229.1016—(Item 1016) Exhibits.
File as an exhibit to the schedule:
(a)
Any disclosure materials furnished to security holders by or on behalf of the filing person, including:
(2)
Solicitation or recommendation (including those referred to in Item 1012 of Regulation M-A ( § 229.1012 ));
(4)
Prospectus used in connection with an exchange offer where securities are registered under the Securities Act of 1933; and
Instruction to Item 1016(b): If the filing relates to a third-party tender offer and a request is made under Item 1007(d) of Regulation M-A (§ 229.1007(d)), the identity of the bank providing financing may be omitted from the loan agreement filed as an exhibit.
(c)
Any report, opinion or appraisal referred to in response to Item 1014(d) or Item 1015 of Regulation M-A ( § 229.1014(d) or § 229.1015 );
(d)
Any document setting forth the terms of any agreement, arrangement, understanding or relationship referred to in response to Item 1005(e) or Item 1011(a)(1) of Regulation M-A ( § 229.1005(e) or § 229.1011(a)(1) );
(e)
Any agreement, arrangement or understanding referred to in response to § 229.1005(d), or the pertinent portions of any proxy statement, report or other communication containing the disclosure required by Item 1005(d) of Regulation M-A ( § 229.1005(d) );
(f)
A detailed statement describing security holders' appraisal rights and the procedures for exercising those appraisal rights referred to in response to Item 1004(d) of Regulation M-A ( § 229.1004(d) );
(g)
Any written instruction, form or other material that is furnished to persons making an oral solicitation or recommendation by or on behalf of the filing person for their use directly or indirectly in connection with the transaction; and
(h)
Any written opinion prepared by legal counsel at the filing person's request and communicated to the filing person pertaining to the tax consequences of the transaction.
13E-3 | TO | 14D-9 | |
---|---|---|---|
Disclosure Material | X | X | X |
Loan Agreement | X | X | |
Report, Opinion or Appraisal | X | ||
Contracts, Arrangements or Understandings | X | X | X |
Statement re: Appraisal Rights | X | ||
Oral Solicitation Materials | X | X | X |
Tax Opinion | X |