant who submits a license renewal later than the
45th day before the expiration date of a current license is
subject to a late fee in accordance with department rules.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Amended by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1,
eff. Sept. 1, 1991; Acts 1997, 75th Leg., ch. 416, Sec. 1, eff.
Sept. 1, 1997; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept.
1, 1999.
Amended by:
Acts 2007, 80th Leg., R.S., Ch.
809, Sec. 15, eff. September 1, 2007.
Sec. 247.025. ADOPTION OF RULES. The board shall adopt rules
necessary to implement this chapter, including requirements for
the issuance, renewal, denial, suspension, and revocation of a
license to operate an assisted living facility.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991; Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff. Sept.
1, 1991. Amended by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999.
Sec. 247.0255. RESTRAINT AND SECLUSION. A person providing
services to a resident of an assisted living facility shall
comply with Chapter 322 and the rules adopted under that chapter.
Added by Acts 2005, 79th Leg., Ch.
698, Sec. 3, eff. September 1, 2005.
Sec. 247.026. STANDARDS. (a) The board by rule shall prescribe
minimum standards to protect the health and safety of an assisted
living facility resident.
(b) The standards must:
(1) clearly differentiate an assisted living facility from an
institution required to be licensed under Chapter 242;
(2) ensure quality care and protection of the residents' health
and safety without excessive cost;
(3) ensure that the daily nutritional and special dietary needs
of each resident are met; and
(4) require an assisted living facility to:
(A) use its license number or a state-issued facility
identification number in all advertisements, solicitations, and
promotional materials; and
(B) provide each prospective resident or prospective resident's
representative, as appropriate, with a consumer disclosure
statement in a standard form adopted by the department.
(c) The board shall require an assisted living facility that
provides brain injury rehabilitation services to include in the
facility's consumer disclosure statement a specific statement
that licensure as an assisted living facility does not indicate
state review, approval, or endorsement of the facility's
rehabilitation services.
(d) The board may prescribe different levels of minimum
standards for assisted living facilities according to the number
of residents, the type of residents, the level of personal care
provided, the nutritional needs of residents, and other
distinctions the board considers relevant. If the board does not
prescribe minimum standards for facilities serving non-geriatric
residents, it must develop procedures for consideration and
approval of alternate methods of compliance by such facilities
with the board's standards.
(e) Local health and safety standards adopted by the
municipality in which an assisted living facility is located do
not apply to the facility unless the standards specifically state
that they apply to assisted living facilities.
(f) The board by rule shall prescribe minimum standards
requiring appropriate training in geriatric care for each
individual who provides services to geriatric residents as an
employee of an assisted living facility and who holds a license
or certificate issued by an agency of this state that authorizes
the person to provide the services. The minimum standards may
require that each licensed or certified individual complete an
appropriate program of continuing education or in-service
training, as determined by board rule, on a schedule determined
by board rule.
(g) Any individual otherwise qualified, who has been employed by
a licensed assisted living facility for at least 90 days, shall
be eligible to be certified as a medication aide following
completion of the required course of study and successful
completion of any required examination.
(h) An individual may not serve as the manager of an assisted
living facility that has 17 beds or more unless the individual:
(1) has an associate's degree in nursing, health care
management, or a related field from a public or private
institution of higher education;
(2) has a bachelor's degree from a public or private institution
of higher education; or
(3) has at least one year of experience working in management or
in the health care industry.
(i) The board by rule shall require each manager of an assisted
living facility that has 17 beds or more to complete at least one
educational course on the management of assisted living
facilities not later than the first anniversary of the date the
manager begins employment in that capacity.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Amended by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1,
eff. Sept. 1, 1991; Acts 1995, 74th Leg., ch. 542, Sec. 1, eff.
Sept. 1, 1995; Acts 1995, 74th Leg., ch. 583, Sec. 2, eff. Aug.
28, 1995; Acts 1997, 75th Leg., ch. 165, Sec. 31.01(57), eff.
Sept. 1, 1997; Acts 1997, 75th Leg., ch. 416, Sec. 2, eff. Sept.
