Part 5 - Security Entitlements
- 104.8501 - Securities account; acquisition of security entitlement from securities intermediary.
- 104.8502 - Assertion of adverse claim against entitlement holder.
- 104.8503 - Property interest of entitlement holder in financial asset held by securities intermediary.
- 104.8504 - Duty of securities intermediary to maintain financial asset.
- 104.8505 - Duty of securities intermediary with respect to payments and distributions.
- 104.8506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 104.8507 - Duty of securities intermediary to comply with entitlement order.
- 104.8508 - Duty of securities intermediary to change entitlement holder’s position to other form of security holding.
- 104.8509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- 104.8510 - Rights of purchaser of security entitlement from entitlement holder.
- 104.8511 - Priority among security interests and entitlement holders.