PART 402—FINANCIAL RESPONSIBILITY
- 402.1—Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective d
- 402.2—Capital requirements for registered government securities brokers and dealers.
- 402.2a—Appendix A—Calculation of market risk haircut for purposes of § 402.2(g)(2).
- 402.2c—Appendix C—Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates.
- 402.2d—Appendix D—Modification of § 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of § 402.2.
- 402.2e—Appendix E—Temporary minimum requirements.