1, 1997; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999; Acts 2003, 78th Leg., ch. 734, Sec. 1, eff. Sept. 1, 2003.
Sec. 247.0261. EARLY COMPLIANCE REVIEW. (a) The department by
rule shall adopt a procedure under which a person proposing to
construct or modify an assisted living facility may submit
building plans to the department for review for compliance with
the department's architectural requirements before beginning
construction or modification. In adopting the procedure, the
department shall set reasonable deadlines by which the department
must complete review of submitted plans.
(b) The department shall, within 30 days, review plans submitted
under this section for compliance with the department's
architectural requirements and inform the person of the results
of the review. If the plans comply with the department's
architectural requirements, the department may not subsequently
change the architectural requirements applicable to the project
unless:
(1) the change is required by federal law; or
(2) the person fails to complete the project within a reasonable
time.
(c) The department may charge a reasonable fee for conducting a
review under this section.
(d) A fee collected under this section shall be deposited in the
general revenue fund to the credit of the assisted living account
and shall be appropriated only to the department to conduct
reviews under this section.
(e) The review procedure provided by this section does not
include review of building plans for compliance with the Texas
Accessibility Standards as administered and enforced by the Texas
Department of Licensing and Regulation.
Added by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999.
Sec. 247.0262. REPORT ON LIFE SAFETY CODE SURVEYS. (a) The
department shall annually report the number of life safety code
surveys for an initial assisted living facility license with
respect to which the department first visits the facility to
conduct the survey more than 60 days after the date the applicant
notifies the department that the applicant is ready for the
initial survey.
(b) The department may report other data related to the
timeliness of life safety code surveys or the processing time of
license applications.
(c) The department may include the information described by
Subsections (a) and (b) in any required annual regulatory report.
Added by Acts 2009, 81st Leg., R.S., Ch.
917, Sec. 7, eff. September 1, 2009.
Sec. 247.027. INSPECTIONS. (a) In addition to the inspection
required under Section 247.023(a), the department may inspect an
assisted living facility annually and may inspect a facility at
other reasonable times as necessary to assure compliance with
this chapter.
(b) The department shall establish an inspection checklist based
on the minimum standards that describes the matters subject to
inspection. The department shall use the inspection checklist in
conducting inspections under this section and Section 247.023(a).
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Amended by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1,
eff. Sept. 1, 1991; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999.
Sec. 247.0271. INSPECTION EXIT CONFERENCE. (a) At the
conclusion of an inspection under Section 247.023(a) or Section
247.027, the inspector shall perform an exit conference to advise
the assisted living facility of the findings resulting from the
inspection.
(b) At the exit conference, the inspector shall provide a copy
of the inspection checklist to the assisted living facility and
list each violation discovered during the inspection, with
specific reference to the standard violated.
(c) If, after the initial exit conference, additional violations
are cited, the inspector shall conduct an additional exit
conference regarding the newly identified violations. An
additional exit conference must be held in person and may not be
held by telephone, e-mail, or facsimile transmission.
(d) The assisted living facility shall submit a plan of
correction to the regional director with supervisory authority
over the inspector not later than the 10th working day after the
date the facility receives the final official statement of
violations.
Added by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999. Amended by Acts 2001, 77th Leg., ch. 1248, Sec. 17, eff.
Sept. 1, 2001.
Amended by:
Acts 2007, 80th Leg., R.S., Ch.
974, Sec. 4, eff. September 1, 2007.
Sec. 247.0272. INSPECTOR TRAINING; REQUIRED EXAMINATION. (a)
The department shall develop and implement a training program to
provide specialized training to department employees who inspect
assisted living facilities under this chapter. The training must
emphasize the distinction between an assisted living facility and
an institution licensed under Chapter 242.
(b) In developing and updating the training program required by
this section, the department shall consult with operators of
assisted living facilities and consumers of personal care
services provided by assisted living facilities or legal
representatives of those consumers.
(c) The department shall examine department employees who
inspect or otherwise survey assisted living facilities under this
chapter. In developing the examination, the department shall
consult with operators of assisted living facilities or their
representatives and with consumers of personal care services
provided by assisted living facilities or representatives of
consumers.
