CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS > SUBPART M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission (§200.735-1 to §200.735-18) > 200.735-5—Securities transactions.

200.735-5—Securities transactions.

Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).

Code of Federal Regulations

[75 FR 42277, July 20, 2010]