29.15 - Discharge and conditional release of patients to the community.

§ 29.15 Discharge and conditional release of patients to the community.    (a)  A  patient  may  be  discharged  or conditionally released to the  community by the director of a department facility, if, in  the  opinion  of staff familiar with the patient's case history, such patient does not  require active in-patient care and treatment.    (b)  A  patient may be conditionally released, rather than discharged,  when in the opinion of staff familiar with the patient's  case  history,  the  clinical  needs  of  such  patient  warrant  this  more restrictive  placement, provided, however, that    1. an involuntary patient may be conditionally released only  for  the  remainder of the authorized retention period; and    2.  except as provided in subdivision (d) of this section, a voluntary  patient may be conditionally released only for a  twelve  month  period,  provided however that (i) a voluntary patient under sixteen years of age  may  be  conditionally released only after consultation with the parent,  legal guardian, or next-of-kin of such patient; (ii) a voluntary patient  over sixteen and under  eighteen  years  of  age  may  be  conditionally  released  only with his consent or with the consent of the parent, legal  guardian, or next-of-kin of such  patient;  (iii)  a  voluntary  patient  eighteen  years  of age or older may be conditionally released only with  his consent.    (c) The director of a department facility from which  any  patient  is  conditionally released shall cause all such patients to be informed once  during  each  one  hundred  twenty  days of conditional release of their  status and rights, including their right  to  avail  themselves  of  the  facilities  of  the  mental  hygiene  legal service. At the time of such  periodic notification, the written consent of a patient to his continued  stay on conditional release status shall be obtained and a copy  thereof  shall be given to the mental hygiene legal service.    (d)  1. No voluntary patient who has been conditionally released shall  be continued on such status for a period beyond twelve months  from  the  date  of  commencement  of  such status or beyond twelve months from the  effective  date  of  this  statute,  whichever  is  later,  unless   the  suitability of such patient to remain on such status and his willingness  to  so  remain  have  been  reviewed.  The  director  shall  review  the  suitability of such patient to remain in such  status,  and  the  mental  hygiene  legal  service  shall review the willingness of such patient to  remain in such status. Notice of  the  determination  of  the  patient's  suitability  made  by  the director shall be given to the mental hygiene  legal service. If the mental hygiene legal service finds that  there  is  any  ground  to doubt the director's determination of the suitability of  such patient to remain on such status, or the willingness of the patient  to so remain, it shall make an application, upon notice to  the  patient  and  the  director  of  the facility for a court order determining those  questions. In any such proceeding, the patient or someone on his  behalf  or the mental hygiene legal service may request a hearing. If the mental  hygiene legal service finds no grounds to doubt the determination of the  director  as  to  the  suitability  or the willingness of the patient to  continue on conditional release status, it  shall  so  certify  and  the  patient may be continued on such status. A copy of such certification of  review shall be filed in the patient's record.    2.  If  an  application for a court order has been made, the court, in  determining  the  proceeding,  may  approve  the  continued  conditional  release  of  the  patient or, if the court finds that the patient is not  suitable or willing to continue on conditional release  status,  it  may  order the discharge of such patient.    3.  Prior  to  the  termination  of twelve months from the date of the  certification by the mental hygiene legal service of such  first  reviewor,  if an application for a court order has been made, from the date of  the first order and, thereafter, prior  to  the  termination  of  twelve  months  from  any  subsequent  certification or subsequent order, as the  case  may  be,  the  director and the mental hygiene legal service shall  conduct another review of the patient's suitability and  willingness  to  remain  on  conditional  release  status,  as set forth in the foregoing  subdivisions.    (e) * 1. In the case of an involuntary patient on conditional release,  the director may terminate the conditional release and order the patient  to return to the facility at  any  time  during  the  period  for  which  retention  was  authorized,  if, in the director's judgment, the patient  needs in-patient care and treatment and the conditional  release  is  no  longer  appropriate;  provided,  however,  that  in  any  such case, the  director shall cause written notice of such patient's return to be given  to the mental hygiene  legal  service.  The  director  shall  cause  the  patient  to  be retained for observation, care and treatment and further  examination in a hospital for up to seventy-two hours if a physician  on  the  staff of the hospital determines that such person may have a mental  illness and may be in need  of  involuntary  care  and  treatment  in  a  hospital pursuant to the provisions of article nine of this chapter. Any  continued retention in such hospital beyond the initial seventy-two hour  period  shall  be  in  accordance  with  the  provisions of this chapter  relating to the involuntary admission and retention of a person.  If  at  any time during the seventy-two hour period the person is determined not  to  meet  the  involuntary  admission  and  retention provisions of this  chapter, and does not agree to stay in the hospital as  a  voluntary  or  informal  patient,  he  or she must be released, either conditionally or  unconditionally.    * NB Effective until June 30, 2015    * 1. In the case of an involuntary patient on conditional release, the  director may terminate the conditional release and order the patient  to  return to the facility at any time during the period for which retention  was  authorized,  if,  in  the  director's  judgment,  the patient needs  in-patient care and treatment and the conditional release is  no  longer  appropriate provided, however, that in any such case, the director shall  cause  written notice of such patient's return to be given to the mental  hygiene legal service. If, at any time prior to the expiration of thirty  days from the date of return to the facility,  he  or  any  relative  or  friend  or  the  mental hygiene legal service gives notice in writing to  the director of request for hearing on the question of  the  suitability  of  such  patient's  return  to  the  facility,  a hearing shall be held  pursuant to the provisions of this chapter relating to  the  involuntary  admission of a person.    * NB Effective June 30, 2015    2.  In  the  case  of  a voluntary patient on conditional release, the  director may terminate the conditional release and order the patient  to  return to the facility at any time, if, in the judgment of the director,  the  patient  needs  in-patient  care  and treatment and the conditional  release is no  longer  appropriate,  provided,  however,  that  if  such  patient  does  not  consent  to  return to the facility, he shall not be  returned to the facility, except in accordance with  the  provisions  of  this chapter and the regulations of the commissioner for the involuntary  admission of a person.    (f)   The   discharge   or  conditional  release  of  all  clients  at  developmental centers, patients at psychiatric centers  or  patients  at  psychiatric  inpatient  services  subject  to licensure by the office of  mental health shall  be  in  accordance  with  a  written  service  plan  prepared  by  staff  familiar  with  the  case  history of the client orpatient to be discharged or conditionally released  and  in  cooperation  with  appropriate  social  services  officials  and  directors  of local  governmental units. In causing such plan to be prepared, the director of  the  facility  shall take steps to assure that the following persons are  interviewed, provided an opportunity  to  actively  participate  in  the  development  of  such  plan  and  advised  of whatever services might be  available to the patient through the mental hygiene legal  service:  the  patient  to  be  discharged  or  conditionally  released;  an authorized  representative of the patient, to include the parent or parents  if  the  patient  is  a  minor,  unless  such minor sixteen years of age or older  objects to the participation of the parent or parents and there has been  a clinical determination by a physician  that  the  involvement  of  the  parent  or  parents is not clinically appropriate and such determination  is documented in the clinical record and there is no plan  to  discharge  or release the minor to the home of such parent or parents; and upon the  request  of  the  patient  sixteen  years of age or older, a significant  individual to the  patient  including  any  relative,  close  friend  or  individual  otherwise  concerned  with the welfare of the patient, other  than an employee of the facility.    (g) A written service plan prepared pursuant  to  this  section  shall  include, but shall not be limited to, the following:    1.  a  statement  of  the  patient's  need,  if  any, for supervision,  medication, aftercare services, and  assistance  in  finding  employment  following discharge or conditional release, and    2.  a  specific  recommendation  of the type of residence in which the  patient is to live and a  listing  of  the  services  available  to  the  patient in such residence.    3.  A  listing  of  organizations,  facilities, including those of the  department, and individuals who are available  to  provide  services  in  accordance with the identified needs of the patient.    4.  The  notification  of  the  appropriate  school  district  and the  committee on special  education  regarding  the  proposed  discharge  or  release  of a patient under twenty-one years of age, consistent with all  applicable federal and state laws relating to  confidentiality  of  such  information.    (5)  an evaluation of the patient's need and potential eligibility for  public benefits following discharge or  conditional  release,  including  public assistance, medicaid, and supplemental security income.    An  inpatient  facility  operated  or licensed by the office of mental  health shall  provide  reasonable  and  appropriate  assistance  to  the  patient,  in  cooperation  with  local  social  services  districts,  in  applying for benefits identified in the written service plan pursuant to  paragraph five of this subdivision, prior to  discharge  or  conditional  release.    (h)  It  shall  also  be  the  responsibility  of  the director of any  department facility from which a client or patient has  been  discharged  or  conditionally  released,  in  collaboration,  when appropriate, with  appropriate  social  services   officials   and   directors   of   local  governmental  units,  to  prepare,  to  cause  to be implemented, and to  monitor a comprehensive program designed:    1. to determine whether the residence in which such client or  patient  is  living, is adequate and appropriate for the needs of such patient or  client;    2. to verify that such patient or client  is  receiving  the  services  specified in such patient's or client's written service plan; and    3.  to  recommend,  and  to take steps to assure the provision of, any  additional services.(i) 1. No patient about to be  discharged  or  conditionally  released  from a department facility or an inpatient facility operated or licensed  by  the  office  of  mental  health  shall  be  directly referred to any  facility subject to licensure, certification or approval  by  any  state  agency  or  department, unless it has been determined that such facility  has a current and valid license, certificate or approval.  In  addition,  no  patient  about  to  be  discharged  or conditionally released from a  department facility  shall  be  directly  referred  to  any  residential  accommodation not subject to licensure, certification or approval by any  state  agency  or  department  unless  it  has  been  determined,  after  consultation with appropriate  local  agencies,  that  such  residential  accommodation complies with all appropriate local zoning, building, fire  and safety codes, ordinances and regulations.    