(d) A department employee may not independently inspect, survey,
or take administrative action against an assisted living facility
unless the employee has passed the examination administered under
Subsection (c).
Added by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999. Amended by Acts 2001, 77th Leg., ch. 1248, Sec. 3, 4, eff.
Sept. 1, 2001.
Sec. 247.0275. REGISTRATION WITH TEXAS INFORMATION AND REFERRAL
NETWORK. (a) An assisted living facility licensed under this
chapter shall register with the Texas Information and Referral
Network under Section 531.0312, Government Code, to assist the
state in identifying persons needing assistance if an area is
evacuated because of a disaster or other emergency.
(b) The assisted living facility is not required to identify
individual residents who may require assistance in an evacuation
or to register individual residents with the Texas Information
and Referral Network for evacuation assistance.
(c) The assisted living facility shall notify each resident and
the resident's next of kin or guardian regarding how to register
for evacuation assistance with the Texas Information and Referral
Network.
Added by Acts 2009, 81st Leg., R.S., Ch.
1280, Sec. 1.18, eff. September 1, 2009.
Sec. 247.028. ASSISTANCE BY DEPARTMENT. The department may
provide assistance to an assisted living facility, including the
provision of training materials, the coordination of training
conferences and workshops with other state agencies, and the
development of a provider's handbook explaining assisted living
facility rules.
Added by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff.
Sept. 1, 1991. Amended by Acts 1999, 76th Leg., ch. 233, Sec. 1,
eff. Sept. 1, 1999.
Sec. 247.029. FACILITIES FOR PERSONS WITH ALZHEIMER'S DISEASE.
(a) The board by rule shall establish a classification and
license for a facility that advertises, markets, or otherwise
promotes that the facility provides personal care services to
residents who have Alzheimer's disease or related disorders. A
facility is not required to be classified under this section to
provide care or treatment to residents who have Alzheimer's
disease or related disorders.
(b) The board shall adopt minimum standards for an assisted
living facility classified under this section.
(c) An individual may not serve as the manager of an assisted
living facility classified under this section or as the
supervisor of an assisted living facility unit classified under
this section unless the individual is at least 21 years of age
and has:
(1) an associate's degree from a public or private institution
of higher education in nursing, health care management, or a
related field;
(2) a bachelor's degree from a public or private institution of
higher education in psychology, gerontology, nursing, or a
related field; or
(3) at least one year of experience working with persons with
dementia.
Added by Acts 1997, 75th Leg., ch. 444, Sec. 1, eff. Sept. 1,
1997. Amended by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999.
Text of section effective until September 01, 2010
Sec. 247.030. FACILITIES FOR SUPERVISION OF MEDICATION AND
GENERAL WELFARE. (a) The board by rule shall establish a
classification and license for a facility that:
(1) provides only medication supervision, in accordance with
Section 247.002(5)(B), and general supervision of residents'
welfare, in accordance with Section 247.002(5)(C); and
(2) does not provide substantial assistance with the activities
of daily living, as described by Section 247.002(5)(A).
(b) The board shall adopt minimum standards for an assisted
living facility classified under this section, including
standards imposing adequate requirements relating to medication
supervision. The board shall modify accessibility and life safety
code standards generally applicable to a facility licensed under
this chapter as necessary for a facility classified under this
section to reflect the level of services provided by the
facility. The modified standards must be specifically defined by
the board and must provide for two-story buildings. Two-story
buildings must meet all life safety code requirements in regards
to protecting vertical openings, as specified in the 1988 edition
of the National Fire Protection Association (NFPA) 101, Section
21-2.3.1.
(c) Except as provided by this section, an assisted living
facility classified under this section is required to comply with
all requirements imposed by this chapter.
Added by Acts 1999, 76th Leg., ch. 233, Sec. 1, eff. Sept. 1,
1999. Amended by Acts 2001, 77th Leg., ch. 315, Sec. 1, eff.
Sept. 1, 2001.
