CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 > SUBPART A—Forms for Registration Statements (§239.4-239.10 to §239.65) > 239.15A—Form N-1A, registration statement of open-end management investment companies.

239.15A—Form N-1A, registration statement of open-end management investment companies.

Form N-1A shall be used for the registration under the Securities Act of 1933 of securities of open-end management investment companies other than separate accounts of insurance companies registered under the Investment Company Act of 1940 (on form N-1) ( § 270.11 of this chapter ). This form is also to be used for the registration statement of such companies pursuant to section 8(b) of the Investment Company Act of 1940 ( § 270.11A of this chapter ). This form is not applicable for small business investment companies which register pursuant to §§ 239.24 and 274.5 of this chapter.

Code of Federal Regulations

[48 FR 37940, Aug. 22, 1983]

Code of Federal Regulations

Editorial Note: For Federal Register citations affecting Form N-1A, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.