Sec. 1-79. Definitions.
Sec. 1-79. Definitions. The following terms, when used in this part, shall have the
following meanings unless the context otherwise requires:
(a) "Blind trust" means a trust established by a public official or state employee or
member of his immediate family for the purpose of divestiture of all control and knowledge of assets.
(b) "Business with which he is associated" means any sole proprietorship, partnership, firm, corporation, trust or other entity through which business for profit or not for
profit is conducted in which the public official or state employee or member of his
immediate family is a director, officer, owner, limited or general partner, beneficiary
of a trust or holder of stock constituting five per cent or more of the total outstanding
stock of any class, provided, a public official or state employee, or member of his immediate family, shall not be deemed to be associated with a not for profit entity solely by
virtue of the fact that the public official or state employee or member of his immediate
family is an unpaid director or officer of the not for profit entity. "Officer" refers only
to the president, executive or senior vice president or treasurer of such business.
(c) "Candidate for public office" means any individual who has filed a declaration
of candidacy or a petition to appear on the ballot for election as a public official, or
who has raised or expended money in furtherance of such candidacy, or who has been
nominated for appointment to serve as a public official, but shall not include a candidate
for the office of senator or representative in Congress.
(d) "Board" means the Citizen's Ethics Advisory Board established in section 1-80.
(e) "Gift" means anything of value, which is directly and personally received, unless
consideration of equal or greater value is given in return. "Gift" shall not include:
(1) A political contribution otherwise reported as required by law or a donation or
payment as described in subdivision (9) or (10) of subsection (b) of section 9-601a;
(2) Services provided by persons volunteering their time, if provided to aid or promote the success or defeat of any political party, any candidate or candidates for public
office or the position of convention delegate or town committee member or any referendum question;
(3) A commercially reasonable loan made on terms not more favorable than loans
made in the ordinary course of business;
(4) A gift received from (A) an individual's spouse, fiance or fiancee, (B) the parent,
brother or sister of such spouse or such individual, or (C) the child of such individual
or the spouse of such child;
(5) Goods or services (A) which are provided to a state agency or quasi-public
agency (i) for use on state or quasi-public agency property, or (ii) that support an event,
and (B) which facilitate state or quasi-public agency action or functions. As used in this
subdivision, "state property" means (i) property owned by the state or a quasi-public
agency, or (ii) property leased to a state agency or quasi-public agency;
(6) A certificate, plaque or other ceremonial award costing less than one hundred
dollars;
(7) A rebate, discount or promotional item available to the general public;
(8) Printed or recorded informational material germane to state action or functions;
(9) Food or beverage or both, costing less than fifty dollars in the aggregate per
recipient in a calendar year, and consumed on an occasion or occasions at which the
person paying, directly or indirectly, for the food or beverage, or his representative, is
in attendance;
(10) Food or beverage or both, costing less than fifty dollars per person and consumed at a publicly noticed legislative reception to which all members of the General
Assembly are invited and which is hosted not more than once in any calendar year by
a lobbyist or business organization. For the purposes of such limit, (A) a reception hosted
by a lobbyist who is an individual shall be deemed to have also been hosted by the
business organization which he owns or is employed by, and (B) a reception hosted by
a business organization shall be deemed to have also been hosted by all owners and
employees of the business organization who are lobbyists. In making the calculation
for the purposes of such fifty-dollar limit, the donor shall divide the amount spent on
food and beverage by the number of persons whom the donor reasonably expects to
attend the reception;
(11) Food or beverage or both, costing less than fifty dollars per person and consumed at a publicly noticed reception to which all members of the General Assembly
from a region of the state are invited and which is hosted not more than once in any
calendar year by a lobbyist or business organization. For the purposes of such limit, (A)
a reception hosted by a lobbyist who is an individual shall be deemed to have also been
hosted by the business organization which he owns or is employed by, and (B) a reception
hosted by a business organization shall be deemed to have also been hosted by all owners
