PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
- 300.100—General.
- 300.101—Individual accounts.
- 300.102—Accounts held by executors, administrators, guardians, etc.
- 300.103—Accounts held by a corporation, partnership or unincorporated association.
- 300.104—Trust accounts.
- 300.105—Joint accounts.
- 300.200—General.
- 300.201—Accounts introduced by same or different broker or dealer.
- 300.300—Definitions.
- 300.301—Contracts to be closed out or completed.
- 300.302—Mechanics of closeout or completion.
- 300.303—Report to trustee.
- 300.304—Retained rights of brokers or dealers.
- 300.305—Excluded contracts.
- 300.306—Completion or closeout pursuant to SIPC direction.
- 300.307—Completion with cash or securities of customer.
- 300.400—Satisfaction of customer claims for standardized options.
- 300.500—General.
- 300.501—Claim for cash.
- 300.502—Claim for securities.
- 300.503—Voidable securities transactions.