SUBPART C—Commodity Trading Advisors (§4.30 to §4.36)
- 4.30—Prohibited activities.
- 4.31—Required delivery of Disclosure Document to prospective clients.
- 4.32—Trading on a Registered Derivatives Transaction Execution Facility for Non-Institutional Customers.
- 4.33—Recordkeeping.
- 4.34—General disclosures required.
- 4.35—Performance disclosures.
- 4.36—Use, amendment and filing of Disclosure Document.