50 - Examinations generally.

§ 50. Examinations  generally.  1.  Positions  subject  to competitive  examinations. The merit and fitness of applicants  for  positions  which  are  classified  in  the  competitive class shall be ascertained by such  examinations as may be prescribed by the state civil service  department  or the municipal commission having jurisdiction.    2. Announcement of examination. The state civil service department and  municipal  commissions  shall  issue an announcement of each competitive  examination, setting forth  the  minimum  qualifications  required,  the  subjects of the examination, and such other information as they may deem  necessary,  and  shall  advertise such examination in such manner as the  nature  of  the  examination  may   require.   Such   announcement   and  advertisement  shall  each  inform prospective applicants of the options  for religious observance provided in subdivision eight of this section.    3. Application for  examination.  The  civil  service  department  and  municipal  commissions  shall  require  prospective  applicants to file,  during a prescribed time, a formal application in  which  the  applicant  shall state such information as may reasonably be required touching upon  his  background,  experience and qualifications for the position sought,  and his merit and fitness for the public service. The application  shall  be  subscribed  by the applicant and shall contain an affirmation by him  that the statements therein are true under  the  penalties  of  perjury.  Blank  forms  for such application shall be furnished by said department  and such municipal commissions without charge to all persons  requesting  the  same.  The department and such municipal commissions may require in  connection  with  such  application  such  certificates   of   citizens,  physicians, public officers or others having knowledge of the applicant,  as the good of the service may require.    4.  Disqualification  of  applicants  or  eligibles.  The  state civil  service department and municipal commissions may refuse  to  examine  an  applicant, or after examination to certify an eligible    (a)  who  is  found  to  lack  any of the established requirements for  admission to the examination or for  appointment  to  the  position  for  which he applies; or    (b)  who  is found to have a disability which renders him or her unfit  to perform in a reasonable manner the duties of the position in which he  or she seeks employment, or which may reasonably be expected  to  render  him  or  her  unfit  to  continue  to perform in a reasonable manner the  duties of such position; or    (d) who has been guilty of a crime; or    (e) who has been dismissed from a permanent  position  in  the  public  service upon stated written charges of incompetency or misconduct, after  an  opportunity  to  answer such charges in writing, or who has resigned  from, or whose service has otherwise been terminated in, a permanent  or  temporary  position  in  the  public  service,  where  it is found after  appropriate  investigation  or  inquiry   that   such   resignation   or  termination resulted from his incompetency or misconduct, provided, that  in  cases of dismissal, resignation or termination after written charges  of incompetency, the examination or certification in question be  for  a  position that requires the performance of a duty or duties which are the  same  as or similar to the duty or duties of the position from which the  applicant has been dismissed,  resigned  or  terminated  on  account  of  incompetency; or    (f)  who has intentionally made a false statement of any material fact  in his application; or    (g) who has practiced, or attempted  to  practice,  any  deception  or  fraud  in  his  application,  in  his  examination,  or  in securing his  eligibility or appointment; or(h) who  has  been  dismissed  from  private  employments  because  of  habitually poor performance.    No person shall be disqualified pursuant to this subdivision unless he  has  been given a written statement of the reasons therefor and afforded  an opportunity to make an explanation and to submit facts in  opposition  to such disqualification.    Notwithstanding  the  provisions of this subdivision or any other law,  the state civil service department or appropriate  municipal  commission  may  investigate  the qualifications and background of an eligible after  he has been appointed from the list, and upon  finding  facts  which  if  known  prior  to appointment, would have warranted his disqualification,  or upon a finding of illegality, irregularity or fraud of a  substantial  nature  in  his application, examination or appointment, may revoke such  eligible's certification and appointment and direct that his  employment  be  terminated,  provided,  however, that no such certification shall be  revoked or appointment terminated more than  three  years  after  it  is  made, except in the case of fraud.    