90.456 - Fee for transactions.

90.456  Fee for transactions.

      1.  The Administrator may charge a fee not to exceed 0.5 percent of the total value of each transaction involving the purchase, sale or other transfer of a security conducted by a securities exchange located in this State.

      2.  The Administrator may adopt by regulation or order, and shall cause to be published, a table of fees based upon the direct cost of regulating the securities exchange.

      (Added to NRS by 1993, 2415; A 1997, 504; 2003, 20th Special Session, 115)

      NRS 90.457  Use of unregistered exchange by broker-dealer or representative prohibited.  A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.

      (Added to NRS by 1993, 2415)