SUBPART A—General Provisions, Definitions and Exemptions (§4.1 to §4.16)
- 4.1—Requirements as to form.
- 4.5—Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
- 4.6—Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
- 4.7—Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising q
- 4.8—Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
- 4.10—Definitions.
- 4.11—Exemption from section 4n(3)(B).
- 4.12—Exemption from provisions of part 4.
- 4.13—Exemption from registration as a commodity pool operator.
- 4.14—Exemption from registration as a commodity trading advisor.
- 4.15—Continued applicability of antifraud section.
- 4.16—Prohibited representations.