Sec. 247.031. MUNICIPAL ENFORCEMENT. The governing body of a
municipality by ordinance may:
(1) prohibit a person who does not hold a license issued under
this chapter from establishing or operating an assisted living
facility within the municipality; and
(2) establish a procedure for emergency closure of a facility in
circumstances in which:
(A) the facility is established or operating in violation of
Section 247.021; and
(B) the continued operation of the facility creates an immediate
threat to the health and safety of a resident of the facility.
Added by Acts 1997, 75th Leg., ch. 1088, Sec. 2, eff. Sept. 1,
1997. Renumbered from Sec. 247.029 and amended by Acts 1999, 76th
Leg., ch. 233, Sec. 1, eff. Sept. 1, 1999.
Sec. 247.032. ACCREDITATION SURVEY TO SATISFY INSPECTION
REQUIREMENTS. (a) In this section, "accreditation commission"
means the Commission on Accreditation of Rehabilitation
Facilities, the Joint Commission on Accreditation of Healthcare
Organizations, or another organization approved by the executive
commissioner of the Health and Human Services Commission.
(b) The department shall accept an accreditation survey from an
accreditation commission for an assisted living facility instead
of an inspection under Section 247.023 or an annual inspection or
survey conducted under the authority of Section 247.027, but only
if:
(1) the accreditation commission's standards meet or exceed the
requirements for licensing of the executive commissioner of the
Health and Human Services Commission for an assisted living
facility;
(2) the accreditation commission maintains an inspection or
survey program that, for each assisted living facility, meets the
department's applicable minimum standards as confirmed by the
executive commissioner of the Health and Human Services
Commission;
(3) the accreditation commission conducts an on-site inspection
or survey of the facility at least as often as required by
Section 247.023 or 247.027 and in accordance with the
department's minimum standards;
(4) the assisted living facility submits to the department a
copy of its required accreditation reports to the accreditation
commission in addition to the application, the fee, and any
report required for renewal of a license;
(5) the inspection or survey results are available for public
inspection to the same extent that the results of an
investigation or survey conducted under Section 247.023 or
247.027 are available for public inspection; and
(6) the department ensures that the accreditation commission has
taken reasonable precautions to protect the confidentiality of
personally identifiable information concerning the residents of
the assisted living facility.
(c) The department shall coordinate its licensing activities
with each of the accreditation commissions.
(d) Except as specifically provided by this section, this
section does not limit the department in performing any power or
duty under this chapter or inspection authorized by Section
247.027, including taking appropriate action relating to an
assisted living facility, such as suspending or revoking a
license, investigating an allegation of abuse, exploitation, or
neglect or another complaint, assessing an administrative
penalty, or closing the facility.
(e) This section does not require an assisted living facility to
obtain accreditation from an accreditation commission.
Added by Acts 2005, 79th Leg., Ch.
579, Sec. 1, eff. January 1, 2006.
Added by Acts 2005, 79th Leg., Ch.
870, Sec. 1, eff. September 1, 2005.
Amended by:
Acts 2009, 81st Leg., R.S., Ch.
917, Sec. 8, eff. September 1, 2009.
SUBCHAPTER C. GENERAL ENFORCEMENT
Sec. 247.041. DENIAL, SUSPENSION, OR REVOCATION OF LICENSE. (a)
The department, after providing notice and opportunity for a
hearing to the applicant or license holder, may deny, suspend, or
revoke a license if the department finds that the applicant,
license holder, or a controlling person has:
(1) violated this chapter or a rule, standard, or order adopted
or license issued under this chapter in either a repeated or
substantial manner; or
(2) committed any act described by Sections 247.0451(a)(2)-(6).
(b) The denial, suspension, or revocation of a license by the
department and the appeal from that action are governed by the
procedures for a contested case hearing under Chapter 2001,
Government Code.
(c) The status of a person as an applicant for a license or as a
license holder is preserved until final disposition of the
contested matter, except as the court having jurisdiction of a
judicial review of the matter may order in the public interest
for the welfare and safety of the residents.
