SUBPART I—Financing of Enterprises by RBICs (§4290.700 to §4290.900)
- 4290.700—Requirements concerning types of Enterprises to receive Financing.
- 4290.720—Enterprises that may be ineligible for Financing.
- 4290.730—Financings which constitute conflicts of interest.
- 4290.740—Portfolio diversification (“overline” limitation).
- 4290.760—How a change in size or activity of a Portfolio Concern affects the RBIC and the Portfolio Concern.
- 4290.800—Financings in the form of Equity Securities.
- 4290.810—Financings in the form of Loans.
- 4290.815—Financings in the form of Debt Securities.
- 4290.820—Financings in the form of guarantees.
- 4290.825—Purchasing securities from an underwriter or other third party.
- 4290.830—Minimum term of Financing.
- 4290.835—Exceptions to minimum term of Financing.
- 4290.840—Maximum term of Financing.
- 4290.845—Maximum rate of amortization on Loans and Debt Securities.
- 4290.850—Restrictions on redemption of Equity Securities.
- 4290.860—Financing fees and expense reimbursements a RBIC may receive from an Enterprise.
- 4290.880—Assets acquired in liquidation of Portfolio securities.
- 4290.885—Disposition of assets to RBIC's Associates or to competitors of Portfolio Concerns.
- 4290.900—Management fees for services provided to an Enterprise by RBIC or its Associate.