Statutes > Nevada Statutes > TITLE 7 - BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES > Chapter 90 - Securities (Uniform Act) > REGISTRATION OF SECURITIES EXCHANGES > 90.4535 - Description of person “associated with” securities exchange or applicant for registration.

90.4535 - Description of person “associated with” securities exchange or applicant for registration.

90.4535  Description of person “associated with” securities exchange or applicant for registration.  A person is “associated with” a securities exchange or an applicant for registration as such if the person is:

      1.  An officer, director, shareholder, employee or other agent, client, customer or member of the securities exchange or applicant;

      2.  A partner, officer or director of a member of the securities exchange; or

      3.  An employee of a member of the securities exchange who is licensed pursuant to this chapter or registered pursuant to the Securities Exchange Act of 1934.

      (Added to NRS by 1997, 503)