(d) A court having jurisdiction of a judicial review of the
matter may not order arbitration, whether on motion of any party
or on the court's own motion, to resolve a dispute involving the
denial, suspension, or revocation of a license under this section
or the conduct with respect to which the denial, suspension, or
revocation of the license is sought.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991; Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff. Sept.
1, 1991. Amended by Acts 1995, 74th Leg., ch. 76, Sec. 5.95(49),
eff. Sept. 1, 1995; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999; Acts 2001, 77th Leg., ch. 1248, Sec. 5, eff. Sept.
1, 2001.
Sec. 247.042. EMERGENCY SUSPENSION OR CLOSING ORDER. (a) If
the department finds an assisted living facility operating in
violation of the standards prescribed by this chapter and the
violations create an immediate threat to the health and safety of
a resident in the facility, the department may suspend the
license or order immediate closing of all or part of the
facility.
(b) The order suspending a license under Subsection (a) is
effective immediately on written notice to the license holder or
on the date specified in the order.
(c) The order suspending the license and ordering closure of all
or part of an assisted living facility is valid for 10 days after
its effective date.
(d) The department shall provide for the relocation of residents
of an assisted living facility that is closed. The relocation may
not be to a facility with a more restrictive environment unless
all other reasonable alternatives are exhausted. Relocation
procedures shall be adopted as part of the memorandum of
understanding adopted under Section 247.061.
(e) The department and the State Office of Administrative
Hearings shall expedite any hearing or decision involving an
emergency suspension or closing order issued under this section.
Added by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff.
Sept. 1, 1991. Amended by Acts 1991, 72nd Leg., ch. 14, Sec. 114,
eff. Sept. 1, 1991; Acts 1999, 76th Leg., ch. 233, Sec. 1, eff.
Sept. 1, 1999; Acts 2001, 77th Leg., ch. 1248, Sec. 6, eff. Sept.
1, 2001.
Sec. 247.043. INVESTIGATION OF ABUSE, EXPLOITATION, OR NEGLECT.
(a) The department shall conduct a preliminary investigation of
each allegation of abuse, exploitation, or neglect of a resident
of an assisted living facility to determine if there is evidence
to corroborate the allegation. If the department determines that
there is evidence to corroborate the allegation, the department
shall conduct a thorough investigation of the allegation.
(b) If the thorough investigation reveals that abuse,
exploitation, or neglect has occurred, the department shall:
(1) implement enforcement measures, including closing the
facility, revoking the facility's license, relocating residents,
and making referrals to law enforcement agencies;
(2) notify the Department of Protective and Regulatory Services
of the results of the investigation;
(3) notify a health and human services agency, as defined by
Section 531.001, Government Code, that contracts with the
facility for the delivery of personal care services of the
results of the investigation; and
(4) provide to a contracting health and human services agency
access to the department's documents or records relating to the
investigation.
(c) Providing access to a confidential document or record under
Subsection (b)(4) does not constitute a waiver of
confidentiality.
Added by Acts 1991, 72nd Leg., ch. 637, art. 2, Sec. 1, eff.
Sept. 1, 1991. Amended by Acts 1999, 76th Leg., ch. 233, Sec. 1,
eff. Sept. 1, 1999.
Sec. 247.044. INJUNCTION. (a) The department may petition a
district court for a temporary restraining order to restrain a
continuing violation of the standards or licensing requirements
provided under this chapter if the department finds that:
(1) the violation creates an immediate threat to the health and
safety of the assisted living facility residents; or
(2) the facility is operating without a license.
(b) A district court, on petition of the department and on a
finding by the court that a person is violating the standards or
licensing requirements provided under this chapter, may by
injunction:
(1) prohibit a person from continuing a violation of the
standards or licensing requirements provided under this chapter;
(2) restrain the establishment or operation of an assisted
living facility without a license issued under this chapter; or
(3) grant any other injunctive relief warranted by the facts.
(c) The department may petition a district court for a temporary
restraining order to inspect a facility allegedly required to be
licensed and operating without a license when admission to the
facility cannot be obtained. If it is shown that admission to the
facility cannot be obtained, the court shall order the facility
to allow the department admission to the facility.
