10B.3 - PERSONS REQUIRED TO FILE REPORTS.
10B.3 PERSONS REQUIRED TO FILE REPORTS.
The reports required under section 10B.4 shall be signed and filed
by the following individuals required to submit reports pursuant to
that section for their respective reporting entities:
1. A person serving as the president or other officer or
authorized representative of a corporation.
2. A person serving as the president or other officer or
authorized representative of a cooperative association.
3. A person acting as the general partner of a limited
partnership.
4. A person acting in a fiduciary capacity or as a trustee on
behalf of a person.
5. A person who is a member, manager, or authorized
representative of a limited liability company.
6. A person serving as the president or other officer or
authorized representative of a foreign business.
7. A person authorized to make the report by a foreign
government.
8. A nonresident alien or an agent, trustee, or fiduciary of the
nonresident alien. Section History: Recent Form
98 Acts, ch 1110, §203, 301