and employees of the business organization who are lobbyists. In making the calculation
for the purposes of such fifty-dollar limit, the donor shall divide the amount spent on
food and beverage by the number of persons whom the donor reasonably expects to
attend the reception. As used in this subdivision, "region of the state" means the established geographic service area of the organization hosting the reception;
(12) A gift, including but not limited to, food or beverage or both, provided by an
individual for the celebration of a major life event, provided any such gift provided by
an individual who is not a member of the family of the recipient shall not exceed one
thousand dollars in value;
(13) Gifts costing less than one hundred dollars in the aggregate or food or beverage
provided at a hospitality suite at a meeting or conference of an interstate legislative
association, by a person who is not a registrant or is not doing business with the state
of Connecticut;
(14) Admission to a charitable or civic event, including food and beverage provided
at such event, but excluding lodging or travel expenses, at which a public official or
state employee participates in his official capacity, provided such admission is provided
by the primary sponsoring entity;
(15) Anything of value provided by an employer of (A) a public official, (B) a
state employee, or (C) a spouse of a public official or state employee, to such official,
employee or spouse, provided such benefits are customarily and ordinarily provided to
others in similar circumstances;
(16) Anything having a value of not more than ten dollars, provided the aggregate
value of all things provided by a donor to a recipient under this subdivision in any
calendar year shall not exceed fifty dollars; or
(17) Training that is provided by a vendor for a product purchased by a state or
quasi-public agency which is offered to all customers of such vendor.
(f) "Immediate family" means any spouse, children or dependent relatives who
reside in the individual's household.
(g) "Individual" means a natural person.
(h) "Member of an advisory board" means any individual (1) appointed by a public
official as an advisor or consultant or member of a committee, commission or council
established to advise, recommend or consult with a public official or branch of government or committee thereof, (2) who receives no public funds other than per diem payments or reimbursement for his actual and necessary expenses incurred in the performance of his official duties, and (3) who has no authority to expend any public funds or
to exercise the power of the state.
(i) "Person" means an individual, sole proprietorship, trust, corporation, limited
liability company, union, association, firm, partnership, committee, club or other organization or group of persons.
(j) "Political contribution" has the same meaning as in section 9-601a except that
for purposes of this part, the provisions of subsection (b) of that section shall not apply.
(k) "Public official" means any state-wide elected officer, any member or member-elect of the General Assembly, any person appointed to any office of the legislative,
judicial or executive branch of state government by the Governor or an appointee of the
Governor, with or without the advice and consent of the General Assembly, any public
member or representative of the teachers' unions or state employees' unions appointed
to the Investment Advisory Council pursuant to subsection (a) of section 3-13b, any
person appointed or elected by the General Assembly or by any member of either house
thereof, any member or director of a quasi-public agency and the spouse of the Governor,
but shall not include a member of an advisory board, a judge of any court either elected
or appointed or a senator or representative in Congress.
(l) "Quasi-public agency" means the Connecticut Development Authority, Connecticut Innovations, Incorporated, Connecticut Health and Education Facilities Authority, Connecticut Higher Education Supplemental Loan Authority, Connecticut
Housing Finance Authority, Connecticut Housing Authority, Connecticut Resources
Recovery Authority, Lower Fairfield County Convention Center Authority, Capital City
Economic Development Authority and Connecticut Lottery Corporation.
(m) "State employee" means any employee in the executive, legislative or judicial
branch of state government, whether in the classified or unclassified service and whether
full or part-time, and any employee of a quasi-public agency, but shall not include a
judge of any court, either elected or appointed.
(n) "Trust" means a trust in which any public official or state employee or member
of his immediate family has a present or future interest which exceeds ten per cent of
the value of the trust or exceeds fifty thousand dollars, whichever is less, but shall not
include blind trusts.
(o) "Business organization" means a sole proprietorship, corporation, limited liability company, association, firm or partnership, other than a client lobbyist, which is
owned by, or employs, one or more individual lobbyists.