(d) The attorney general or local prosecuting attorney may
institute and conduct a suit authorized by this section at the
request of the department.
(e) Venue for a suit brought under this section is in the county
in which the assisted living facility is located or in Travis
County.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Renumbered from 247.043 and amended by Acts 1991, 72nd
Leg., ch. 637, art. 2, Sec. 1, eff. Sept. 1, 1991. Amended by
Acts 1997, 75th Leg., ch. 416, Sec. 3, eff. Sept. 1, 1997; Acts
1997, 75th Leg., ch. 1088, Sec. 3, eff. Sept. 1, 1997; Acts 1999,
76th Leg., ch. 233, Sec. 1, eff. Sept. 1, 1999.
Sec. 247.045. CIVIL PENALTIES. (a) Except as provided by
Subsections (b) and (c), a person who violates this chapter or
who fails to comply with a rule adopted under this chapter and
whose violation is determined by the department to threaten the
health and safety of a resident of an assisted living facility is
subject to a civil penalty of not less than $100 nor more than
$10,000 for each act of violation. Each day of a continuing
violation constitutes a separate ground of recovery.
(b) A person is subject to a civil penalty if the person:
(1) is in violation of Section 247.021; or
(2) has been determined to be in violation of Section 247.021
and violates any other provision of this chapter or fails to
comply with a rule adopted under this chapter.
(c) The amount of a civil penalty under Subsection (b) may not
be less than $1,000 or more than $10,000 for each act of
violation. Each day of a continuing violation constitutes a
separate ground of recovery.
(d) The attorney general may institute and conduct a suit to
collect a penalty and fees under this section at the request of
the department. If the attorney general fails to notify the
department within 30 days of referral from the department that
the attorney general will accept the case, the department shall
refer the case to the local district attorney, county attorney,
or city attorney. The district attorney, county attorney, or
city attorney shall file suit in a district court to collect and
retain the penalty.
(e) Investigation and attorney's fees may not be assessed or
collected by or on behalf of the department or other state agency
unless a penalty described under this chapter is assessed.
(f) The department and attorney general, or other legal
representative as described in Subsection (d), shall work in
close cooperation throughout any legal proceedings requested by
the department.
(g) The commissioner of human services must approve any
settlement agreement to a suit brought under this chapter.
(h) If a person who is liable under this section fails to pay
any amount the person is obligated to pay under this section, the
state may seek satisfaction from any owner, other controlling
person, or affiliate of the person found liable. The owner,
other controlling person, or affiliate may be found liable in the
same suit or in another suit on a showing by the state that the
amount to be paid has not been paid or otherwise legally
discharged. The department by rule may establish a method for
satisfying an obligation imposed under this section from an
insurance policy, letter of credit, or other contingency fund.
(i) In this section, "affiliate" means:
(1) with respect to a partnership other than a limited
partnership, each partner of the partnership;
(2) with respect to a corporation:
(A) an officer;
(B) a director;
(C) a stockholder who owns, holds, or has the power to vote at
least 10 percent of any class of securities issued by the
corporation, regardless of whether the power is of record or
beneficial; and
(D) a controlling individual;
(3) with respect to an individual:
(A) each partnership and each partner in the partnership in
which the individual or any other affiliate of the individual is
a partner; and
(B) each corporation or other business entity in which the
individual or another affiliate of the individual is:
(i) an officer;
(ii) a director;
(iii) a stockholder who owns, holds, or has the power to vote at
least 10 percent of any class of securities issued by the
corporation, regardless of whether the power is of record or
beneficial; and
(iv) a controlling individual;
(4) with respect to a limited partnership:
(A) a general partner; and
(B) a limited partner who is a controlling individual;
(5) with respect to a limited liability company:
(A) an owner who is a manager as described by the Texas Limited
Liability Company Act (Article 1528n, Vernon's Texas Civil
Statutes); and
(B) each owner who is a controlling individual; and
(6) with respect to any other business entity, a controlling
individual.
