147 - Mentor-protege program.

§  147.  Mentor-protege  program. 1. In every state agency, department  and authority which has let more than ten million dollars in service and  construction contracts in the prior fiscal  year,  the  chief  executive  officer  of  that  agency,  department  or  authority  shall  develop  a  mentor-protege  program  to  foster  long-term   relationships   between  approved  mentor  firms,  and  small  business concerns and minority and  women-owned businesses certified pursuant to article  fifteen-A  of  the  executive  law,  in  order  to  enhance  the  capabilities  of small and  minority and women-owned business concerns,  improve  their  success  in  contracting  with  the  state  or  receiving  subcontracts under a state  contract,  and  to  create   sources   of   reliable   contractors   and  subcontractors  ready  to  perform  larger  jobs  and  responsibilities.  Participation in the program shall be voluntary for both the mentor firm  and the protege firm.    2.  The  chief  executive  officer  of  each  agency,  department   or  authority,  in  consultation  with  the division of minority and women's  business development and the division for small-business  shall  develop  requirements for:    (a)  approval  of contractors participating in the program established  pursuant to subdivision one of  this  section,  to  be  known,  for  the  purposes   of  such  program,  as  "mentor  firms".  Mentor  firms  must  demonstrate commitment and ability to assist  protege  firms,  including  favorable   financial   health,   good   character,  and  experience  in  contracting with the state. Once approved, a mentor firm  must  annually  certify  that  it  continues  to  possess good character and a favorable  financial position. Incentives for mentor firms to  participate  in  the  program  may  include:  (i)  where  contracts are awarded by best value,  additional evaluation points as specified in the request  for  proposal;  and  (ii)  where  protege  firms  are certified minority and women-owned  businesses, credit  towards  fulfillment  of  minority  and  women-owned  business   participation   requirements,  including  without  limitation  additional  credit  towards  fulfillment  of  minority  and  women-owned  business subcontracting participation goals based on costs incurred by a  mentor  firm  in  providing  assistance  to  a  certified  minority  and  women-owned business protege firm.    (b) approval for small and certified minority and women-owned business  concerns receiving assistance under the program established pursuant  to  subdivision  one  of this section, to be known, for the purposes of such  program, as "protege firms". A protege firm may have only one mentor  at  a  time  and may participate in the mentor-protege program for a maximum  of five years.    (c) a process by which each mentor firm, before  providing  assistance  to  a  protege firm under the program, shall enter into a mentor-protege  agreement regarding the assistance to be provided by  the  mentor  firm,  for a period as determined by the chief executive officer of the agency,  department  or  authority. A mentor firm may provide a protege firm with  assistance  and  training  in  general  business  management;  financial  management,   engineering,   safety   and   technical  matters;  bonding  assistance or bonding waivers; subcontracts; rent-free use of facilities  and/or equipment; joint venture arrangements; and any  other  assistance  as  determined  by the chief executive officer of the agency, department  or authority. Mentor-protege agreements shall be approved by  the  chief  executive  officer  of  the  agency,  department or authority, and shall  provide that either party may terminate the agreement with  thirty  days  advance   notice   and   notice  to  the  chief  executive  officer.  No  determination of affiliation or control may be found between  a  protege  firm  and  its  mentor firm based on the mentor-protege agreement or any  assistance provided pursuant to such agreement.