(p) "Client lobbyist" means a person on behalf of whom lobbying takes place and
who makes expenditures for lobbying and in furtherance of lobbying.
(q) "Necessary expenses" means a public official's or state employee's expenses
for an article, appearance or speech or for participation at an event, in his official capacity, which shall be limited to necessary travel expenses, lodging for the nights before,
of and after the appearance, speech or event, meals and any related conference or seminar
registration fees.
(r) "Lobbyist" and "registrant" shall be construed as defined in section 1-91.
(s) "Legal defense fund" means a fund established for the payment of legal expenses
of a public official or state employee incurred as a result of defending himself or herself
in an administrative, civil, criminal or constitutional proceeding concerning matters
related to the official's or employee's service or employment with the state or a quasi-public agency.
(t) "State agency" means any office, department, board, council, commission, institution, constituent unit of the state system of higher education, vocational-technical
school or other agency in the executive, legislative or judicial branch of state government.
(P.A. 77-600, S. 1, 15; 77-605, S. 14, 21; P.A. 79-493, S. 1, 9; P.A. 81-395, S. 6, 9; P.A. 82-423, S. 1, 8; P.A. 83-249,
S. 1, 14; P.A. 84-335, S. 1, 4; P.A. 86-99, S. 29, 34; P.A. 88-139, S. 1; 88-225, S. 1, 14; P.A. 89-245, S. 1; 89-360, S. 8,
45; 89-369, S. 1; June Sp. Sess. P.A. 91-8, S. 54, 63; June 12 Sp. Sess. P.A. 91-1, S. 1, 20, 22; P.A. 92-149, S. 7, 12; P.A.
93-413, S. 13, 16; P.A. 95-79, S. 3, 4, 189; June 18 Sp. Sess. P.A. 97-5, S. 17, 19; June 18 Sp. Sess. P.A. 97-6, S. 1, 14;
P.A. 98-179, S. 13, 30; P.A. 99-56; P.A. 00-43, S. 16, 19; 00-99, S. 13, 154; P.A. 01-143, S. 4, 8; P.A. 04-143, S. 23; 04-198, S. 2, 6; P.A. 05-183, S. 1; 05-287, S. 38; P.A. 06-76, S. 3; P.A. 07-1, S. 5; June 11 Sp. Sess. P.A. 08-3, S. 9, 13.)
History: P.A. 77-605 redefined "political contribution"; P.A. 79-493 redefined "candidate for public office", "gift",
"immediate family", "member of an advisory board" and "public official" and included treasurers as officers of businesses
in Subdiv. (a); P.A. 81-395 substituted reference to Sec. 9-335(18) for reference to Sec. 9-348q(a) in Subdiv. (i); P.A. 82-423 amended Subdiv. (d) to change food and beverage exception from under $25 to under $50; P.A. 83-249 amended
Subdiv. (i) to broaden the definition of "political contribution"; P.A. 84-335 amended Subdiv. (j) to include sheriffs and
deputy sheriffs in definition of "public official"; P.A. 86-99 amended definition of "political contribution" to reflect
technical changes made in chapter 150; P.A. 88-139 added definitions of "blind trust" and "trust", redefined "business
with which he is associated" to include references to sole proprietorships, firms, corporations, trusts and other profit or
nonprofit entities, and redefined "person" to include sole proprietorships and trusts, relettering Subdivs. as necessary; P.A.
88-225 included "any member or director of a quasi-public agency" in definition of "public official", included "any
employee of a quasi-public agency" in definition of "state employee" and inserted new Subdiv. defining "quasi-public
agency", relettering former Subdivs. as necessary; P.A. 89-245 amended the definition of "quasi-public agency" in Subdiv.
(l) to rename Connecticut Product Development Corporation as Connecticut Innovations, Incorporated; P.A. 89-360 redefined "quasi-public agency" to include the New Haven Family Alliance; P.A. 89-369 limited exception in definition of
"gift" for food or beverage costing less than $50 per person and consumed on a single occasion to an occasion "at which
the person paying, directly or indirectly, for the food or beverage, or his representative, is in attendance"; June Sp. Sess.
