PART 242—REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
- 242.100—Preliminary note; definitions.
- 242.101—Activities by distribution participants.
- 242.102—Activities by issuers and selling security holders during a distribution.
- 242.103—Nasdaq passive market making.
- 242.104—Stabilizing and other activities in connection with an offering.
- 242.105—Short selling in connection with a public offering.
- 242.200—Definition of “short sale” and marking requirements.
- 242.201—Circuit breaker.
- 242.203—Borrowing and delivery requirements.
- 242.204—Close-out requirement.
- 242.300—Definitions.
- 242.301—Requirements for alternative trading systems.
- 242.302—Recordkeeping requirements for alternative trading systems.
- 242.303—Record preservation requirements for alternative trading systems.
- 242.400—Customer margin requirements for security futures—authority, purpose, interpretation, and scope.
- 242.401—Definitions.
- 242.402—General provisions.
- 242.403—Required margin.
- 242.404—Type, form and use of margin.
- 242.405—Withdrawal of margin.
- 242.406—Undermargined accounts.
- 242.500—Definitions.
- 242.501—Certifications in connection with research reports.
- 242.502—Certifications in connection with public appearances.
- 242.503—Certain foreign research reports.
- 242.504—Notification to associated persons.
- 242.505—Exclusion for news media.
- 242.600—NMS security designation and definitions.
- 242.601—Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.
- 242.602—Dissemination of quotations in NMS securities.
- 242.603—Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.
- 242.604—Display of customer limit orders.
- 242.605—Disclosure of order execution information.
- 242.606—Disclosure of order routing information.
- 242.607—Customer account statements.
- 242.608—Filing and amendment of national market system plans.
- 242.609—Registration of securities information processors: form of application and amendments.
- 242.610—Access to quotations.
- 242.611—Order protection rule.
- 242.612—Minimum pricing increment.