Added by Acts 1991, 72nd Leg., ch. 14, Sec. 114, eff. Sept. 1,
1991. Renumbered from Sec. 247.044 and amended by Acts 1991, 72nd
Leg., ch. 637, art. 2, Sec. 1, eff. Sept. 1, 1991. Amended by
Acts 1997, 75th Leg., ch. 416, Sec. 4, eff. Sept. 1, 1997; Acts
1997, 75th Leg., ch. 1088, Sec. 4, eff. Sept. 1, 1997; Acts 1999,
76th Leg., ch. 62, Sec. 11.03, eff. Sept. 1, 1999; Acts 1999,
76th Leg., ch. 233, Sec. 1, eff. Sept. 1, 1999.
Amended by:
Acts 2007, 80th Leg., R.S., Ch.
1194, Sec. 9, eff. September 1, 2007.
Sec. 247.0451. ADMINISTRATIVE PENALTY. (a) The department may
assess an administrative penalty against a person who:
(1) violates this chapter or a rule, standard, or order adopted
under this chapter or a term of a license issued under this
chapter;
(2) makes a false statement, that the person knows or should
know is false, of a material fact:
(A) on an application for issuance or renewal of a license or in
an attachment to the application; or
(B) with respect to a matter under investigation by the
department;
(3) refuses to allow a representative of the department to
inspect:
(A) a book, record, or file required to be maintained by an
assisted living facility; or
(B) any portion of the premises of an assisted living facility;
(4) wilfully interferes with the work of a representative of the
department or the enforcement of this chapter;
(5) wilfully interferes with a representative of the department
preserving evidence of a violation of this chapter or a rule,
standard, or order adopted under this chapter or a term of a
license issued under this chapter;
(6) fails to pay a penalty assessed under this chapter not later
than the 30th day after the date the assessment of the penalty
becomes final; or
(7) fails to notify the department of a change of ownership
before the effective date of the change of ownership.
(b) Except as provided by Section 247.0452(c), the penalty may
not exceed $1,000 for each violation.
(c) The board shall establish gradations of penalties in
accordance with the relative seriousness of the violation.
(d) In determining the amount of a penalty, the department shall
consider any matter that justice may require, but must consider
each of the following and make a record of the extent to which
each of the following was considered:
(1) the gradations of penalties established under Subsection
(c);
(2) the seriousness of the violation, including the nature,
circumstances, extent, and gravity of the prohibited act and the
hazard or potential hazard created by the act to the health or
safety of the public;
(3) the history of previous violations;
(4) deterrence of future violations;
(5) efforts to correct the violation; and
(6) the size of the facility and of the business entity that
owns the facility.
(e) A penalty assessed under Subsection (a)(6) is in addition to
the penalty previously assessed and not timely paid.
(f) The department may not assess a penalty under this section
against a resident of an assisted living facility unless the
resident is also an employee of the facility or a controlling
person.
Added by Acts 2001, 77th Leg., ch. 1248, Sec. 8, eff. Sept. 1,
2001.
Amended by:
Acts 2007, 80th Leg., R.S., Ch.
809, Sec. 16, eff. September 1, 2007.
Sec. 247.0452. RIGHT TO CORRECT. (a) The department may not
collect an administrative penalty from an assisted living
facility under Section 247.0451 if, not later than the 45th day
after the date the facility receives notice under Section
247.0453(c), the facility corrects the violation.
(b) Subsection (a) does not apply:
(1) to a violation that the department determines results in
serious harm to or death of a resident;
(2) to a violation described by Sections 247.0451(a)(2)-(7);
(3) to a second or subsequent violation of:
(A) a right of the same resident under Section 247.064; or
(B) the same right of all residents under Section 247.064; or
(4) to a violation described by Section 247.066, which contains
its own right to correct provisions.
(c) An assisted living facility that corrects a violation must
maintain the correction. If the facility fails to maintain the
correction until at least the first anniversary of the date the
correction was made, the department may assess and collect an
administrative penalty for the subsequent violation. An
administrative penalty assessed under this subsection is equal to
three times the amount of the original penalty assessed but not
collected. The department is not required to provide the facility
with an opportunity under this section to correct the subsequent
violation.