P.A. 91-8 deleted reference to New Haven Family Alliance in definition of "quasi-public agency"; June 12 Sp. Sess. P.A.
91-1 added exception to definition of "business with which he is associated" in Subdiv. (b), substantially amended definition
of "gift" and exceptions to "gift" in Subdiv. (e), redefined "quasi-public agency" in Subdiv. (l) by adding Lower Fairfield
County Convention Center Authority and Connecticut Convention Center Authority, and added Subdivs. (o) to (r), inclusive, defining "business organization", "client lobbyist", "necessary expenses" and "lobbyist" and "registrant"; P.A. 92-149 redefined "client lobbyist"; P.A. 93-413 included Connecticut Coastline Port Authority in definition of "quasi-public
agency" in Subdiv. (l), effective July 1, 1993; P.A. 95-79 redefined "person" and "business organization" to include a
limited liability company, effective May 31, 1995; June 18 Sp. Sess. P.A. 97-5 amended Subsec. (e)(1) by changing Sec.
9-333b(b) Subdiv. reference from (11) to (10), effective July 1, 1997, and applicable to elections and primaries held on or
after January 1, 1998; June 18 Sp. Sess. P.A. 97-6 amended Subsec. (e) by expanding Subdiv. (5), by changing limit to
$50 in Subdiv. (9), inserting new Subdiv. (11) re food or beverage consumed at a publicly noticed reception, adding new
Subdiv. (14) re admission to charitable or civic event, adding new Subdiv. (15) re anything of value provided by employer
and adding new Subdiv. (16) re anything of value of not more than $10, effective January 1, 1998 (Revisor's note: In Subdiv.
(11) of Subsec. (e) a hyphen between "publicly" and "noticed" was deleted editorially by the Revisors for consistency with
customary statutory usage); P.A. 98-179 amended Subsec. (l), defining "quasi-public agency", by deleting the Connecticut
Convention Center Authority and adding the Capital City Economic Development Authority, effective June 1, 1998; P.A.
99-56 amended Subsec. (k) by adding an appointee of the Governor to the definition of "public official"; P.A. 00-43
amended Subsec. (k) to include members of the Investment Advisory Council as "public officials", effective May 3, 2000;
P.A. 00-99 deleted reference to sheriff and deputy sheriff in Subsec. (k), effective December 1, 2000; P.A. 01-143 amended
Subsec. (l) by changing Connecticut Coastline Port Authority to Connecticut Port Authority, effective July 6, 2001; P.A.
04-143 redefined "quasi-public agency" in Subsec. (l) to eliminate Connecticut Port Authority from definition, effective
July 1, 2004; P.A. 04-198 applied provisions to Sec. 1-86d, made technical changes in Subsecs. (e)(10) and (h) and defined
"legal defense fund" in Subsec. (s), effective June 3, 2004, and redefined "quasi-public agency" in Subsec. (l) to include
Connecticut Lottery Corporation; P.A. 05-183 replaced definition of "commission" with definition of "board", effective
July 1, 2005; P.A. 05-287 amended Subsec. (e)(2) to provide that excepted services are those services provided to aid or
promote the success or defeat of any political party, any candidate or the position of convention delegate or town committee
member or any referendum question, effective July 1, 2005; P.A. 06-76 amended Subsec. (l) to delete reference to Connecticut Hazardous Waste Management Service; P.A. 07-1 amended Subsec. (e)(5) to include reference to a state or quasi-public agency, added Subsec. (e)(17) re training provided by a vendor and added Subsec. (t) defining "state agency",
effective February 8, 2007; June 11 Sp. Sess. P.A. 08-3 amended Subsec. (e)(12) to add requirement that gift provided by
an individual who is not a family member of recipient shall not exceed $1,000 in value and amended Subsec. (k) to include
spouse of the Governor.
See Sec. 1-79a re calculation of dollar limit on gifts.