SUBPART A—Registration (§3.1 to §3.33)
- 3.1—Definitions.
- 3.2—Registration processing by the National Futures Association; notification and duration of registration.
- 3.4—Registration in one capacity not included in registration in any other capacity.
- 3.10—Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
- 3.11—Registration of floor brokers and floor traders.
- 3.12—Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage
- 3.13—Registration of agricultural trade option merchants and their associated persons.
- 3.21—Exemption from fingerprinting requirement in certain cases.
- 3.22—Supplemental filings.
- 3.30—Current address for purpose of delivery of communications from the Commission or the National Futures Association.
- 3.31—Deficiencies, inaccuracies, and changes, to be reported.
- 3.33—Withdrawal from registration.