In  connection  with  their lawful responsibilities or functions under  paragraph (d)  of  this  subdivision,  the  department  and  appropriate  municipal  commissions  may  require applicants to undergo a state and a  national criminal history record check. When required, the  fingerprints  of  such  an  applicant  shall  be submitted to the division of criminal  justice services and  the  division  of  criminal  justice  services  is  authorized  to  submit  such  fingerprints  to  the  federal  bureau  of  investigation,  in  accordance  with  applicable  rules  or  regulations  promulgated by such entities, in order to obtain relevant state criminal  history  record information, if any, concerning such applicant and for a  national criminal history record check.  The  department  and  municipal  commissions  shall ensure that adequate notice be provided to applicants  regarding the fact that  state  and  national  criminal  history  record  checks may be conducted, and the procedures therefor. Provided, however,  that  the  provisions of this section shall not apply to (1) any current  employee; or (2) a person who is considered an applicant  by  reason  of  (a)  a  transfer  pursuant  to section seventy of this chapter; or (b) a  person who is on a preferred list subject to section eighty-one of  this  chapter; or (c) a person whose name is on an eligible list as defined in  section  fifty-six  of this article and who has successfully completed a  promotion exam subject to section fifty-two of this article.    5. Application  fees.  (a)  Every  applicant  for  examination  for  a  position  in  the  competitive or non-competitive class, or in the labor  class when examination for appointment is required, shall pay a  fee  to  the  civil  service  department or appropriate municipal commission at a  time determined by it. Such fees  shall  be  dependent  on  the  minimum  annual salary announced for the position, as follows: (1) on salaries of  less than three thousand dollars per annum, a fee of two dollars; (2) on  salaries  of  more  than  three  thousand dollars and not more than four  thousand dollars per annum, a fee of three dollars; (3) on  salaries  of  more  than four thousand dollars and not more than five thousand dollars  per annum, a fee of four dollars; and (4) on salaries of more than  five  thousand  dollars  per annum, a fee of five dollars. If the compensation  of a position is fixed on any basis other than an  annual  salary  rate,  the  applicant  shall  pay  a fee based on the annual compensation which  would otherwise be  payable  in  such  position  if  the  services  were  required on a full time annual basis for the number of hours per day and  days  per  week established by law or administrative rule or order. Fees  paid hereunder by an applicant whose application is not approved may  be  refunded  in  the discretion of the state civil service department or of  the appropriate municipal commission.(b)  Notwithstanding  the  provisions  of  paragraph   (a)   of   this  subdivision, the state civil service department, subject to the approval  of  the  director  of the budget, a municipal commission, subject to the  approval of the governing board or body of the city or  county,  as  the  case  may be, or a regional commission or personnel officer, pursuant to  governmental agreement, may elect  to  waive  application  fees,  or  to  abolish  fees for specific classes of positions or types of examinations  or candidates, or to establish a uniform  schedule  of  reasonable  fees  different  from  those  prescribed in paragraph (a) of this subdivision,  specifying in such  schedule  the  classes  of  positions  or  types  of  examinations  or  candidates  to  which such fees shall apply; provided,  however, that fees shall be waived for candidates  who  certify  to  the  state  civil  service  department,  a municipal commission or a regional  commission that they are unemployed and primarily  responsible  for  the  support of a household, or are receiving public assistance.    (c)   All   fees  collected  hereunder  by  the  state  civil  service  department, except as hereinafter provided, shall be paid into the state  treasury in the  manner  prescribed  by  the  state  finance  law.  Fees  collected   from  applicants  for  examinations  given  exclusively  for  positions in the division of employment in the department of labor shall  be held in trust until such time as the costs of such examinations  have  been ascertained and thereupon shall be disbursed as follows: (1) to the  extent  that such fees are sufficient therefor, there shall be paid into  the unemployment administration fund maintained under  the  unemployment  insurance  law,  an amount equal to the costs of such examinations. Such  payments shall be made on the fifth day of the month following the month  in which such costs were ascertained  and  shall  be  accompanied  by  a  detailed,  verified statement and a duplicate of such statement shall be  filed on the same day with the state comptroller; (2)  the  balance,  if  any,  of such fees shall be paid into the state treasury pursuant to the  state finance law.    (d) All fees  collected  hereunder  by  any  municipal  civil  service  commission  shall  be paid into the general fund of the municipality for  which such commission has been appointed.    6. Scope of examinations. Examinations shall  be  practical  in  their  character  and  shall relate to those matters which will fairly test the  relative capacity and fitness of the persons examined to  discharge  the  duties  of  that service into which they seek to be appointed. The state  civil service department or appropriate  municipal  commission,  as  the  case  may  be,  may  establish  an eligible list on the basis of ratings  received  by  the  candidates  in  the  competitive  portions   of   the  examination   and   thereafter   conduct  medical,  physical  and  other  appropriate non-competitive qualifying tests from time to  time  as  the  need for certifications from the eligible list may require.    7.  Court review of examination questions and answers. Where the state  civil  service  commission  or  appropriate  municipal   civil   service  commission  has, following its duly established review procedures, which  in the case of the city of New York are set forth in section fifty-a  of  this  chapter,  made  a  final  determination as to the answers that are  acceptable on a particular examination, such determination shall not  be  subject to further review in any court. Court review shall be limited to  be  a  determination  of whether such duly established review procedures  were followed, and the  court  shall  have  no  authority  to  determine  whether the commission's determination was correct.    8.  Limitation  of  eligibility  to  one  sex. The state civil service  department or the municipal commission  having  jurisdiction  may  limit  eligibility  for  examination to one sex when the duties of the position  involved relate to the institutional or other custody or care of personsof the same sex, or visitation, inspection  or  work  of  any  kind  the  nature of which requires sex selection.    9.  Examination  of  candidates  unable  to  attend  tests  because of  religious observance. A person who, because of his religious beliefs, is  unable to attend and take an examination scheduled to  be  held  by  the  state  department  of  civil  service  or  a  municipal  commission on a  Saturday or on a day which is a religious holiday observed by him, shall  be permitted to take such examination on some other  day  designated  by  the   state   department  of  civil  service  or  appropriate  municipal  commission, at a  reasonably  comparable  time  and  place  without  any  additional fee or penalty.    10. The term "disability" as used in this section, shall be defined as  such  term is defined in section two hundred ninety-two of the executive  law. Determination of disability shall be  made  by  a  medical  officer  employed  or  selected  by the civil service department or the municipal  commission having jurisdiction.    11. Unlawful acts in respect to examinations administered pursuant  to  this chapter. A person who shall:    (a) Impersonate, or attempt to or offer to impersonate, another person  in taking an examination held pursuant to this chapter; or    (b)  Take,  or attempt to take or offer to take such an examination in  the name of any other person; or    (c) Procure  or  attempt  to  procure  any  other  person  to  falsely  impersonate  him or her or to take, or attempt to take or offer to take,  any such examination in his or her name; or    (d) Have in his or her possession any questions or answers relating to  any such examination, or copies of such  questions  or  answers,  unless  such possession is duly authorized by the appropriate authorities; or    (e) Sell or offer to sell questions or answers prepared for use in any  such examination; or    (f) Use in any such examination any questions or answers secured prior  to  the  administration  of  the  examination or secure the questions or  secure or prepare the answers to the examination questions prior to  the  administration  of  the  examination, unless duly authorized to do so by  the appropriate authorities; or    (g) Disclose or transmit to any person the  questions  or  answers  to  such  examination  prior  to  its administration, or destroy, falsify or  conceal the records or results of such examination from the  appropriate  authorities  to  whom  such  records  are  required to be transmitted in  accordance with this chapter, unless duly authorized to  do  so  by  the  appropriate authorities;  shall  be  guilty  of  a class A misdemeanor punishable by a sentence of  imprisonment of six months or a fine of one thousand dollars,  or  both.  Additionally,  a  person  who  is  found  by  the  state  civil  service  department or municipal commission to have violated this  section  shall  be   disqualified  from  appointment  to  the  position  for  which  the  examination is being held and may be disqualified from being a candidate  for any civil service examination for a period of five years.