CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 > 270.17a-1—Exemption of certain underwriting transactions exempted by § 270.10f-1.

270.17a-1—Exemption of certain underwriting transactions exempted by § 270.10f-1.

Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17 ).

Code of Federal Regulations

[Rule N-17A-1, 6 FR 1191, Feb. 28, 1941]