PART 247—REGULATION R—EXEMPTIONS AND DEFINITIONS RELATED TO THE EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER
- 247.100—Definition.
- 247.700—Defined terms relating to the networking exception from the definition of “broker.”
- 247.701—Exemption from the definition of “broker” for certain institutional referrals.
- 247.721—Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
- 247.722—Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
- 247.723—Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
- 247.740—Defined terms relating to the sweep accounts exception from the definition of “broker.”
- 247.741—Exemption for banks effecting transactions in money market funds.
- 247.760—Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
- 247.771—Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
- 247.772—Exemption from the definition of “broker” for banks engaging in securities lending transactions.
- 247.775—Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
- 247.776—Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
- 247.780—Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
- 247.781—Exemption from the definition of “broker” for banks for a limited period of time.