2. (I) A patient about to be discharged or conditionally released from  a department facility licensed or operated by the office for people with  developmental  disabilities  or  from  an inpatient facility operated or  licensed by the office of alcoholism and substance abuse services or the  office of mental health to an adult home or  residence  for  adults,  as  defined  in  section  two  of the social services law, shall be referred  only to such home or residence that is consistent  with  that  patient's  needs  and  that  operates pursuant to section four hundred sixty of the  social services  law,  provided  further  that:  (A)  for  a  department  facility   licensed   or   operated   by  the  office  for  people  with  developmental disabilities or for an inpatient facility operated by  the  office  of  alcoholism  and  substance  abuse  services or the office of  mental health, the facility  director  retains  authority  to  determine  whether the home, program or residence is consistent with that patient's  needs  and  (B) such referral shall be made to the patient's home county  whenever possible or appropriate.    (II) No patient about to be discharged or conditionally released  from  a department facility licensed or operated by the office for people with  developmental  disabilities  or  from  an inpatient facility operated or  licensed by the office of alcoholism and substance abuse services or the  office of mental health shall be referred to any adult home or residence  for adults, as defined in section two of the social services law,  which  has  received  an  official written notice from the department of health  of: (A) the proposed revocation, suspension or denial of  its  operating  certificate;  (B)  the  limitation  of  its  operating  certificate with  respect to new admissions; (C) the issuance of a  department  of  health  order  or  commissioner  of  health's  order or the seeking of equitable  relief pursuant to section four hundred sixty-d of the  social  services  law;  (D)  the  proposed assessment of civil penalties for violations of  the provisions of subparagraph two of paragraph (b) of subdivision seven  of section four hundred sixty-d of the social services law; or placement  on the "do not refer list" pursuant to subdivision  fifteen  of  section  four  hundred  sixty-d  of the social services law. Referrals may resume  when such enforcement actions are resolved.    (III) A community provider of mental  hygiene  services,  including  a  provider of case management services, which serves residents of any home  or  residence  in  which  the  department  of  social services has acted  pursuant to subdivision nine of section four hundred sixty-one-c of  the  social services law, shall assist the operator of such home or residence  or the department of social services in efforts to secure an appropriate  alternate placement of a resident.    (IV) The commissioner shall promptly refer to the department of social  services  any  serious  complaint  received  about  the care provided or  health and safety conditions in an adult home or residence  for  adults.  The  commissioner  may  as  appropriate  assist the department of socialservices in the investigation and resolution of such complaints as  well  as  in  the  investigation and resolution of any such complaint which is  initially received by the department of social services.    (j) The department shall submit to the legislature and the governor by  the   first   day   of   January,   nineteen  hundred  seventy-eight,  a  comprehensive plan describing those reasonable  steps  taken  or  to  be  taken  by  the  department  to  locate former patients who had been in a  department facility for a continuous period for two or more years  prior  to their discharge or conditional release and who had been discharged or  conditionally  released  on  or  after the thirty-first day of December,  nineteen hundred seventy without the benefit of a written service  plan.  In  each  case  in which the person has been located, the department, in  cooperation with appropriate social services officials and directors  of  community services, shall make every effort to develop a written service  plan  for  such  person  and shall assume the same responsibilities with  respect to such person as the department  is  required  to  assume  with  respect  to a person who was discharged or conditionally released from a  department facility pursuant to a written service plan.    (k) No patient shall be required, as  a  condition  precedent  to  his  discharge, to agree to the terms of a written service plan. If after the  advisability  of  following  the program proposed in the written service  plan has been explained to the patient who has been discharged or who is  to be discharged, such patient expresses his objection to  such  program  or  any  part thereof, a notation of such objection shall be made in the  patient's records.    (l) Nothing in this section shall be construed to prohibit, limit,  or  restrict the obligation of the director of a department facility to make  necessary expenditures for the board and family care of patients subject  to  the  approval of the commissioner, provided that no such expenditure  shall be made with respect  to  any  patient  who  is  receiving  public  assistance and care under the social services law.    (m)  It  shall be the responsibility of the chief administrator of any  facility providing inpatient services subject to licensure by the office  of mental health to notify, when appropriate, the local social  services  commissioner   and   appropriate   state   and   local   mental   health  representatives  when  an  inpatient  is  about  to  be  discharged   or  conditionally  released  and  to  provide  to such officials the written  service plan developed for such inpatient as required under  subdivision  (f) of this section.    (n)  It  shall  be  the  duty  of  directors  of local social services  districts and local governmental  units  to  cooperate  with  facilities  licensed  or  operated by an office of the department in the preparation  and implementation of comprehensive written services plans  as  required  by this section.