Section 31-5603.01 - Registration requirement

Registration requirement

No person shall offer or sell a security in the District unless the security is registered under this chapter, the security or transaction is exempt under § 31-5604.01 or § 31-5604.02, or the security is a federal covered security.

CREDIT(S)

(Oct. 26, 2000, D.C. Law 13-203, § 301, 47 DCR 7837.)

HISTORICAL AND STATUTORY NOTES

Legislative History of Laws
For Law 13-203, see notes following § 31-5601.01.
Miscellaneous Notes
Section 806 of D.C. Law 13-203 provides: “Titles III and IV shall apply as of June 1, 2001.”

Current through September 13, 2012