PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES
- 403.1—Application of part to registered brokers and dealers.
- 403.2—Hypothecation of customer securities.
- 403.3—Use of customers' free credit balances.
- 403.4—Customer protection—reserves and custody of securities.
- 403.5—Custody of securities held by financial institutions that are government securities brokers or dealers.
- 403.6—Compliance with part by futures commission merchants.
- 403.7—Effective dates.