Chapter 80A Regulation of Securities
- Section 80A.01 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.02 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.03 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.04 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.041 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.05 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.06 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.07 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.08 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.09 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.10 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.11 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.115 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.12 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.122 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.125 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.13 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.14 Subdivisions renumbered, repealed, or no longer in effect
- Section 80A.15 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.16 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.17 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.18 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.19 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.20 Repealed, 1987 c 336 s 47
- Section 80A.21 Repealed, 1987 c 336 s 47
- Section 80A.22 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.23 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.24 Subdivisions renumbered, repealed, or no longer in effect
- Section 80A.25 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.26 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.27 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.28 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.29 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.30 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.31 Repealed, 2006 c 196 art 1 s 51,52
- Section 80A.40 Section 101; Short Title
- Section 80A.41 Section 102; Definitions
- Section 80A.42 Section 103; References to Federal Statutes
- Section 80A.43 Section 104; References to Federal Agencies
- Section 80A.44 Section 105; Electronic Records and Signatures
- Section 80A.45 Section 201; Exempt Securities
- Section 80A.46 Section 202; Exempt Transactions
- Section 80A.47 Section 203; Additional Exemptions and Waivers
- Section 80A.48 Section 204; Denial, Suspension, Revocation, Condition, or Limitation of Exemptions
- Section 80A.49 Section 301; Securities Registration Requirement
- Section 80A.50 Section 302; Federal Covered Securities; Small Corporate Offering Registration
- Section 80A.51 Section 303; Securities Registration by Coordination
- Section 80A.52 Section 304; Securities Registration by Qualification
- Section 80A.53 Section 305; Securities Registration Filings
- Section 80A.54 Section 306; Denial, Suspension, and Revocation of Securities Registration
- Section 80A.55 Section 307; Waiver and Modification
- Section 80A.56 Section 401; Broker-Dealer Registration Requirement and Exemptions
- Section 80A.57 Section 402; Agent Registration Requirement and Exemptions
- Section 80A.58 Section 403; Investment Adviser Registration Requirement and Exemptions
- Section 80A.60 Section 405; Federal Covered Investment Adviser Notice Filing Requirement
- Section 80A.61 Section 406; Registration by Broker-Dealer, Agent, and Investment Adviser
- Section 80A.62 Section 407; Succession and Change in Registration of Broker-Dealer or Investment Adviser
- Section 80A.63 Section 408; Termination of Employment or Association of Agent and Transfer of Employment or Association
- Section 80A.64 Section 409; Withdrawal of Registration of Broker-Dealer, Agent, and Investment Adviser
- Section 80A.65 Section 410; Fees and Expenses
- Section 80A.66 Section 411; Postregistration Requirements
- Section 80A.67 Section 412; Denial, Revocation, Suspension, Withdrawal, Restriction, Condition, or Limitation of Registration
- Section 80A.68 Section 501; General Fraud
- Section 80A.69 Section 502; Prohibited Conduct in Providing Investment Advice
- Section 80A.70 Section 503; Evidentiary Burden
- Section 80A.71 Section 504; Filing of Sales and Advertising Literature
- Section 80A.72 Section 505; Misleading Filings
- Section 80A.73 Section 506; Misrepresentations Concerning Registration or Exemption
- Section 80A.74 Section 507; Qualified Immunity
- Section 80A.75 Section 508; Criminal Penalties
- Section 80A.76 Section 509; Civil Liability
- Section 80A.77 Section 510; Rescission Offers
- Section 80A.78 Section 601; Administration
- Section 80A.79 Section 602; Investigations and Subpoenas
- Section 80A.80 Section 603; Civil Enforcement
- Section 80A.81 Section 604; Administrative Enforcement
- Section 80A.82 Section 605; Rules, Forms, Orders, Interpretative Opinions, and Hearings
- Section 80A.83 Section 606; Administrative Files and Opinions
- Section 80A.84 Section 607; Public Records; Confidentiality
- Section 80A.85 Section 608; Uniformity and Cooperation with Other Agencies
- Section 80A.86 Section 609; Judicial Review
- Section 80A.87 Section 610; Jurisdiction
- Section 80A.88 Section 611; Service of Process
- Section 80A.89 Section 612; Severability Clause
- Section 80A.90 Section 703; Application of Act to Existing Proceeding and Existing Rights and Duties
- Section 80A.91 Agent Errors and Omissions Insurance; Choice of Source