Added by Acts 2001, 77th Leg., ch. 1248, Sec. 8, eff. Sept. 1,
2001.
Amended by:
Acts 2007, 80th Leg., R.S., Ch.
809, Sec. 17, eff. September 1, 2007.
Sec. 247.0453. REPORT RECOMMENDING ADMINISTRATIVE PENALTY. (a)
The department shall issue a preliminary report stating the facts
on which the department concludes that a violation of this
chapter or a rule, standard, or order adopted under this chapter
or a term of a license issued under this chapter has occurred if
the department has:
(1) examined the possible violation and facts surrounding the
possible violation; and
(2) concluded that a violation has occurred.
(b) The report may recommend a penalty under Section 247.0451
and the amount of the penalty.
(c) The department shall give written notice of the report to
the person charged with the violation not later than the 10th day
after the date on which the report is issued. The notice must
include:
(1) a brief summary of the charges;
(2) a statement of the amount of penalty recommended;
(3) a statement of whether the violation is subject to
correction under Section 247.0452 and, if the violation is
subject to correction under that section, a statement of:
(A) the date on which the assisted living facility must file
with the department a plan of correction to be approved by the
department; and
(B) the date on which the plan of correction must be completed
to avoid assessment of the penalty; and
(4) a statement that the person charged has a right to a hearing
on the occurrence of the violation, the amount of the penalty, or
both.
(d) Not later than the 20th day after the date on which the
notice under Subsection (c) is received, the person charged may:
(1) give to the department written consent to the department's
report, including the recommended penalty; or
(2) make a written request for a hearing.
(e) If the violation is subject to correction under Section
247.0452, the assisted living facility shall submit a plan of
correction to the department for approval not later than the 10th
day after the date on which the notice under Subsection (c) is
received.
(f) If the violation is subject to correction under Section
247.0452, and the person reports to the department that the
violation has been corrected, the department shall inspect the
correction or take any other step necessary to confirm the
correction and shall notify the person that:
(1) the correction is satisfactory and a penalty will not be
assessed; or
(2) the correction is not satisfactory and a penalty is
recommended.
(g) Not later than the 20th day after the date on which a notice
under Subsection (f)(2) is received, the person charged may:
(1) give to the department written consent to the department's
report, including the recommended penalty; or
(2) make a written request for a hearing.
(h) If the person charged with the violation consents to the
penalty recommended by the department or does not timely respond
to a notice sent under Subsection (c) or (f)(2), the commissioner
or the commissioner's designee shall assess the penalty
recommended by the department.
(i) If the commissioner or the commissioner's designee assesses
the recommended penalty, the department shall give written notice
to the person charged of the decision and the person shall pay
the penalty.
Added by Acts 2001, 77th Leg., ch. 1248, Sec. 8, eff. Sept. 1,
2001.
Sec. 247.0454. HEARING ON ADMINISTRATIVE PENALTY. (a) An
administrative law judge shall order a hearing and give notice of
the hearing if a person charged with a violation under Section
247.0451 timely requests a hearing.
(b) The hearing shall be held before an administrative law
judge.
(c) The administrative law judge shall make findings of fact and
conclusions of law and promptly issue to the commissioner or the
commissioner's designee a written decision regarding the
occurrence of a violation of this chapter or a rule, standard, or
order adopted under this chapter or a term of a license issued
under this chapter and a recommendation regarding the amount of
the proposed penalty if a penalty is warranted.
(d) Based on the findings of fact and conclusions of law and the
recommendation of the administrative law judge, the commissioner
or the commissioner's designee by order may:
(1) find that a violation has occurred and assess an
administrative penalty; or
(2) find that a violation has not occurred.
(e) If the commissioner or the commissioner's designee finds
that a violation has not occurred, the commissioner or the
commissioner's designee shall order that all records reflecting
that the department found a violation had occurred and attempted
to impose an administrative penalty shall be expunged except:
(1) records obtained by the department during its investigation;
and