§ 23-42-502 - Filing of prospectus, sales literature, etc.
23-42-502. Filing of prospectus, sales literature, etc.
The Securities Commissioner, by rule or order, may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, television, radio, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, as part of a registered offering or as part of an exempt offering required to be filed under 23-42-503(d) or 23-42-504(b).