502.301 - SECURITIES REGISTRATION REQUIREMENT.
502.301 SECURITIES REGISTRATION REQUIREMENT. It is unlawful for a person to offer or sell a security in this state unless one of the following applies: 1. The security is a federal covered security. 2. The security, transaction, or offer is exempted from registration under sections 502.201 through 502.203. 3. The security is registered under this chapter.
Section History: Early Form [SS15, § 1920-u15; C24, 27, § 8561, 8563; C31, 35, § 8581-c11; C39, § 8581.11; C46, 50, 54, 58, 62, 66, 71, 73, 75, § 502.11; C77, 79, 81, § 502.301]
Section History: Recent Form 83 Acts, ch 169, § 9; 91 Acts, ch 40, §19; 96 Acts, ch 1025, § 7; 98 Acts, ch 1106, §3, 4, 24; 2004 Acts, ch 1161, §9, 68 Referred to in § 502.201, 502.202, 502.203, 502.204, 502.509, 502.607, 502.608, 502.610, 502.701, 536A.22